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DFIN (DFIN) director awarded 5,864 restricted stock units in equity grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

CRANDALL RICHARD L reported acquisition or exercise transactions in this Form 4 filing.

Donnelley Financial Solutions director Richard L. Crandall received an equity grant in the form of restricted stock units. The Form 4 reports an award of 5,864 shares of common stock at a grant price of $0.0000 per share as compensation, not an open-market purchase.

After this grant, Crandall directly holds 114,621 equity-linked units, including 64,573 shares of common stock and 50,048 restricted stock units. The RSUs were granted under a Rule 16b-3 plan and are payable in shares of common stock on the first anniversary of the grant date or when he ceases to be a director, if earlier, with an option to defer payment until service as a director ends.

Positive

  • None.

Negative

  • None.
Insider CRANDALL RICHARD L
Role null
Type Security Shares Price Value
Grant/Award Common Stock 5,864 $0.00 --
Holdings After Transaction: Common Stock — 114,621 shares (Direct, null)
Footnotes (1)
  1. Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier. Additionally, the reporting person may defer payment of any vesting of shares until the date such person ceases to be a director. Includes 64,573 shares held directly and 50,048 restricted stock units.
RSU grant size 5,864 shares Restricted stock units awarded on 2026-05-13
Grant price per share $0.0000 per share Reported grant value for RSU award
Total holdings after transaction 114,621 units Equity-linked holdings following RSU grant
Direct common shares held 64,573 shares Common stock held directly after grant
Restricted stock units held 50,048 RSUs Restricted stock units held after grant
restricted stock units financial
"Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Rule 16b-3 plan regulatory
"Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan."
grant, award, or other acquisition regulatory
"transaction_code_description: Grant, award, or other acquisition"
director financial
"The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director"
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
CRANDALL RICHARD L
(Last)(First)(Middle)
C/O DONNELLEY FINANCIAL SOLUTIONS
391 STEEL WAY
(Street)
LANCASTER PENNSYLVANIA 17601
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Donnelley Financial Solutions, Inc. [ DFIN ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/13/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/13/2026A5,864A(1)114,621(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier. Additionally, the reporting person may defer payment of any vesting of shares until the date such person ceases to be a director.
2. Includes 64,573 shares held directly and 50,048 restricted stock units.
William Zola, pursuant to power of attorney05/15/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did DFIN director Richard L. Crandall report?

Richard L. Crandall reported receiving a grant of 5,864 restricted stock units in Donnelley Financial Solutions common stock. The award was reported at a grant price of $0.0000 per share and reflects equity compensation rather than an open-market stock purchase.

How many DFIN shares and RSUs does Richard L. Crandall hold after this Form 4?

Following the reported grant, Richard L. Crandall holds 114,621 equity-linked units in total. This includes 64,573 shares of Donnelley Financial Solutions common stock held directly and 50,048 restricted stock units tied to future share delivery.

When do Richard L. Crandall’s new DFIN restricted stock units vest or pay out?

The restricted stock units are payable in DFIN common shares on the first anniversary of the grant date or when Crandall ceases to be a director, if earlier. He may also defer payment of any vesting until the date he no longer serves as a director.

Are Richard L. Crandall’s DFIN restricted stock units part of a specific compensation plan?

Yes. The filing states the restricted stock units were granted under a Rule 16b-3 plan. Such plans govern insider equity awards and are designed to comply with securities rules covering transactions by directors and other insiders in company securities.

Does this DFIN Form 4 show any stock sales by Richard L. Crandall?

No stock sales are reported in this Form 4. The filing shows one transaction coded as an “A” acquisition, representing a grant or award of 5,864 restricted stock units, with no open-market purchases or dispositions disclosed for the reported date.