Dell Technologies Inc. filings document the reporting obligations of a large operating technology company whose Class C common stock trades on the New York Stock Exchange under DELL. The company's Form 8-K disclosures cover quarterly and annual operating results, Regulation FD presentations, material agreements, securities offerings by Dell International L.L.C. and EMC Corporation, and changes involving senior officers and related compensation arrangements.
Capital-structure filings include Class B common stock conversions into Class C common stock, unregistered equity issuances related to those conversions, dividend and liquidation rights described in the charter, shelf-registration-related debt issuance records and supplemental indentures for senior notes. Governance disclosures include officer appointments, restricted stock unit awards under the 2023 Stock Incentive Plan, board and compensation committee actions, and formal disclosures tied to Dell's technology hardware, storage, AI infrastructure and services businesses.
Dell Technologies Inc. reported that investment entities affiliated with Silver Lake, including SL SPV-2, L.P., converted 68,637 shares of Class B Common Stock into the same number of Class C shares on September 17, 2026, then sold 46,253 Class C shares in multiple transactions at weighted-average prices between about $577 and $592 per share. Following the conversion, SL SPV-2 held 15,960,011 Class B shares indirectly, and Silver Lake-affiliated entities continued to hold a larger Class B position representing 25,602,017 underlying Class C shares in total. Director Egon Durban also held 1,383,800 Class C shares directly, with additional indirect interests through various entities, and no Rule 10b5-1 trading plan is reported.
Dell Technologies Inc. (DELL) is the issuer of shares involved in this Form 4. Investment funds affiliated with Silver Lake reported that on September 17, 2026 they converted 38,139 shares of Class B Common Stock into the same number of Class C shares and then sold 26,553 Class C shares in multiple indirect open-market transactions. After these trades, an affiliated entity continued to hold Class B shares convertible into 32,693,524 Class C shares, and Egon Durban and related entities retained additional direct and indirect Class C holdings.
Dell Technologies Inc. (DELL) reported that its Chief Financial Officer, David Alan Kennedy, sold a total of 23,896 shares of Class C Common Stock on September 17, 2026 in open-market transactions. The reported prices are weighted averages based on multiple trades within narrow price ranges. No Rule 10b5-1 trading plan is reported.
Dell Technologies Inc. (DELL) reported that its General Counsel & Secretary, Richard J. Rothberg, sold shares of the company’s stock. On September 17, 2026, he sold 4,000 shares of Class C Common Stock in an open market or private transaction at an average price of $583.364 per share.
After this sale, he directly holds 132,415 shares of Dell Technologies Class C Common Stock. No Rule 10b5-1 trading plan is reported for this transaction.
Dell Technologies Inc. (DELL) reported insider activity by Silver Lake–affiliated entities on September 16, 2026. SL SPV-2, L.P., through a derivative exercise, converted 69,723 shares of Class B Common Stock into an equal number of Class C shares, then sold 46,994 Class C shares in a series of open-market transactions at weighted-average prices between $560.88 and $573.79 per share. After the conversion, SL SPV-2, L.P. indirectly held 16,028,648 Class B shares, and Silver Lake entities continued to hold a larger Class B position representing 25,712,121 underlying Class C shares indirectly. Egon Durban, a director of Dell, is associated with these entities and also directly holds 1,385,600 Class C shares, with additional indirect beneficial interests, and no Rule 10b5-1 trading plan is reported.
Dell Technologies Inc. (DELL) had insider activity reported by Silver Lake-affiliated funds and director Egon Durban on September 16, 2026. Silver Lake Partners IV, L.P. and related entities converted 71,574 shares of Class B Common Stock into 71,574 shares of Class C Common Stock and then reported net sales of 56,794 Class C shares in multiple transactions. Most sales were indirect through Silver Lake Partners IV, L.P., with several smaller direct sales by Mr. Durban, at weighted average prices ranging from $560.88 to $573.79 per share. Following these transactions, Silver Lake entities still indirectly hold a large Class B position, including 25,286,558 Class B shares convertible into Class C shares, and no Rule 10b5-1 trading plan is indicated.
Dell Technologies Inc. (DELL) received a Form 4 from entities affiliated with Silver Lake, including Silver Lake Technology Investors IV, L.P., reporting an exercise and sales on September 16, 2026. Silver Lake Technology Investors IV, L.P. converted 1,053 shares of Class B Common Stock into 1,053 shares of Class C Common Stock, then sold 1,054 Class C shares in multiple open‑market transactions, all reported as indirect holdings. No Rule 10b5‑1 trading plan is reported. After these transactions, affiliated entities report indirect holdings of 41,498,674 Class B shares convertible into the same number of Class C shares, plus other direct and indirect Class C positions, while disclaiming beneficial ownership beyond their pecuniary interests.
Dell Technologies Inc. (DELL) reported that investment entities affiliated with Silver Lake, including Silver Lake Technology Investors V, L.P., jointly filed a Form 4 for transactions on September 16, 2026. These entities converted 475 shares of Class B Common Stock into 475 shares of Class C Common Stock and then sold the 475 Class C shares in a series of transactions at weighted average prices ranging from about $560.88 to $573.79 per share. After these transactions, Silver Lake affiliates continue to hold a large indirect derivative position of 41,631,597 Class B shares (convertible into the same number of Class C shares), while Silver Lake Group, L.L.C. holds 3,215 Class C shares and Egon Durban holds 1,385,600 Class C shares directly, with additional indirect interests through various entities and trusts. The filers state they are reporting jointly and disclaim beneficial ownership except to the extent of their pecuniary interest, and no Rule 10b5-1 trading plan is reported.
Dell Technologies Inc. (DELL) insider affiliates led by Silver Lake funds jointly reported a series of transactions on September 16, 2026. Silver Lake Partners V DE (AIV), L.P. converted 38,743 shares of Class B Common Stock into 38,743 shares of Class C Common Stock and sold 26,985 Class C shares in multiple trades at weighted average prices with ranges from $560.88 to $573.79 per share. After these transactions, Silver Lake entities still indirectly hold 32,834,126 Class B shares convertible into the same number of Class C shares, and Egon Durban is reported as directly holding 1,385,600 Class C shares, with all reporting persons disclaiming beneficial ownership beyond their pecuniary interests and no Rule 10b5-1 trading plan reported.
Dell Technologies Inc. (DELL) received a Rule 144 notice that Silver Lake Partners V DE (AIV), L.P. intends to sell Class C common stock. The notice covers 26,554 shares of Class C common stock, with an aggregate market value of $14,957,602.66, to be sold through Merrill Lynch on or after September 17, 2026.
The shares are to be sold after being acquired upon conversion of Class B common stock that was originally acquired in 2019. The seller and certain of its affiliates are described as significant stockholders of Dell Technologies, and an executive of an affiliate of the seller currently serves on Dell Technologies’ board of directors.