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[Form 3] Dell Technologies Inc. Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3
Rhea-AI Filing Summary

Richard Troy Sharp, Chief Accounting Officer of Dell Technologies Inc. (DELL), filed an initial Form 3 reporting beneficial ownership following an 08/08/2025 event. He directly owns 6,030 shares of Class C common stock, comprised of 1,367 vested shares and 4,663 unvested restricted stock units (RSUs). The RSUs break down as 776 (grant 01/15/2023, vests 01/15/2026), 1,039 (grant 03/15/2023, vests 03/15/2026), 1,164 (grant 03/15/2024, vests in two equal installments on years 2 and 3), and 1,684 (grant 03/15/2025, vests in three equal annual installments). The filing includes Exhibit 24 (Power of Attorney).

Richard Troy Sharp, Chief Accounting Officer di Dell Technologies Inc. (DELL), ha presentato un Form 3 iniziale notificando la proprietà beneficiaria a seguito di un evento dell'08/08/2025. Possiede direttamente 6.030 azioni di classe C, di cui 1.367 azioni già maturate e 4.663 unità azionarie ristrette (RSU) non ancora maturate. Le RSU sono suddivise in: 776 (assegnazione 15/01/2023, maturano il 15/01/2026), 1.039 (assegnazione 15/03/2023, maturano il 15/03/2026), 1.164 (assegnazione 15/03/2024, maturano in due rate uguali negli anni 2 e 3) e 1.684 (assegnazione 15/03/2025, maturano in tre rate annuali uguali). La dichiarazione include l'Allegato 24 (Procura).

Richard Troy Sharp, Director de Contabilidad de Dell Technologies Inc. (DELL), presentó un Form 3 inicial informando la titularidad beneficiaria tras un evento del 08/08/2025. Posee directamente 6.030 acciones de la clase C, compuestas por 1.367 acciones ya devengadas y 4.663 unidades restringidas de acciones (RSU) no devengadas. Las RSU se desglosan en: 776 (concesión 15/01/2023, devengan el 15/01/2026), 1.039 (concesión 15/03/2023, devengan el 15/03/2026), 1.164 (concesión 15/03/2024, devengan en dos cuotas iguales en los años 2 y 3) y 1.684 (concesión 15/03/2025, devengan en tres cuotas anuales iguales). La presentación incluye el Anexo 24 (Poder).

Richard Troy Sharp, Dell Technologies Inc. (DELL)의 최고회계책임자(CAO)는 2025-08-08 사건에 따라 초기 Form 3을 제출하여 수혜적 소유권을 보고했습니다. 그는 직접적으로 6,030주의 클래스 C 보통주를 보유하고 있으며, 이 중 1,367주는 이미 베스팅(확정)되었고 4,663주는 아직 베스팅되지 않은 제한부주식단위(RSU)입니다. RSU 구성은 다음과 같습니다: 776주(부여 2023-01-15, 베스트 2026-01-15), 1,039주(부여 2023-03-15, 베스트 2026-03-15), 1,164주(부여 2024-03-15, 2년차와 3년차에 걸쳐 두 번에 나누어 베스트), 1,684주(부여 2025-03-15, 3년간 매년 동일 비율로 베스트). 제출서류에는 Exhibit 24(위임장)가 포함되어 있습니다.

Richard Troy Sharp, directeur comptable de Dell Technologies Inc. (DELL), a déposé un Form 3 initial signalant la propriété bénéficiaire suite à un événement du 08/08/2025. Il détient directement 6 030 actions de catégorie C, dont 1 367 actions acquises et 4 663 unités d'actions restreintes (RSU) non acquises. Les RSU se répartissent ainsi : 776 (attribution 15/01/2023, acquisition 15/01/2026), 1 039 (attribution 15/03/2023, acquisition 15/03/2026), 1 164 (attribution 15/03/2024, acquisition en deux versements égaux les années 2 et 3) et 1 684 (attribution 15/03/2025, acquisition en trois versements annuels égaux). Le dépôt comprend l'Exhibit 24 (Procuration).

Richard Troy Sharp, Chief Accounting Officer von Dell Technologies Inc. (DELL), reichte nach einem Ereignis am 08.08.2025 ein initiales Form 3 zur Meldung der wirtschaftlichen Eigentümerschaft ein. Er besitzt direkt 6.030 Aktien der Klasse C, davon 1.367 bereits unverfallbar und 4.663 nicht unverfallbare Restricted Stock Units (RSU). Die RSU verteilen sich wie folgt: 776 (Zuteilung 15.01.2023, Verfall 15.01.2026), 1.039 (Zuteilung 15.03.2023, Verfall 15.03.2026), 1.164 (Zuteilung 15.03.2024, Verfall in zwei gleichen Tranchen in Jahr 2 und 3) und 1.684 (Zuteilung 15.03.2025, Verfall in drei gleichen jährlichen Tranchen). Die Einreichung enthält Exhibit 24 (Vollmacht).

Positive
  • Full disclosure of insider holdings including both vested shares and detailed RSU vesting schedules
  • Compliance with Section 16(a) demonstrated by timely initial Form 3 filing and attorney‑in‑fact signature
Negative
  • None.

Insights

TL;DR: Routine officer disclosure showing modest ownership and time‑based RSU vesting schedule; standard for executive equity reporting.

The Form 3 documents initial insider ownership for the Chief Accounting Officer with 6,030 Class C shares reported, including 4,663 unvested RSUs across four grant dates. This filing is a compliance disclosure under Section 16 and provides transparency on immediate and future potential ownership as RSUs vest. There are no derivative positions or indirect ownership claims disclosed. The detail on vesting schedules clarifies when economic interest could convert to voting/vested shares.

TL;DR: Form 3 is a standard initial beneficial‑ownership report; no material transactions or unusual holdings disclosed.

The report meets Section 16(a) requirements by identifying the reporting person, relationship (Chief Accounting Officer and Director/officer box checked), event date (08/08/2025) and exact security counts. The breakdown of RSUs by grant date and vesting cadence supports internal recordkeeping and future reporting obligations upon vesting or disposition. Exhibit 24 is noted for attorney‑in‑fact signature authority. No red flags or material items requiring immediate investor concern appear in this filing.

Richard Troy Sharp, Chief Accounting Officer di Dell Technologies Inc. (DELL), ha presentato un Form 3 iniziale notificando la proprietà beneficiaria a seguito di un evento dell'08/08/2025. Possiede direttamente 6.030 azioni di classe C, di cui 1.367 azioni già maturate e 4.663 unità azionarie ristrette (RSU) non ancora maturate. Le RSU sono suddivise in: 776 (assegnazione 15/01/2023, maturano il 15/01/2026), 1.039 (assegnazione 15/03/2023, maturano il 15/03/2026), 1.164 (assegnazione 15/03/2024, maturano in due rate uguali negli anni 2 e 3) e 1.684 (assegnazione 15/03/2025, maturano in tre rate annuali uguali). La dichiarazione include l'Allegato 24 (Procura).

Richard Troy Sharp, Director de Contabilidad de Dell Technologies Inc. (DELL), presentó un Form 3 inicial informando la titularidad beneficiaria tras un evento del 08/08/2025. Posee directamente 6.030 acciones de la clase C, compuestas por 1.367 acciones ya devengadas y 4.663 unidades restringidas de acciones (RSU) no devengadas. Las RSU se desglosan en: 776 (concesión 15/01/2023, devengan el 15/01/2026), 1.039 (concesión 15/03/2023, devengan el 15/03/2026), 1.164 (concesión 15/03/2024, devengan en dos cuotas iguales en los años 2 y 3) y 1.684 (concesión 15/03/2025, devengan en tres cuotas anuales iguales). La presentación incluye el Anexo 24 (Poder).

Richard Troy Sharp, Dell Technologies Inc. (DELL)의 최고회계책임자(CAO)는 2025-08-08 사건에 따라 초기 Form 3을 제출하여 수혜적 소유권을 보고했습니다. 그는 직접적으로 6,030주의 클래스 C 보통주를 보유하고 있으며, 이 중 1,367주는 이미 베스팅(확정)되었고 4,663주는 아직 베스팅되지 않은 제한부주식단위(RSU)입니다. RSU 구성은 다음과 같습니다: 776주(부여 2023-01-15, 베스트 2026-01-15), 1,039주(부여 2023-03-15, 베스트 2026-03-15), 1,164주(부여 2024-03-15, 2년차와 3년차에 걸쳐 두 번에 나누어 베스트), 1,684주(부여 2025-03-15, 3년간 매년 동일 비율로 베스트). 제출서류에는 Exhibit 24(위임장)가 포함되어 있습니다.

Richard Troy Sharp, directeur comptable de Dell Technologies Inc. (DELL), a déposé un Form 3 initial signalant la propriété bénéficiaire suite à un événement du 08/08/2025. Il détient directement 6 030 actions de catégorie C, dont 1 367 actions acquises et 4 663 unités d'actions restreintes (RSU) non acquises. Les RSU se répartissent ainsi : 776 (attribution 15/01/2023, acquisition 15/01/2026), 1 039 (attribution 15/03/2023, acquisition 15/03/2026), 1 164 (attribution 15/03/2024, acquisition en deux versements égaux les années 2 et 3) et 1 684 (attribution 15/03/2025, acquisition en trois versements annuels égaux). Le dépôt comprend l'Exhibit 24 (Procuration).

Richard Troy Sharp, Chief Accounting Officer von Dell Technologies Inc. (DELL), reichte nach einem Ereignis am 08.08.2025 ein initiales Form 3 zur Meldung der wirtschaftlichen Eigentümerschaft ein. Er besitzt direkt 6.030 Aktien der Klasse C, davon 1.367 bereits unverfallbar und 4.663 nicht unverfallbare Restricted Stock Units (RSU). Die RSU verteilen sich wie folgt: 776 (Zuteilung 15.01.2023, Verfall 15.01.2026), 1.039 (Zuteilung 15.03.2023, Verfall 15.03.2026), 1.164 (Zuteilung 15.03.2024, Verfall in zwei gleichen Tranchen in Jahr 2 und 3) und 1.684 (Zuteilung 15.03.2025, Verfall in drei gleichen jährlichen Tranchen). Die Einreichung enthält Exhibit 24 (Vollmacht).

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Sharp Richard Troy

(Last) (First) (Middle)
ONE DELL WAY

(Street)
ROUND ROCK TX 78682

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/08/2025
3. Issuer Name and Ticker or Trading Symbol
Dell Technologies Inc. [ DELL ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Accounting Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class C Common Stock 6,030(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Amount consists of (a) 1,367 shares of Class C common stock and (b) 4,663 unvested restricted stock units ("RSUs") as follows: (i) 776 unvested RSUs of an award granted on January 15, 2023, which vests in full on January 15, 2026, (ii) 1,039 unvested RSUs of an award granted on March 15, 2023, which vests in full on March 15, 2026, (iii) 1,164 unvested RSUs of an award granted on March 15, 2024, which vests in two equal installments on the second and third anniversaries of such grant date, and (iv) 1,684 unvested RSUs of an award granted on March 15, 2025, which vests in three equal installments on the first, second and third anniversaries of such grant date.
Remarks:
Exhibit 24 - Power of Attorney
/s/ James Williamson, Attorney-in-Fact 08/18/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
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Computer Hardware
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United States
ROUND ROCK