Dell officer plans up to $3.3M stock sale

Dell Technologies officer Richard J. Rothberg files a Rule 144 notice covering up to 6,000 Class C shares, following a prior 20,000-share sale in June 2026.

Rhea-AI Filing Summary

Dell Technologies Inc. (DELL) is the issuer for a Rule 144 notice filed in connection with potential resales of its Class C common stock for the account of officer Richard J. Rothberg. The notice lists up to 6,000 Class C shares to be sold through Fidelity Brokerage Services LLC on the NYSE, with an aggregate market value of $3,285,330.60 as of the filing details for September 11, 2026. These shares are identified as restricted stock that vested on August 20, 2022 as compensation. The filing also reports that Rothberg sold 20,000 Class C shares during the prior three months on June 15, 2026 for total consideration of $8,200,000.00.

Key Figures

Shares covered by Rule 144 notice: 6,000 shares Aggregate market value of shares in notice: $3,285,330.60 Shares sold in past 3 months: 20,000 shares +2 more

5 metrics

Shares covered by Rule 144 notice 6,000 shares Class C common stock listed for potential sale associated with September 11, 2026

Aggregate market value of shares in notice $3,285,330.60 Value of 6,000 Class C shares associated with the September 11, 2026 sale details

Shares sold in past 3 months 20,000 shares Class C shares sold on June 15, 2026

Proceeds from past 3-month sale $8,200,000.00 Total consideration for 20,000 Class C shares sold on June 15, 2026

Vesting date of restricted stock August 20, 2022 Restricted stock vesting that produced the 6,000 Class C shares

Key Terms

Rule 144, restricted stock vesting, attorney-in-fact

3 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

restricted stock vesting financial

"Class C | 08/20/2022 | Restricted Stock Vesting | Issuer"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

attorney-in-fact regulatory

"as attorney-in-fact for Richard J. Rothberg"

An attorney-in-fact is the person or entity given legal authority through a power of attorney to act on behalf of another for specific tasks, such as signing documents, voting shares, or handling transactions. For investors, this matters because it lets a trusted representative make timely decisions or complete paperwork when the owner cannot, much like handing keys to someone to run errands on your behalf—so checks on scope and limits of that authority are important.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing for DELL disclose about Richard J. Rothberg?

It discloses that officer Richard J. Rothberg has filed a Rule 144 notice covering potential sales of 6,000 Class C shares of Dell Technologies Inc., held in an account at Fidelity Brokerage Services LLC, to be sold on the NYSE.

How many Dell (DELL) shares are covered by the new Rule 144 notice?

The notice lists up to 6,000 shares of Dell Technologies Inc. Class C common stock. The filing shows an aggregate market value of $3,285,330.60 for these shares as of the details associated with September 11, 2026.

What is the origin of the Dell (DELL) shares listed to be sold by Richard J. Rothberg?

The 6,000 Class C shares are described as restricted stock vesting on August 20, 2022, received from the issuer as compensation.

What prior Dell (DELL) stock sales by Richard J. Rothberg are reported in the Form 144?

The filing reports that Richard J. Rothberg sold 20,000 Class C shares of Dell Technologies Inc. on June 15, 2026 for total proceeds of $8,200,000.00 during the past three months.

Which broker and market are involved in the potential Dell (DELL) share sale?

The Rule 144 notice identifies Fidelity Brokerage Services LLC as the broker for the 6,000 Class C shares, and lists the intended market as the NYSE.

Who signed the Dell (DELL) Form 144 related to Richard J. Rothberg?

The Form 144 was signed by /s/ Wade Moss, described as a duly authorized representative of Fidelity Brokerage Services LLC, acting as attorney-in-fact for Richard J. Rothberg.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/11/2026 - 12:02 PM Accepted by SEC EDGAR 09/11/2026 - 12:02 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001680902
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Dell Technologies Inc.
SEC File Number	001-37867
Address of Issuer	ONE DELL WAY ROUND ROCK TEXAS 78682
Phone	800-289-3355
Name of Person for Whose Account the Securities are To Be Sold	Rothberg Richard J
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class C	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	6000	3285330.60	315433188	09/11/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class C	08/20/2022	Restricted Stock Vesting	Issuer			6000	08/20/2022	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Richard J. Rothberg One Dell Way Round Rock TX 78682	Class C	06/15/2026	20000	8200000.00

144: Remarks and Signature

Remarks
Date of Notice	09/11/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/Wade Moss, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Richard J. Rothberg
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)