Dell Technologies counsel sells 4,000 shares at $583

Dell Technologies’ General Counsel & Secretary reported selling 4,000 Class C shares and now directly holds 132,415 shares.

Available on EDGAR 09/21/2026 - 04:11 PM EDT Accepted by SEC EDGAR 09/21/2026 - 04:10 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Dell Technologies Inc. (DELL) reported that its General Counsel & Secretary, Richard J. Rothberg, sold shares of the company’s stock. On September 17, 2026, he sold 4,000 shares of Class C Common Stock in an open market or private transaction at an average price of $583.364 per share.

After this sale, he directly holds 132,415 shares of Dell Technologies Class C Common Stock. No Rule 10b5-1 trading plan is reported for this transaction.

Insider Trade Summary

Net Seller: 4,000 shares

Net Sell 1 txn

Insider Rothberg Richard J

Role General Counsel & Secretary

Sold 4,000 shs ($2.33M)

Type	Security	Shares	Price	Value
Sale	Class C Common Stock	4,000	$583.364	$2.33M

Holdings After Transaction: Class C Common Stock — 132,415 shares (Direct)

Key Figures

Shares sold: 4,000 shares Sale price per share: $583.364 per share Shares held after transaction: 132,415 shares +1 more

4 metrics

Shares sold 4,000 shares Class C Common Stock sale on September 17, 2026

Sale price per share $583.364 per share Average price for 4,000 Class C shares sold

Shares held after transaction 132,415 shares Directly owned Class C Common Stock after sale by Richard J. Rothberg

Net shares sold 4,000 shares Net of all reported buy and sell transactions in this Form 4

Key Terms

Class C Common Stock, open market or private transaction, Rule 10b5-1 plan

3 terms

Class C Common Stock financial

"The transaction involved Class C Common Stock of Dell Technologies Inc."

A class C common stock is a type of company share that usually represents ownership but often carries limited or no voting power compared with other share classes. For investors, that matters because it can affect influence over company decisions and sometimes the stock’s price or dividend priority — think of it as owning a ticket to the same event but in a section with less say in how the event is run.

open market or private transaction financial

"The sale is described as a sale in open market or private transaction."

Rule 10b5-1 plan regulatory

"No Rule 10b5-1 plan is reported for this transaction."

A Rule 10b5-1 plan is a prearranged, written schedule that lets corporate insiders buy or sell company stock at set times or amounts, even if they later learn material nonpublic information. Think of it like setting an automatic thermostat for trades: it creates a clear record that trades were planned in advance, reducing the risk of insider-trading accusations and helping investors trust that insider transactions are routine rather than based on secret information.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did DELL report for Richard J. Rothberg?

Dell Technologies reported that Richard J. Rothberg, its General Counsel & Secretary, sold 4,000 shares of Class C Common Stock on September 17, 2026, in a sale described as an open market or private transaction.

At what price were the DELL shares sold in this Form 4 filing?

The filing states that the 4,000 shares of Dell Technologies Class C Common Stock were sold at an average price of $583.364 per share on September 17, 2026.

How many DELL shares does Richard J. Rothberg hold after the reported sale?

After the sale, Richard J. Rothberg directly holds 132,415 shares of Dell Technologies Class C Common Stock, according to the Form 4 filing.

Was the DELL insider sale made under a Rule 10b5-1 trading plan?

No. The Form 4 checkbox for an affirmed Rule 10b5-1 plan is not selected, so the reported sale is not identified as being made under such a trading plan.

What type of security was involved in Richard J. Rothberg’s DELL transaction?

The transaction involved Class C Common Stock of Dell Technologies Inc., classified in the Form 4 as a non-derivative security.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Rothberg Richard J

(Last) (First) (Middle)

ONE DELL WAY

(Street)

ROUND ROCK TEXAS 78682

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Dell Technologies Inc. [ DELL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	General Counsel & Secretary

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/17/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class C Common Stock	09/17/2026		S		4,000	D	$583.364	132,415	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	/s/ James Williamson, Attorney-in-Fact	09/21/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)