Dell Technologies Inc. filings document the reporting obligations of a large operating technology company whose Class C common stock trades on the New York Stock Exchange under DELL. The company's Form 8-K disclosures cover quarterly and annual operating results, Regulation FD presentations, material agreements, securities offerings by Dell International L.L.C. and EMC Corporation, and changes involving senior officers and related compensation arrangements.
Capital-structure filings include Class B common stock conversions into Class C common stock, unregistered equity issuances related to those conversions, dividend and liquidation rights described in the charter, shelf-registration-related debt issuance records and supplemental indentures for senior notes. Governance disclosures include officer appointments, restricted stock unit awards under the 2023 Stock Incentive Plan, board and compensation committee actions, and formal disclosures tied to Dell's technology hardware, storage, AI infrastructure and services businesses.
Dell Technologies Inc. filed a current report to note that it has released financial results for its fiscal quarter ended August 1, 2025. The detailed numbers and commentary are provided in a separate press release, which is attached as Exhibit 99.1.
The company is treating the press release and the related results disclosure as information that is being “furnished,” not “filed,” under securities laws, which affects how it is incorporated into other regulatory documents and certain liability provisions.
Lynn V. Radakovich, a Dell Technologies director, reported option exercise and an offsetting sale executed under a Rule 10b5-1 trading plan adopted July 15, 2024. On 08/15/2025 she exercised 725 options with an exercise price of $31.14 and acquired 725 Class C common shares, and on the same date sold 725 shares at $140.71.
The filing shows 24,405 shares beneficially owned after the acquisition and 23,680 after the sale. The options exercised are fully vested and expire on 04/02/2029. The Form 4 was filed by one reporting person and bears an attorney-in-fact signature dated 08/19/2025.
Richard Troy Sharp, Chief Accounting Officer of Dell Technologies Inc. (DELL), filed an initial Form 3 reporting beneficial ownership following an 08/08/2025 event. He directly owns 6,030 shares of Class C common stock, comprised of 1,367 vested shares and 4,663 unvested restricted stock units (RSUs). The RSUs break down as 776 (grant 01/15/2023, vests 01/15/2026), 1,039 (grant 03/15/2023, vests 03/15/2026), 1,164 (grant 03/15/2024, vests in two equal installments on years 2 and 3), and 1,684 (grant 03/15/2025, vests in three equal annual installments). The filing includes Exhibit 24 (Power of Attorney).
Dell Technologies (DELL) Form 144 shows a proposed sale of 725 Class C shares through Fidelity Brokerage with an aggregate market value of $102,014.75, slated for 08/15/2025 on the NYSE. The filing reports the shares were acquired by exercise of an option granted 04/02/2019 and will be paid in cash. The issuer's outstanding shares are listed as 339,719,010. Recent related transactions by the same seller include sales of 2,900 shares on 06/24/2025 for $348,000.00 and 725 shares on 07/15/2025 for $92,437.50. The filer certifies no undisclosed material nonpublic information.
William D. Green, a director of Dell Technologies, reported transactions dated 08/11/2025 involving Class C common stock and related options. The filing shows an acquisition of 50,000 Class C shares at $13.6 and a disposition of 50,000 Class C shares at $140; the reported beneficial ownership following those entries is 95,045 and 45,045 shares respectively. Table II reports options to acquire 50,000 Class C shares with a conversion/exercise price of $13.6 and an indicated exercisable/expiration date of 09/14/2026, with 41,545 derivative securities beneficially owned following the transaction.
The filing states the transactions were effected pursuant to a Rule 10b5-1 trading plan adopted on January 13, 2025, and that the options are fully vested. The Form 4 identifies the reporting person as a director and is filed by one reporting person.
Dell Technologies reported an internal leadership change in its accounting function: Brunilda (Bruny) Rios notified the company she will step down as the company’s principal accounting officer for personal reasons, effective August 8, 2025, and will continue to serve as a Senior Vice President.
Richard Troy Sharp was appointed Senior Vice President, Corporate Finance and Chief Accounting Officer, effective August 8, 2025. Mr. Sharp, age 41, has worked at Dell since July 2012, serving as Vice President, Corporate Accounting and Reporting since April 2021 and previously as Director, M&A and Treasury Accounting since March 2017. The company disclosed an annual base salary of $368,100 and a target annual bonus equal to 55% of base salary, pro-rated for the fiscal year ending January 30, 2026, calculated from August 8, 2025. Mr. Sharp will remain eligible for standard employee plans including the 2023 Stock Incentive Plan. The filing notes additional information referenced in Item 5.02(c)(3) has not been determined as of the report date.
Dell Technologies filing reports a proposed sale of 50,000 Class C shares through Fidelity Brokerage with an aggregate market value of $7,000,000. The filing lists the issuer's shares outstanding as 339,719,010, and shows an approximate sale date of 08/11/2025, indicating the transaction size is a small fraction of total outstanding stock.
The securities are shown as acquired via an option granted 09/14/2016, with payment recorded as cash. The filing also discloses two prior sales by the same person in July 2025 totaling 50,000 Class C shares for gross proceeds of $6,650,000. The signer confirms no undisclosed material nonpublic information.