Welcome to our dedicated page for Dell Technologies SEC filings (Ticker: DELL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Dell Technologies Inc. filings document the reporting obligations of a large operating technology company whose Class C common stock trades on the New York Stock Exchange under DELL. The company's Form 8-K disclosures cover quarterly and annual operating results, Regulation FD presentations, material agreements, securities offerings by Dell International L.L.C. and EMC Corporation, and changes involving senior officers and related compensation arrangements.
Capital-structure filings include Class B common stock conversions into Class C common stock, unregistered equity issuances related to those conversions, dividend and liquidation rights described in the charter, shelf-registration-related debt issuance records and supplemental indentures for senior notes. Governance disclosures include officer appointments, restricted stock unit awards under the 2023 Stock Incentive Plan, board and compensation committee actions, and formal disclosures tied to Dell's technology hardware, storage, AI infrastructure and services businesses.
Silver Lake entities reported dispositions of Class C Common Stock of Dell. The filings show multiple sales in March 2026, with transactions dated 03/02/2026, 03/04/2026, and 03/06/2026. Examples include sales by Silver Lake Partners IV, L.P. of 208,174 shares and by SL SPV-2, L.P. of 179,400 shares on 03/02/2026, and further tranche sales on 03/04/2026. The excerpt lists an additional entry of 50,666 Class C shares associated with a conversion of Class B Common Stock effective 03/17/2026. Cash‑flow treatment and aggregate outstanding context are not stated in the excerpt.
Silver Lake-related entities submitted a notice under Rule 144 to sell Class C Common Stock of the issuer. The filing lists multiple proposed dispositions on 03/02/2026, 03/04/2026, and 03/06/2026
The tables show per-entity share amounts and dollar values for each disposition (examples include 208,174 shares for Silver Lake Partners IV on 03/02/2026 valued at $31,264,600.32 and 212,193 shares on 03/04/2026 valued at $31,155,473.69). The filing also notes a conversion of Class B into Class C shares on 03/17/2026.
DELL submitted a Form 144 notice for proposed sales of Class C Common Stock, showing multiple dispositions by Silver Lake-related entities in early March 2026. The excerpt lists several sale rows, including examples of 208,174 and 179,400 shares sold on 03/02/2026.
The filing itemizes individual transactions with per-row share counts and dollar values for each disposition; timing is clustered around 03/02/2026–03/06/2026.
Dell Technologies Chief Marketing Officer Jane Tunnell reported compensation-related share activity, not open-market trading. On a Form 4, she had 8,452 shares of Class C common stock withheld by Dell to cover tax liabilities tied to restricted stock unit (RSU) vesting. She also acquired 15,509 shares of Class C common stock at no cost as part of RSU and performance-based RSU awards vesting and certification. After these transactions, she directly holds 81,902 shares of Dell Class C common stock.
Dell Technologies president of global sales Peter Trizzino reported RSU vesting and related tax-withholding entries in Class C common stock. On an award that vested, 45,765 performance-based RSUs were certified as earned, with 22,374 shares withheld to cover taxes and 23,391 shares delivered to him. Separately, 14,964 shares from earlier RSU grants were also withheld by Dell to pay tax liabilities. Following these compensation-related transactions, he directly owns 106,809 shares of Dell Class C common stock.
Dell Technologies Inc. Chief Accounting Officer Richard Troy Sharp reported equity compensation and related tax withholding in Class C Common Stock. He received a grant of 2,506 restricted stock units, which vest in three equal annual installments on the first, second and third anniversaries of the grant date, contingent on his continued service. On the same date, 533 shares were withheld by Dell to cover tax liabilities from the partial vesting of RSUs granted on March 15, 2023, March 15, 2024 and March 15, 2025. After these transactions, he directly owned 9,568 shares of Class C Common Stock.
Dell Technologies Chief Customer Officer William F. Scannell reported equity compensation activity involving Dell Class C Common Stock. On March 15, 2026, he had 16,755 shares withheld at $151.62 per share to cover tax liabilities triggered by the partial vesting of prior RSU grants.
On the same date, he acquired 125,172 shares at no cost from a performance-based RSU award granted on March 15, 2023. That award had 233,412 shares certified as earned, with 108,240 shares withheld to pay the related tax liability, leaving the reported shares delivered.
Dell Technologies Inc. Chief Human Resources Officer Jennifer D. Saavedra reported routine equity compensation activity in Class C common stock. She received a grant and vesting-related award of 77,312 shares at no cost, tied to restricted stock units and performance-based RSUs certified as earned.
To cover tax liabilities from these vestings, 7,835 shares were withheld by Dell, a non-market, tax-withholding disposition. After these transactions, Saavedra directly owns 322,192 shares of Dell Class C common stock.
Dell Technologies General Counsel & Secretary Richard J. Rothberg reported compensation-related share activity in Class C Common Stock on March 15, 2026. He received an award of 100,057 shares at $0.0000 per share, increasing his direct holdings to 168,865 shares.
The company also withheld 11,120 shares valued at $151.62 per share to cover tax liabilities triggered by partial vesting of RSUs granted on March 15, 2023, March 15, 2024 and March 15, 2025. A performance-based RSU award granted on March 15, 2023 certified 164,760 shares as earned, with 64,703 shares withheld for taxes at vesting.
Dell Technologies Chief Financial Officer David Alan Kennedy reported routine equity compensation activity involving Class C common stock. On March 15, 2026, the company withheld 3,049 shares to cover tax liabilities tied to vesting of restricted stock units, rather than selling shares in the market.
On the same date, Kennedy received a grant or award of 14,203 shares of Class C common stock, recorded at no cash cost. After these transactions, he directly owned 202,597 shares of Dell Technologies Class C common stock.