Donnelley Financial Solutions insider plans $417.7K sale of 7,421 shares

Rhea-AI Filing Summary

Donnelley Financial Solutions (DFIN) Form 144 shows a proposed sale of 7,421 common shares through Fidelity Brokerage Services on the NYSE with an aggregate market value of $417,728. The filings list 27,494,777 shares outstanding and an approximate sale date of 08/27/2025. The shares were originally acquired as a stock award on 05/24/2019 and were paid as compensation. The filer reports no securities sold in the past three months and includes the standard representation that they are not aware of undisclosed material adverse information.

Insights

Financial Analyst

TL;DR: Insider plans a modest sale of 7,421 shares valued at $417,728; transaction appears routine based on disclosed acquisition.

The filing documents a proposed sale executed through Fidelity on the NYSE with an indicated date of 08/27/2025. The shares were acquired as a stock award on 05/24/2019 and recorded as compensation, implying no cash purchase financing. No other sales were reported in the prior three months. Given the stand-alone data, the notice is a compliance disclosure of a planned sale rather than an operational or financial disclosure about the issuer.

Corporate Governance Expert

TL;DR: The Form 144 is a routine insider sale notice that includes the required representation about material information.

The filer provides required details: broker identity (Fidelity Brokerage Services LLC), class of security (Common), acquisition date (05/24/2019), and nature of acquisition (stock award). The filing includes the statutory representation regarding material adverse information and shows no recent sales in the prior three months, consistent with disclosure expectations for compliant insider transactions.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 245 Summer Street Boston MA 02110	7421	417728.00	27494777	08/27/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/24/2019	Stock Award	Issuer			7421	05/24/2019	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the DFIN Form 144 report?

The filing reports a proposed sale of 7,421 common shares through Fidelity on the NYSE with an aggregate market value of $417,728 and an approximate sale date of 08/27/2025.

How were the shares acquired according to the filing?

The shares were acquired as a stock award on 05/24/2019 and the payment is listed as compensation.

Does the Form 144 show any sales in the past three months for the filer?

No. The filing explicitly states "Nothing to Report" for securities sold during the past three months.

Which broker and exchange are named for the proposed sale?

The broker is Fidelity Brokerage Services LLC and the sale is to occur on the NYSE.

How many shares outstanding does the filing list?

The filing lists 27,494,777 shares outstanding.