Welcome to our dedicated page for Defi Technologies SEC filings (Ticker: DEFT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The DeFi Technologies Inc. (DEFT) SEC filings page provides access to the company’s regulatory disclosures as a foreign private issuer in the United States. DeFi Technologies files current reports on Form 6-K and annual reporting information on Form 40-F, which together offer insight into its operations as a financial technology company linking traditional capital markets and decentralized finance.
Form 6-K submissions typically attach news releases covering topics such as digital asset ETP launches by its subsidiary Valour, new listings on exchanges including Brazil’s B3, venture portfolio milestones, leadership transitions, and other material corporate events. These filings allow investors to review the exact text of company announcements as furnished to the U.S. Securities and Exchange Commission.
The company also furnishes interim condensed consolidated financial statements, management’s discussion and analysis, and related certifications through its Form 40-F related filings. These documents provide detail on DeFi Technologies’ financial position, results of operations and risk disclosures in connection with its activities in digital asset management, trading, research and infrastructure.
On this page, investors can also monitor filings that reference governance and leadership changes, as well as documents that incorporate information about subsidiaries such as Valour, Stillman Digital, Reflexivity Research, Neuronomics and DeFi Alpha. For those analyzing DEFT, the combination of 6-K current reports and 40-F materials offers a structured view of how the company reports its business developments and financial performance in a regulated format.
Stock Titan enhances these filings with AI-powered summaries that explain the key points of each document in plain language. Users can quickly identify the main themes in lengthy filings, such as the nature of new product listings, geographic expansion steps, or the financial context around quarterly results, while retaining the ability to review the original SEC documents in full.
DeFi Technologies Inc. has furnished a Form 6-K referencing a news release dated November 6, 2025. The release reports an arbitrage trade of $3.2 million executed by DeFi Alpha. This update is provided as a foreign private issuer report under U.S. securities rules.
DeFi Technologies Inc. submitted a report as a foreign private issuer and attached a news release about a new business initiative. The release describes how its subsidiary, Stillman Digital, is partnering in the launch of GoDark, an institutional dark pool for digital assets backed by Copper and GSR. This indicates DeFi Technologies is involved in developing institutional trading infrastructure for digital assets through its subsidiary.
DeFi Technologies Inc. (DEFT) furnished a Form 6-K announcing an exhibit with a corporate update. Exhibit 99.1 is a news release dated October 22, 2025 titled “Valour Inc. Launches Sky (SKY) ETP on Spotlight Stock Market, Reaching 100 Listed ETPs.” The filing indicates the company shared this press release with investors, highlighting Valour’s new SKY ETP and the milestone of 100 listed ETPs.
DeFi Technologies Inc. filed a Form 6-K as a foreign private issuer for October 2025. The filing mainly transmits an exhibit containing a news release dated October 17, 2025, announcing that DeFi Technologies plans to attend the 2025 Maxim Growth Summit. This is an informational update about the company’s participation in an investor-focused conference rather than a financial or transactional disclosure.
DeFi Technologies Inc. filed a Form 6-K to furnish an October monthly corporate update via a news release. The update highlights performance at its Valour business, including year-to-date net inflows of US$115.3 million, along with other corporate developments summarized in the attached exhibit.
DeFi Technologies Inc. submitted a foreign issuer report that mainly serves to furnish a news release. The release announces the closing of a US$100 million registered direct offering, a transaction in which the company sells securities directly to selected investors rather than through a public underwritten deal. This filing formally records the completion of that capital-raising transaction for regulatory purposes.
DeFi Technologies Inc. filed a Form 6-K that mainly furnishes legal and transaction-related documents. The company provides a form of Securities Purchase Agreement and a form of Common Share Purchase Warrant, along with a Placement Agency Agreement dated September 25, 2025 between DeFi Technologies Inc. and Joseph Gunnar & Co., LLC.
The filing also includes a Material Change Report, a consent from Farris LLP, and a press release dated September 26, 2025. These exhibits are incorporated by reference into the company’s existing Form F-10 registration statement, linking the disclosed transaction documents to its broader securities offering framework.
Defi Technologies, Inc. is offering a total of US$100,000,001.19 of securities, with a Placement Agent fee of 6.0% equal to US$6,000,000.07, leaving estimated net proceeds of US$94,000,001.12 before other offering expenses (estimated at US$700,000). The prospectus supplement lists 34,246,577 Offered Warrants, 20,000,000 preferred shares (non-voting, 9% cumulative dividend), and various option/DSU pools subject to a 15% rolling limit.
The filing discloses business lines including Asset Management, Ventures, DeFi Alpha, Reflexivity Research, Stillman Digital and DeFi Advisory. Stillman Digital metrics stated include >US$500 million in monthly electronic trade execution volume, US$40–80 million daily on-ramps and >US$1 billion monthly trade volumes, plus ~US$400 million monthly market-making volume. The filing also references board and executive appointments and a set of documents incorporated by reference.
DeFi Technologies Inc. filed a Form 6-K as a foreign private issuer to furnish a news release dated September 25, 2025. The news release announces the pricing of an oversubscribed US$100 Million registered direct offering, indicating strong demand for the securities being offered. This filing primarily serves to formally provide that capital-raising announcement to investors and regulators.
DeFi Technologies Inc. filed a Form 6-K to furnish a news release about a new strategic investment and partnership with Canada's Stablecorp, the backer of the QCAD Canadian-dollar stablecoin. The filing indicates the company is engaging more deeply in the digital asset and stablecoin space through this relationship, but this excerpt does not include transaction terms or financial details.