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Dell Technologies SEC Filings

DELL NYSE

Welcome to our dedicated page for Dell Technologies SEC filings (Ticker: DELL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Dell Technologies Inc. filings document the reporting obligations of a large operating technology company whose Class C common stock trades on the New York Stock Exchange under DELL. The company's Form 8-K disclosures cover quarterly and annual operating results, Regulation FD presentations, material agreements, securities offerings by Dell International L.L.C. and EMC Corporation, and changes involving senior officers and related compensation arrangements.

Capital-structure filings include Class B common stock conversions into Class C common stock, unregistered equity issuances related to those conversions, dividend and liquidation rights described in the charter, shelf-registration-related debt issuance records and supplemental indentures for senior notes. Governance disclosures include officer appointments, restricted stock unit awards under the 2023 Stock Incentive Plan, board and compensation committee actions, and formal disclosures tied to Dell's technology hardware, storage, AI infrastructure and services businesses.

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Dell Technologies COO and Vice Chairman Jeffrey W. Clarke reported routine equity compensation activity involving Dell Class C common stock. On March 15, 2026, 83,441 shares were withheld by Dell to cover tax liabilities from partial vesting of prior RSU grants made on March 15, 2023, 2024 and 2025, a non-market disposition.

Clarke also received a of Class C common stock at no cost as a compensation award. A separate performance-based RSU award from March 15, 2023 resulted in 335,628 shares certified as earned, net of 131,081 shares withheld for taxes. After these changes, he holds 1,803,414 shares directly, plus 200,000 shares indirectly through two family trusts where he and his spouse serve as co-managing trustees.

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Dell Technologies files its annual report detailing its strategy, risks, and operations for Fiscal 2026. The company positions itself as a leader in technology solutions for the data and AI era, built around two main segments: Infrastructure Solutions Group and Client Solutions Group.

Dell highlights rapid growth and backlog in AI-optimized servers, alongside continued demand for traditional servers, networking, and storage. It reports global operations in over 170 countries, a strong direct and channel go-to-market model, and a large financing arm, Dell Financial Services, with a $14.3 billion receivables portfolio as of January 30, 2026.

The report notes the termination of its VMware standalone resale framework after VMware’s acquisition by Broadcom and the February 2025 sale of Secureworks. Dell also emphasizes $3.1 billion in annual R&D spending, a 25,859‑patent portfolio, and key risk factors ranging from macroeconomic and competitive pressures to AI, cybersecurity, supply chain, and regulatory challenges.

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Dell Technologies files its annual report detailing its strategy, risks, and operations for Fiscal 2026. The company positions itself as a leader in technology solutions for the data and AI era, built around two main segments: Infrastructure Solutions Group and Client Solutions Group.

Dell highlights rapid growth and backlog in AI-optimized servers, alongside continued demand for traditional servers, networking, and storage. It reports global operations in over 170 countries, a strong direct and channel go-to-market model, and a large financing arm, Dell Financial Services, with a $14.3 billion receivables portfolio as of January 30, 2026.

The report notes the termination of its VMware standalone resale framework after VMware’s acquisition by Broadcom and the February 2025 sale of Secureworks. Dell also emphasizes $3.1 billion in annual R&D spending, a 25,859‑patent portfolio, and key risk factors ranging from macroeconomic and competitive pressures to AI, cybersecurity, supply chain, and regulatory challenges.

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Dell Technologies files its annual report detailing its strategy, risks, and operations for Fiscal 2026. The company positions itself as a leader in technology solutions for the data and AI era, built around two main segments: Infrastructure Solutions Group and Client Solutions Group.

Dell highlights rapid growth and backlog in AI-optimized servers, alongside continued demand for traditional servers, networking, and storage. It reports global operations in over 170 countries, a strong direct and channel go-to-market model, and a large financing arm, Dell Financial Services, with a $14.3 billion receivables portfolio as of January 30, 2026.

The report notes the termination of its VMware standalone resale framework after VMware’s acquisition by Broadcom and the February 2025 sale of Secureworks. Dell also emphasizes $3.1 billion in annual R&D spending, a 25,859‑patent portfolio, and key risk factors ranging from macroeconomic and competitive pressures to AI, cybersecurity, supply chain, and regulatory challenges.

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Dell Technologies files its annual report detailing its strategy, risks, and operations for Fiscal 2026. The company positions itself as a leader in technology solutions for the data and AI era, built around two main segments: Infrastructure Solutions Group and Client Solutions Group.

Dell highlights rapid growth and backlog in AI-optimized servers, alongside continued demand for traditional servers, networking, and storage. It reports global operations in over 170 countries, a strong direct and channel go-to-market model, and a large financing arm, Dell Financial Services, with a $14.3 billion receivables portfolio as of January 30, 2026.

The report notes the termination of its VMware standalone resale framework after VMware’s acquisition by Broadcom and the February 2025 sale of Secureworks. Dell also emphasizes $3.1 billion in annual R&D spending, a 25,859‑patent portfolio, and key risk factors ranging from macroeconomic and competitive pressures to AI, cybersecurity, supply chain, and regulatory challenges.

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Rhea-AI Summary

Dell Technologies files its annual report detailing its strategy, risks, and operations for Fiscal 2026. The company positions itself as a leader in technology solutions for the data and AI era, built around two main segments: Infrastructure Solutions Group and Client Solutions Group.

Dell highlights rapid growth and backlog in AI-optimized servers, alongside continued demand for traditional servers, networking, and storage. It reports global operations in over 170 countries, a strong direct and channel go-to-market model, and a large financing arm, Dell Financial Services, with a $14.3 billion receivables portfolio as of January 30, 2026.

The report notes the termination of its VMware standalone resale framework after VMware’s acquisition by Broadcom and the February 2025 sale of Secureworks. Dell also emphasizes $3.1 billion in annual R&D spending, a 25,859‑patent portfolio, and key risk factors ranging from macroeconomic and competitive pressures to AI, cybersecurity, supply chain, and regulatory challenges.

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Dell Technologies Inc. Chief Human Resources Officer Jennifer D. Saavedra reported an open-market sale of 10,200 shares of Class C Common Stock at $145.0000 per share. After this transaction on March 9, 2026, she directly held 252,715 shares, indicating she retains a substantial equity stake in the company.

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Dell Technologies director Ellen Jamison Kullman exercised stock options and sold shares in a coordinated transaction. She exercised options covering 150,346 shares of Class C Common Stock at exercise prices of $13.60 and $13.98 per share.

On the same date, she sold 150,346 shares of Class C Common Stock in multiple open-market trades at weighted average prices disclosed between about $144.04 and $145.94 per share. After these transactions, she directly held 65,662 shares of Dell Class C Common Stock, and the reported options were fully vested and fully exercised.

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Fidelity Brokerage Services LLC submitted a Form 144 notice for proposed sale of Class C shares on 03/09/2026 for sale on the NYSE. The filing lists planned quantities and vesting sources: 4,758, 4,949, and 493 restricted shares with vesting dates in 2021.

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Dell Technologies Inc. disclosed a series of insider transactions by Silver Lake–affiliated funds that are directors and 10% owners by deputization. On March 4, 2026, entities including SL SPV-2, L.P., Silver Lake Partners IV, L.P. and Silver Lake Partners V DE (AIV), L.P. sold an aggregate 514,417 shares of Class C Common Stock in open-market transactions at weighted-average prices reported between $146.48 and $147.67 per share.

In connection with these sales and related pro rata in-kind distributions initiated on March 5, 2026, certain Reporting Persons converted Class B Common Stock into an equal number of Class C shares through derivative exercises coded “M”. Footnotes state that multiple Silver Lake vehicles and Silver Lake Group, L.L.C. directly hold the securities and that the in-kind distributions and related receipts were exempt from reporting under Rule 16a-13 of the Exchange Act.

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Dell Technologies Inc. reported that investment funds affiliated with Silver Lake, including SPV-2 and Silver Lake Partners funds, converted Class B Common Stock into Class C Common Stock and then sold 514,417 shares of Class C in open-market transactions. The sales occurred on March 4 and 6, 2026 at weighted average prices described in ranges from $146.48 to $147.67 per share. Related Silver Lake entities also initiated pro rata, in-kind distributions of Class C shares on March 5, 2026, with those share receipts stated as exempt from reporting under Rule 16a-13 of the Exchange Act and attributed to the Silver Lake entities and vehicles associated with director Egon Durban.

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DELL Form 144 notice lists proposed and recent sales of Class C Common Stock by Silver Lake affiliates and related holders. The excerpt shows multiple transactions dated 03/02/2026, 03/04/2026, and prior sales on 12/09/2025.

The filing itemizes individual sales by entities such as Silver Lake Partners IV, L.P. and Silver Lake Partners V DE (AIV), L.P., including examples of 212,193 shares on 03/04/2026 and 208,174 shares on 03/02/2026.

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Dell Technologies insiders and affiliated funds reported proposed and recent sales of Class C common stock. The filing lists a 357-share in-kind transfer to SLTA SPV-2, L.P. on 03/05/2026 and multiple sales by Silver Lake entities, including 71,000 shares by Egon Durban on 12/09/2025 and larger dispositions on 03/02/2026 and 03/04/2026.

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FAQ

How many Dell Technologies (DELL) SEC filings are available on StockTitan?

StockTitan tracks 455 SEC filings for Dell Technologies (DELL), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Dell Technologies (DELL)?

The most recent SEC filing for Dell Technologies (DELL) was filed on March 17, 2026.