Welcome to our dedicated page for Devvstream SEC filings (Ticker: DEVS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
DevvStream Corp. filings document the regulatory record for an Alberta-incorporated carbon management and environmental asset development company listed on Nasdaq under DEVS. Its disclosures cover material agreements, unregistered sales of equity securities, private placements of pre-funded warrants, debt and other capital-structure matters, and shareholder voting or governance items.
The filing record also includes Nasdaq continued-listing notices, Form 12b-25 late-filing notifications, registration statement amendments, and periodic-report disclosures related to operating results, risk factors, subsidiaries, and financial reporting obligations. These records frame the company's securities, reporting status, and financing activity alongside its carbon-credit and environmental asset business.
Focus Impact Sponsor, LLC reports beneficial ownership of 5,199,633 Common Shares of DevvStream Corp. The filing states this total includes 4,114,129 shares held of record and 1,085,504 shares issuable upon exercise of 1,120,000 Private Placement Warrants. The reported stake equals 36.2% using a denominator of 13,246,840 Common Shares outstanding plus the 1,085,504 issuable shares. The Private Placement Warrants are exercisable at $15.20 per share (or on a cashless basis) for 0.9692 Common Shares per warrant, are not redeemable by the issuer, and expire November 6, 2029. The filer notes governance mechanics: four managers each with one vote and a majority‑approval rule, and includes a disclaimer that managers may disclaim beneficial ownership.
DevvStream Corp. insider Focus Impact Partners, LLC, a ten percent owner, converted its convertible promissory notes into equity. The notes, which reflected consulting services and loans previously provided to DevvStream, were fully converted into 2,526,405 Common Shares at a price of $0.9026 per share. Following this derivative conversion, Focus Impact now directly holds 2,526,405 common shares and no remaining position in the related convertible notes, shifting its exposure from creditor to shareholder.
DevvStream Corp. filed an initial ownership report showing that Focus Impact Partners, LLC, a ten percent owner, holds two 5.30% secured convertible notes. One note has an original principal amount of $982,150 dated November 13, 2024, and the other has an original principal amount of $218,000 dated March 19, 2025. Both notes are convertible into DevvStream common shares, although this filing lists zero underlying shares and zero note units outstanding after the reported entries.
Focus Impact Sponsor, LLC, a major holder of DevvStream Corp., converted a secured convertible promissory note into equity. The 5.30% Secured Convertible Note had an original principal amount of $3,000,000. Under a Conversion Agreement, the note was converted into 3,556,839 Common Shares at $0.9026 per share.
The filing shows a derivative entry for the Convertible Promissory Note converting into the same number of Common Shares, eliminating the note position and increasing the LLC’s equity stake. After the conversion, Focus Impact Sponsor, LLC directly owns 4,114,129 Common Shares of DevvStream Corp.
DevvStream Corp. director-associated entity Focus Impact Partners, LLC converted its convertible promissory notes into equity. On the reported date, the notes were fully converted into 2,526,405 Common Shares at a per share conversion price of $0.9026. These shares are held indirectly, with the reporting person identified as a manager of Focus Impact Partners, LLC. Following the conversion, the filing shows indirect ownership of 2,526,405 Common Shares and no remaining position in the reported convertible promissory notes.
DevvStream Corp. director Stanton Carl reported an indirect acquisition of shares through a conversion of debt. On March 13, 2026, Focus Impact Partners, LLC (FIP) converted two convertible promissory notes, representing consulting services and loans to DevvStream, into 2,526,405 Common Shares at $0.9026 per share. The Convertible Promissory Note position shown in the filing dropped to zero, and FIP now holds 2,526,405 DevvStream Common Shares indirectly, with FIP controlled by Wray T. Thorn and Stanton Carl.
DevvStream Corp. entered a conversion agreement with Focus Impact to turn $5,490,736 of outstanding secured convertible notes and accrued consulting fees into 6,083,244 common shares at $0.9026 per share, fully settling those obligations.
According to a related press release, Focus Impact converted roughly $5.5 million of notes and fees into equity at a 12.9% premium to DevvStream’s March 10, 2026 share price, while Helena Partners released about $1.2 million of cash collateral, enabling prepayment of roughly $1.1 million of Helena debt, waived interest through May 2026, and provided a new $700,000 zero‑interest loan due March 2027. Together, these actions are described as reducing outstanding debt by approximately $5.9 million and strengthening DevvStream’s balance sheet as it pursues a three‑way merger and related strategic plans.
DevvStream Corp. reports that Helena Global Investment Opportunities 1 Ltd. disclosed ownership of 1,270,810 common shares, representing 9.59% of the outstanding common stock.
The filing states the share count is based on 13,246,840 shares outstanding as of March 17, 2026. Helena Global is organized in the Cayman Islands and reports sole voting and sole dispositive power over these shares.
DevvStream Corp. reports a six‑month net loss of $3.9M on minimal revenue of $8.1K, while explicitly raising “substantial doubt” about its ability to continue as a going concern. Cash was $815.7K with an additional $1.28M restricted, against total liabilities of $26.6M and a shareholders’ deficit of $19.3M as of January 31, 2026. The company carries $13.2M in convertible debentures (face value $14.0M) and relies heavily on structured financings, including a Helena equity line of credit expanded to $300M and a $10M “Crypto Strategy” note that required deploying most proceeds into cryptocurrencies. Crypto holdings totaled $3.05M, generating staking income but also a fair value loss of $2.1M in the period. Management highlights ongoing losses, negative cash flows, limited revenues and dependence on external capital, while also disclosing a De‑SPAC history, complex related‑party debt restructurings, and pending merger and PIPE arrangements that may reshape the capital structure.
DevvStream Corp. has been granted more time by Nasdaq to fix its listing deficiency. Nasdaq’s Listing Qualifications Staff approved the company’s plan and extended the deadline to May 18, 2026 to regain compliance with Listing Rule 5550(b), which requires certain minimum equity, market value, or net income levels.
The company’s common shares will continue trading on the Nasdaq Capital Market under the symbol DEVS for now, and the extension and current non-compliance do not immediately affect trading. However, there is no assurance the company will successfully regain or maintain compliance with Nasdaq’s continued listing standards.