Welcome to our dedicated page for Donnelley Financ SEC filings (Ticker: DFIN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Donnelley Financial Solutions, Inc. filings document the disclosure record of a Delaware operating company whose common stock trades on the NYSE under DFIN. Current reports on Form 8-K record operating results, financial condition updates, earnings releases, share repurchase authorizations, and material corporate events affecting items such as pension plan obligations.
The company’s definitive proxy materials disclose annual-meeting governance matters, executive compensation, equity awards, pay-versus-performance data, and shareholder voting topics. Its filings also identify the registered common stock, capital-allocation actions, and formal reporting controls around a business that provides regulatory filing, compliance software, and communications management services to capital markets and investment company clients.
BINZ JOSEPH LEO reported acquisition or exercise transactions in this Form 4 filing.
Donnelley Financial Solutions, Inc. director Joseph Leo Binz received an equity award in the form of 3,924 restricted stock units (RSUs), reported at a grant price of $0.00 per share, reflecting a compensation grant rather than a market purchase.
The RSUs are scheduled to be paid in shares of common stock on May 13, 2027, which is described as the first anniversary of the 2026 annual meeting, or earlier if he ceases to be a director. Following this grant, Binz is reported as directly holding 3,924 shares/RSUs, and he may elect to defer payment of any vesting until he leaves the board.
Donnelley Financial Solutions, Inc. director Joseph Leo Binz has filed an initial ownership report indicating he currently holds no securities of the company. The filing shows a total of 0.0000 shares owned following the reported entry, with ownership listed as direct and no transactions to buy or sell shares reported.
Ellis Juliet S reported acquisition or exercise transactions in this Form 4 filing.
Donnelley Financial Solutions director Juliet S. Ellis received an equity award in the form of restricted stock units. On May 13, 2026, she was granted 4,265 restricted stock units at no cash cost. These RSUs are payable in shares of common stock on the first anniversary of the grant date or earlier if she ceases to be a director, and she may elect to defer settlement until leaving the board. Following this grant, her reported holdings total 64,734 share-based units, consisting of 43,214 shares held directly and 21,520 restricted stock units.
CRANDALL RICHARD L reported acquisition or exercise transactions in this Form 4 filing.
Donnelley Financial Solutions director Richard L. Crandall received an equity grant in the form of restricted stock units. The Form 4 reports an award of 5,864 shares of common stock at a grant price of $0.0000 per share as compensation, not an open-market purchase.
After this grant, Crandall directly holds 114,621 equity-linked units, including 64,573 shares of common stock and 50,048 restricted stock units. The RSUs were granted under a Rule 16b-3 plan and are payable in shares of common stock on the first anniversary of the grant date or when he ceases to be a director, if earlier, with an option to defer payment until service as a director ends.
MARTIN LOIS M reported acquisition or exercise transactions in this Form 4 filing.
Donnelley Financial Solutions, Inc. director Lois M. Martin received a grant of 4,265 shares of common stock in the form of restricted stock units (RSUs) at a price of $0.00 per share as equity compensation. These RSUs are payable in shares of common stock on the first anniversary of the grant date or when she ceases to be a director, if earlier, and she may defer payment until leaving the board. Following this award, her reported direct holdings total 77,947 shares, including 63,253 shares held directly and 14,694 RSUs.
Aguilar Luis A reported acquisition or exercise transactions in this Form 4 filing.
Donnelley Financial Solutions director Luis A. Aguilar received a grant of 4,265 shares of common stock as restricted stock units (RSUs). These RSUs were issued under a Rule 16b-3 plan and are payable in common shares on the first anniversary of the grant date or when he ceases to be a director, if earlier.
Following this grant, Aguilar has beneficial ownership of 57,608 shares, including 38,878 shares held directly and 18,730 RSUs. This is a compensation-related equity award rather than an open-market purchase or sale.
Pattabhiram Chandar reported acquisition or exercise transactions in this Form 4 filing.
Director Chandar Pattabhiram received an award of 4,265 restricted stock units (RSUs) of Donnelley Financial Solutions common stock as a compensation-related grant. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when he ceases to be a director, if earlier.
After this award, Pattabhiram holds 20,430 equity-based interests in total, consisting of 11,914 shares held directly and 8,516 RSUs. This filing reflects an equity grant rather than any open-market purchase or sale.
Sayed Ayman reported acquisition or exercise transactions in this Form 4 filing.
Donnelley Financial Solutions, Inc. reported that director Sayed Ayman received a grant of 4,265 shares of Common Stock in the form of restricted stock units. The RSUs are payable in shares of common stock on the first anniversary of the grant date or earlier if he ceases to be a director. Following this award, he directly owns 8,516 shares, reflecting routine equity-based director compensation rather than an open-market purchase.
GREENFIELD GARY G reported acquisition or exercise transactions in this Form 4 filing.
Donnelley Financial Solutions director Gary G. Greenfield received a grant of 4,265 restricted stock units as equity compensation. These RSUs are payable in shares of common stock on the first anniversary of the grant date or when he ceases to be a director, if earlier. After this award, he holds 51,643.5 equity-linked interests, including 30,123.5 shares held directly and 21,520 RSUs.
Donnelley Financial Solutions is updating its leadership team and reporting results from its recent stockholder meeting. Craig Clay, Executive Vice President and President of Global Capital Markets, will transition out of his role and serve as an advisor through December 31, 2026, receiving previously disclosed severance benefits under the Executive Severance Plan.
The company appointed Ken Napolitano as its first Chief Revenue Officer, effective June 1, 2026, and will move Eric Johnson to a new role as President, Key Accounts. At the May 13, 2026 Annual Meeting, all nine director nominees were elected, stockholders approved the advisory vote on executive compensation, and ratified Deloitte & Touche LLP as independent auditor for fiscal 2026.