DFH COO reports 362,101 shares in Form 3

Dream Finders Homes, Inc. COO Clinton Szubinski filed an initial ownership report on Class A common stock.

Accepted by SEC EDGAR 06/08/2026 - 05:02 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Dream Finders Homes, Inc. COO Clinton Szubinski filed an initial ownership report on Class A common stock. The Form 3 shows direct ownership of 362,101 shares as of the reported date. A footnote notes that certain restricted stock units will vest annually on March 6 in 2027, 2028 and 2029.

Insider Trade Summary

Holdings reported, no transactions

Holdings

Insider Szubinski Clinton

Role COO

Type	Security	Shares	Price	Value
Holding	Class A common stock, par value $0.01 per share	--	--	--

Holdings: Class A common stock, par value $0.01 per share — 362,101 shares (Direct)

Footnotes (1)

1. F1. The restricted stock units vest annually in March 6, 2027, 2028 and 2029.

Key Figures

Directly held shares: 362,101 shares

1 metrics

Directly held shares 362,101 shares Class A common stock holdings reported on Form 3

Key Terms

Form 3, Class A common stock, restricted stock units

3 terms

Form 3 regulatory

"COO Clinton Szubinski filed an initial ownership report on Class A common stock."

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

Class A common stock financial

"Class A common stock, par value $0.01 per share"

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

restricted stock units financial

"The restricted stock units vest annually in March 6, 2027, 2028 and 2029."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Clinton Szubinski’s Form 3 filing for DFH report?

The Form 3 filing reports Clinton Szubinski’s initial ownership in Dream Finders Homes, Inc. It shows direct holdings of 362,101 shares of Class A common stock and notes future vesting of restricted stock units in 2027, 2028 and 2029.

How many Dream Finders Homes (DFH) shares does the COO hold?

The filing shows COO Clinton Szubinski directly holding 362,101 shares of Class A common stock. This represents his reported ownership position following the filing date, without indicating any recent purchase or sale activity in this specific disclosure.

Did the DFH Form 3 show any insider buying or selling activity?

The Form 3 does not report specific buy or sell transactions. It functions as an initial statement of beneficial ownership, listing 362,101 shares of Class A common stock held directly by the COO, rather than detailing new trades or option exercises.

What equity awards are mentioned for Dream Finders Homes COO in this filing?

A footnote explains that certain restricted stock units granted to the COO will vest annually on March 6 in 2027, 2028 and 2029. The filing does not state the number of units, only the schedule for when those awards will vest.

Is Clinton Szubinski’s DFH ownership direct or through another entity?

The Form 3 indicates that the 362,101 shares of Class A common stock are held directly by Clinton Szubinski. The ownership type is coded as direct, and the filing does not attribute these shares to a trust, partnership, or other related entity.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Szubinski Clinton

(Last) (First) (Middle)

14701 PHILIPS HIGHWAY

SUITE 300

(Street)

JACKSONVILLE FLORIDA 32256

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
06/01/2026

3. Issuer Name and Ticker or Trading Symbol
Dream Finders Homes, Inc. [ DFH ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	COO

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A common stock, par value $0.01 per share	362,101(1)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The restricted stock units vest annually in March 6, 2027, 2028 and 2029.

	/s/ Robert E. Riva, Jr. by Power of Attorney	06/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)