Dream Finders Homes (DFH) COO discloses 362,101 direct shares in Form 3
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
Dream Finders Homes, Inc. COO Clinton Szubinski filed an initial ownership report on Class A common stock. The Form 3 shows direct ownership of 362,101 shares as of the reported date. A footnote notes that certain restricted stock units will vest annually on March 6 in 2027, 2028 and 2029.
Positive
- None.
Negative
- None.
Insider Trade Summary
1 transaction reported
Mixed
1 txn
Insider
Szubinski Clinton
Role
COO
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Class A common stock, par value $0.01 per share | -- | -- | -- |
Holdings After Transaction:
Class A common stock, par value $0.01 per share — 362,101 shares (Direct)
Footnotes (1)
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Key Figures
Directly held shares: 362,101 shares
1 metrics
Directly held shares
362,101 shares
Class A common stock holdings reported on Form 3
Key Terms
Form 3, Class A common stock, restricted stock units
3 terms
Form 3 regulatory
"COO Clinton Szubinski filed an initial ownership report on Class A common stock."
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
Class A common stock financial
"Class A common stock, par value $0.01 per share"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
restricted stock units financial
"The restricted stock units vest annually in March 6, 2027, 2028 and 2029."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
FAQ
What does Clinton Szubinski’s Form 3 filing for DFH report?
The Form 3 filing reports Clinton Szubinski’s initial ownership in Dream Finders Homes, Inc. It shows direct holdings of 362,101 shares of Class A common stock and notes future vesting of restricted stock units in 2027, 2028 and 2029.
Did the DFH Form 3 show any insider buying or selling activity?
The Form 3 does not report specific buy or sell transactions. It functions as an initial statement of beneficial ownership, listing 362,101 shares of Class A common stock held directly by the COO, rather than detailing new trades or option exercises.
What equity awards are mentioned for Dream Finders Homes COO in this filing?
A footnote explains that certain restricted stock units granted to the COO will vest annually on March 6 in 2027, 2028 and 2029. The filing does not state the number of units, only the schedule for when those awards will vest.
Is Clinton Szubinski’s DFH ownership direct or through another entity?
The Form 3 indicates that the 362,101 shares of Class A common stock are held directly by Clinton Szubinski. The ownership type is coded as direct, and the filing does not attribute these shares to a trust, partnership, or other related entity.