Welcome to our dedicated page for Dream Finders Homes SEC filings (Ticker: DFH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Dream Finders Homes filings document the company's homebuilding operations, financial services activities, governance, and capital structure as a public builder of single-family homes. Its 8-K reports include operating and financial results, Regulation FD shareholder communications, material agreements, share repurchase activity, and other corporate events tied to DFH's homebuilding and title, mortgage, and underwriting services.
DFH's proxy materials disclose board matters, shareholder voting items, executive compensation, equity awards, and related governance information. Capital-structure filings include disclosure on Class A common stock repurchases and senior unsecured notes, including indenture terms, guarantees, interest provisions, maturity, and redemption mechanics.
Dream Finders Homes, Inc. (DFH) reports that its board and the holder of a majority of its voting power have approved by written consent an amendment to the 2021 Equity Incentive Plan. The plan previously capped total annual compensation for any non-employee director, including cash and equity awards under the plan, at $400,000.
The amendment creates an exception so that any non-employee director serving as Chairman, Co‑Chairman, Lead Director, or a similar role determined by the board will no longer be subject to this $400,000 Director Compensation Limit. Other non‑employee directors remain subject to the cap. The amendment is expected to become effective on or about September 17, 2026, at least 20 days after mailing of the information statement.
The filing notes a planned grant of 400,000 RSUs to non‑employee Co‑Chairman Richard Beckwitt, vesting in equal installments on March 6, 2027, 2028, and 2029. As of August 20, 2026, DFH had 32,808,965 Class A shares and 57,726,153 Class B shares outstanding, with Class B carrying three votes per share. Patrick Zalupski held approximately 84.9% of combined voting power, allowing approval by written consent without a shareholder meeting.
Dream Finders Homes, Inc. (DFH) reports that its Board of Directors approved amendments to the company’s 2021 Equity Incentive Plan. The amendments include an exception to the non-employee director compensation limit, allowing up to $400,000 per fiscal year for a non-employee director serving as Chairman, Co-Chairman, Lead Director or a similar role, as determined by the Board.
Additional administrative changes make Texas the governing law for the plan and modify the definition of “Fair Market Value” to allow greater flexibility in how the Class A Common Stock price is used for plan valuation. The administrative amendments are effective as of August 20, 2026. The change to the director compensation limit was approved on August 20, 2026 by written consent of a holder of a majority of the voting power of the outstanding common stock and will become effective at least 20 calendar days after an Information Statement on Schedule 14C is first mailed or otherwise furnished to shareholders.
Dream Finders Homes, Inc. outlines its expected capital structure following the planned merger in which Bulldogs Merger Sub, Inc. will merge with Beazer Homes USA, Inc., leaving Beazer as a wholly owned subsidiary. The company expects to maintain its existing unsecured revolving credit facility with aggregate commitments of $1.5 billion, including a $25 million letter-of-credit sub-facility, with an accordion feature permitting an increase in commitments up to $2.0 billion subject to additional lender commitments and customary conditions.
Total senior unsecured notes outstanding on a consolidated basis are expected to be about $1.3 billion, including Dream Finders’ 8.250% 2028 and 6.875% 2030 notes (a combined $600 million as of June 30 2026) and Beazer’s 7.500% 2031 and 8.000% 2032 notes (a combined $650 million as of June 30 2026), after an anticipated redemption of Beazer’s 7.250% 2029 notes in the amount of $350 million. The company expects approximately $80 million of junior subordinated notes and about $675 million of redeemable preferred stock outstanding, including roughly $225 million to refinance its Series A Convertible Preferred Stock and about $450 million to be issued in connection with the merger. It states it was in compliance with debt covenants as of June 30 2026 and expects to remain in compliance at and following the merger, while cautioning that financing terms and other forward‑looking elements may change.
Dream Finders Homes, Inc. plans to redeem all outstanding shares of its Series A Convertible Preferred Stock. The company stated it will redeem 150,000 preferred shares on September 14, 2026 at a redemption price of $1,028.50 per share, for a cumulative redemption amount of approximately $154.3 million. The company clarified that this disclosure does not itself serve as the formal notice of redemption, which will be provided separately to holders of the preferred shares.
Dream Finders Homes, Inc. director Richard Beckwitt reported three open-market purchases of Class A common stock. On August 11, 2026 he purchased 70,000 shares at a weighted average price of $13.95 per share, with prices ranging from $13.67–$14.48. On August 12, 2026 he purchased 8,000 shares at a weighted average price of $13.83, with prices from $13.81–$13.86. On August 13, 2026 he purchased 12,000 shares at a weighted average price of $14.80, with prices from $14.68–$14.88. All transactions were reported as directly owned and were not made under a Rule 10b5-1 trading plan.
Dream Finders Homes, Inc. has an updated ownership report from investor Lovett William Radford on its Class A common stock. He is deemed to beneficially own 3,213,232 shares, representing 9.7% of this class. This amount includes 3,190,883 shares held by the W. Radford Lovett II GST Exempt Trust, for which he is sole trustee and where he disclaims beneficial ownership except for any pecuniary interest. He reports sole voting and dispositive power over all 3,213,232 shares and no shared power. The percentage ownership is based on 32,997,726 shares of Class A common stock outstanding as of July 23, 2026.
Dream Finders Homes, Inc. has its common stock held by several institutional investors that collectively report significant beneficial ownership positions as of June 30, 2026. Kayne Anderson Rudnick Investment Management, LLC reports 3,072,095 shares beneficially owned, representing 9.1% of the common stock. This includes 1,615,990 shares with sole voting power and 1,331,012 shares with shared voting and dispositive power, and 1,741,083 shares with sole dispositive power.
Virtus Investment Advisers, LLC reports beneficial ownership of 1,329,312 shares, or 3.9% of the class, all with shared voting and dispositive power. Virtus Equity Trust, on behalf of the Virtus KAR Small-Cap Growth Fund, reports 1,234,962 shares beneficially owned, representing 3.7% of the class, also entirely with shared voting and dispositive power. Certain amounts reported by Virtus-related entities are also included in the higher-level amounts reported by affiliated managers.
State Street Corporation reports passive ownership of common stock of Dream Finders Homes Inc. State Street and its investment adviser subsidiaries collectively report beneficial ownership of 1,709,676 shares, representing 5.1% of the company’s common stock as of June 30, 2026.
State Street has shared power to vote 1,657,973 shares and shared power to dispose of 1,709,676 shares, with no sole voting or dispositive power. The holdings are attributed to several State Street Global Advisors entities acting in investment adviser capacities, and no other person is identified as having rights to dividends or sale proceeds.
Dream Finders Homes, Inc. agreed to acquire Beazer Homes USA, Inc. in an all-cash merger in which Beazer shareholders will receive $33.50 per share, valuing the target at about $2.2 billion and implying a 0.8x price-to-book multiple. Beazer will become a wholly owned subsidiary, and the combined builder is described as the sixth-largest in the U.S., with combined total revenue of $6.6 billion and operations across 26 markets and roughly 520 active communities.
Management highlights expected annual run-rate cost synergies of over $100 million and double-digit percentage EPS accretion in the first year after closing. Closing is targeted for the fourth quarter of 2026, subject to Beazer stockholder approval, antitrust clearance and other customary conditions, and is not subject to a financing condition. Dream Finders has obtained commitments for a $900 million bridge loan facility, an $800 million land bank facility and a $450 million convertible preferred equity investment to help fund the deal. Beazer would owe a $31.3 million termination fee in certain circumstances, and Dream Finders reaffirmed its 2026 outlook of approximately 9,250 home closings on a standalone basis.
Cooke & Bieler L.P., a Pennsylvania investment firm, reports beneficial ownership of 1,870,801 shares of Dream Finders Homes, Inc. Class A common stock, representing 5.5% of the class. The firm has shared voting power over 1,790,855 shares and shared dispositive power over 1,870,801 shares, with no sole voting or dispositive power. The filing relates to Dream Finders Homes, Inc., whose principal executive offices are in Jacksonville, Florida, and is signed by Linda N. Perna as Chief Compliance Officer of Cooke & Bieler L.P.