Welcome to our dedicated page for Dell Technologies SEC filings (Ticker: DELL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Dell Technologies Inc. filings document the reporting obligations of a large operating technology company whose Class C common stock trades on the New York Stock Exchange under DELL. The company's Form 8-K disclosures cover quarterly and annual operating results, Regulation FD presentations, material agreements, securities offerings by Dell International L.L.C. and EMC Corporation, and changes involving senior officers and related compensation arrangements.
Capital-structure filings include Class B common stock conversions into Class C common stock, unregistered equity issuances related to those conversions, dividend and liquidation rights described in the charter, shelf-registration-related debt issuance records and supplemental indentures for senior notes. Governance disclosures include officer appointments, restricted stock unit awards under the 2023 Stock Incentive Plan, board and compensation committee actions, and formal disclosures tied to Dell's technology hardware, storage, AI infrastructure and services businesses.
Dell Technologies Chief Human Resources Officer Jennifer D. Saavedra reported a small equity transfer. She made a bona fide gift of 50 shares of Class C Common Stock, at no stated price per share. After this gift, she directly holds 322,142 shares, so the transaction represents a very minor change in her ownership.
Dell Technologies Inc. Chief Marketing Officer Jane Tunnell reported two bona fide gifts of Class C common stock. On June 16, 2026, she transferred 276 shares and 243 shares, totaling 519 shares, to a donor-advised charitable fund she established. These are charitable gifts, not open-market purchases or sales.
SLTA V (GP), L.L.C. and affiliated Silver Lake funds reported internal restructuring transactions involving Dell Technologies Inc. Class C Common Stock. On June 15, 2026, SL SPV-2, L.P., Silver Lake Partners IV, L.P., Silver Lake Partners V DE (AIV), L.P. and certain affiliates initiated in-kind distributions of Dell Class C shares.
Form 4 data show "J"-code transactions labeled as other acquisitions or dispositions, with 212,106 shares involved in restructuring-type moves and no open-market buys or sells. Following these distributions, the reporting persons and related entities report updated direct and indirect holdings, including 1,374,245 Class C shares held directly and several smaller indirect positions through Silver Lake Group and affiliated vehicles.
Dell Technologies Inc. director Egon Durban and multiple Silver Lake-affiliated funds reported internal movements of Class C Common Stock tied to in-kind distributions on June 15, 2026. These were classified as "other" transactions under code J and occurred at $0.00 per share.
The filing shows restructurings totaling 212,106 shares among Silver Lake funds, with the receipt of shares exempt from reporting under Rule 16a-13 of the Exchange Act. There were no open-market purchases or sales reported.
Following these distributions, Mr. Durban holds 1,374,245 shares of Class C Common Stock directly, and additional indirect interests through various Silver Lake and family-related entities, including positions of 49,237 shares, 150,338 shares, 5,914 shares, and 10,765 shares held indirectly on his behalf.
Dell Technologies Inc. reported unregistered sales of equity securities related to share class conversions. Between June 1 and June 12, 2026, the company issued 3,438,364 shares of Class C common stock upon one-for-one conversion of the same number of Class B shares held by Silver Lake-affiliated funds.
As of June 15, 2026, Dell had 325,046,693 shares of Class C common stock outstanding and 44,351,394 shares of Class B common stock outstanding. The conversions were conducted under existing charter rights and relied on the Securities Act Section 3(a)(9) exemption, with no commissions or other remuneration paid for soliciting the exchange.
Dell Technologies Inc. reported that General Counsel & Secretary Richard J. Rothberg executed an open-market sale of 20,000 shares of Class C Common Stock at a price of $410.00 per share. After this transaction on June 15, 2026, he directly holds 142,415 shares.
Dell Technologies Inc. Chief Marketing Officer Jane Tunnell reported a tax-related share disposition. On June 15, 2026, 5,879 shares of Class C Common Stock were withheld by Dell to cover tax liabilities arising from the vesting of part of a restricted stock unit award granted on June 15, 2023. This was not an open-market sale. After this withholding, Tunnell directly holds 47,494 shares of Dell Class C Common Stock.
Silver Lake entities associated with Dell director Egon Durban reported small open‑market sales and a related share conversion in Dell Technologies Inc. stock. On June 12, 2026, Silver Lake Technology Investors IV, L.P. and affiliated funds sold a total of 764 shares of Class C Common Stock in 10 open‑market transactions at prices generally around $399–$408 per share.
The same day, certain reporting persons converted 766 shares of Class B Common Stock into an equal number of Class C shares, reflected as a derivative exercise at an exercise price of $0.0000. After these transactions, Silver Lake‑related entities continued to hold large positions, including 44,094,157 shares of Class B Common Stock convertible into the same number of Class C shares on an indirect basis.
Silver Lake–affiliated funds adjusted their Dell Technologies holdings through sales and conversions. On June 12, 2026, Silver Lake Partners IV, L.P. and related entities sold 39,537 shares of Dell Class C Common Stock in open-market transactions at prices between $398.9913 and $408.2463 per share.
Certain reporting persons also converted 52,073 shares of Class B Common Stock into an equal number of Class C shares in connection with these sales, at a stated conversion price of $0.0000 per share. After these transactions, Silver Lake Partners IV, L.P. indirectly holds 109,453 shares of Class C Common Stock and 17,483,318 shares of Class B Common Stock, while Dell director Egon Durban directly holds 1,317,963 Class C shares and additional indirect interests through affiliated entities.
Dell Technologies Inc. reported insider activity involving entities affiliated with Silver Lake. On June 12, 2026, SL SPV-2, L.P. and related Silver Lake funds sold an aggregate of 34,257 shares of Class C Common Stock in a series of open-market transactions at weighted average prices generally around $400 per share, as disclosed in detailed price ranges.
On the same date, certain reporting persons converted 50,725 shares of Class B Common Stock into an equal number of Class C shares in connection with these sales. After the transactions, SL SPV-2, L.P. held 126,066 shares of Class C Common Stock and 17,031,140 shares of Class B Common Stock, while a related Silver Lake entity indirectly held 27,320,254 shares of Class B Common Stock that are convertible into the same number of Class C shares. The filing reflects a partial reduction, not an exit, of Silver Lake–associated holdings.