Welcome to our dedicated page for DeFi Development SEC filings (Ticker: DFDV), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The DeFi Development Corp. (Nasdaq: DFDV) SEC filings page on Stock Titan provides direct access to the company’s U.S. Securities and Exchange Commission disclosures, along with AI-powered summaries to help interpret complex documents. As an emerging growth company and smaller reporting company, DFDV files registration statements, current reports, and proxy materials that outline its business model, capital structure, and digital asset treasury strategy.
Key filings include multiple S-1 and S-1/A registration statements that describe DeFi Development Corp.’s AI-powered commercial real estate platform, its Solana-focused digital asset treasury strategy, and related securities offerings. These documents cover offerings of common stock, pre-funded warrants, cumulative perpetual preferred stock, and variable rate preferred stock referred to as CHAD Stock, with detailed terms on dividends, redemption rights, and potential Nasdaq listings.
Form 8-K current reports disclose material events such as warrant dividend distributions (DFDVW), updates on total shares outstanding and debt principal, Solana and Solana-equivalent holdings, director changes, and press releases related to shareholder letters and business updates. These filings also reference non-GAAP financial measures and warrant distribution FAQs incorporated as exhibits.
The company’s DEF 14A definitive proxy statement provides information on its annual meeting of stockholders, including proposals to elect directors, ratify the independent registered public accounting firm, amend the equity incentive plan, increase authorized common and preferred stock, and approve an employee stock purchase plan. It also explains voting requirements, record dates, and the virtual meeting format.
On Stock Titan, AI-generated highlights help readers quickly understand the structure and implications of DFDV’s 10-K and 10-Q references, S-1 offerings, proxy proposals, and Form 4 insider activity when available. Real-time updates from EDGAR ensure that new filings, such as additional S-1 amendments or 8-K business updates, are added promptly, while AI summaries focus on elements that matter for DeFi Development Corp.’s Solana treasury strategy, preferred stock terms, warrant mechanics, and governance decisions.
DeFi Development Corp. (DFDV) filed an amended S-1 to offer $65,000,000 of 10.00% Series C Cumulative Perpetual Preferred Stock. Dividends accrue at 10.00% on the $100 liquidation preference and are payable quarterly on March 31, June 30, September 30 and December 31, beginning on September 30, 2025, when, as and if declared. The preferred is convertible into common stock at a conversion rate set at pricing and subject to adjustment.
The deal is a firm commitment underwriting with an underwriters’ 30-day option for up to 15% additional shares for overallotments. The company may redeem all outstanding shares if the total aggregate liquidation preference falls below 25% of the amount issued in this offering, at liquidation value plus accrued and unpaid regular dividends. DeFi Development has applied to list the preferred on Nasdaq as “CHAD” and expects trading within 30 days after first issuance; its common stock trades on Nasdaq as “DFDV” (last sale $16.15 on October 13, 2025). Net proceeds are intended for general corporate purposes, including the acquisition of Solana and working capital.
DeFi Development Corp. reported that its board has declared a warrant dividend distribution to holders of its common stock and its 5.50% Convertible Senior Notes due 2030. Stockholders of record as of the close of business on October 23, 2025 are expected to receive, on or around October 27, 2025, one warrant for every ten shares of common stock they hold, rounded down to the nearest whole warrant. Convertible noteholders of record on the same date will receive warrants calculated based on the notes’ conversion rate and principal amount.
The warrants will have an exercise price of $22.50 per share and are expected to expire on or about January 21, 2028. The company intends to apply to list the warrants on Nasdaq under the symbol DFDVW. DeFi Development is also providing a FAQ document about the warrant dividend on its investor relations website, and plans to file a Form 8-A and a registration statement describing the warrant terms.
DeFi Development Corp. (DFDV) insider Form 4 reports that Kang Daniel, the company's Chief Strategy Officer and a director, was granted a stock option on 09/19/2025 to purchase 57,500 shares of common stock at an exercise price of $16.93. The option is exercisable beginning 09/19/2026 and expires on 09/19/2035.
The award vests over four years: one-quarter vests on the first anniversary of the grant date and thereafter one thirty-sixth vests monthly for the following 36 months, subject to continued service. The Form 4 was signed by an attorney-in-fact on behalf of the reporting person on 09/23/2025.
DeFi Development Corp. (DFDV) Form 3 reports that Daniel Kang, listed as Chief Strategy Officer and officer of the issuer, disclosed beneficial ownership of 49,898.17 shares of common stock held indirectly through Defi Dev LLC and a direct stock option to purchase 122,500 shares at an exercise price of $3.91. The option first becomes exercisable on 04/09/2026 and expires on 04/09/2035; it vests over four years with 25% on the first anniversary and monthly vesting thereafter, subject to continued service. The filing was signed by an attorney-in-fact on 09/23/2025 and includes an Exhibit 24 power of attorney.
DeFi Development Corp. reported governance and capital structure updates. On September 18, 2025, director Marco Santori resigned from the Board of Directors. The company states that his decision to step down was not due to any disagreement with the company, which suggests no reported dispute over strategy, controls, or disclosures.
In addition, the company referenced a press release dated September 17, 2025 noting that it had 20,670,108 total shares outstanding as of September 16, 2025. The press release also provides an update on the company’s holdings of Solana and Solana equivalents and related metrics, indicating that digital asset positions are a relevant part of its business profile.
DeFi Development Corp. filed an S-1 to register Series C Cumulative Perpetual Preferred Stock intended to raise proceeds to support general corporate purposes, including the acquisition of Solana ("SOL") and working capital. The Series C will pay cumulative regular dividends quarterly and is convertible into common stock at an initial conversion rate (conversion price disclosed as adjustable). The company may optionally redeem all Series C shares under a threshold test. The Series C will generally carry limited voting rights. The filing discloses the company’s digital asset treasury strategy, including holdings and activity: $3.9 million held at digital asset platforms, $256.1 million of net additions (purchases, staking and validator operations) from July 1 to September 10, 2025, proceeds from Solana borrowings of ~$41.1 million and $6.9 million of fair value appreciation of SOL during that period. In July 2025 the company issued $122.5 million aggregate principal of 5.5% convertible senior notes and used $75.6 million of net proceeds to repurchase common stock in a prepaid forward stock purchase. The company lists multiple material risks tied to its SOL strategy, custody and regulatory uncertainty. The company’s common stock trades on Nasdaq under DFDV and the last reported sale price shown is $17.64 (September 15, 2025).