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Director at Donnelley Financial (NYSE: DFIN) awarded 4,265 RSUs

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

GREENFIELD GARY G reported acquisition or exercise transactions in this Form 4 filing.

Donnelley Financial Solutions director Gary G. Greenfield received a grant of 4,265 restricted stock units as equity compensation. These RSUs are payable in shares of common stock on the first anniversary of the grant date or when he ceases to be a director, if earlier. After this award, he holds 51,643.5 equity-linked interests, including 30,123.5 shares held directly and 21,520 RSUs.

Positive

  • None.

Negative

  • None.
Insider GREENFIELD GARY G
Role null
Type Security Shares Price Value
Grant/Award Common Stock 4,265 $0.00 --
Holdings After Transaction: Common Stock — 51,643.5 shares (Direct, null)
Footnotes (1)
  1. Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier. Additionally, the reporting person may defer payment of any vesting of shares until the date such person ceases to be a director. Includes 30,123.5 shares held directly and 21,520 restricted stock units.
RSU grant size 4,265 RSUs Restricted stock units granted to director on May 13, 2026
Grant price per share $0.00 per share Equity award issued as compensation, not a market purchase
Total holdings after transaction 51,643.5 shares/RSUs Equity-linked interests following the RSU grant
Direct common shares held 30,123.5 shares Common stock held directly by Gary G. Greenfield
RSUs held after grant 21,520 RSUs Restricted stock units included in post-transaction holdings
restricted stock units financial
"Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
RSUs financial
"Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan."
RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.
Rule 16b-3 plan regulatory
"Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan."
grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
director compensation financial
"The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director"
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
GREENFIELD GARY G
(Last)(First)(Middle)
C/O DONNELLEY FINANCIAL SOLUTIONS
391 STEEL WAY
(Street)
LANCASTER PENNSYLVANIA 17601
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Donnelley Financial Solutions, Inc. [ DFIN ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/13/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/13/2026A4,265A(1)51,643.5(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier. Additionally, the reporting person may defer payment of any vesting of shares until the date such person ceases to be a director.
2. Includes 30,123.5 shares held directly and 21,520 restricted stock units.
William Zola, pursuant to power of attorney05/15/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did DFIN director Gary G. Greenfield report?

DFIN director Gary G. Greenfield reported receiving 4,265 restricted stock units as an equity award. The grant was recorded at a price of $0.00 per share and represents compensation rather than an open-market stock purchase or sale.

How many DFIN RSUs were granted to Gary G. Greenfield in this Form 4?

Gary G. Greenfield was granted 4,265 restricted stock units tied to Donnelley Financial common stock. These RSUs were issued under a Rule 16b-3 plan and will be settled in shares, subject to the vesting and payment conditions described in the filing footnotes.

When do Gary G. Greenfield’s DFIN RSUs from this grant vest or pay out?

The RSUs are payable in shares of DFIN common stock on the first anniversary of the grant date or when he ceases to be a director, if earlier. He may also defer payment of any vesting of shares until the date he ceases to be a director.

What are Gary G. Greenfield’s total DFIN holdings after this RSU award?

After this award, Gary G. Greenfield’s total DFIN-related holdings are 51,643.5 equity-linked interests. This includes 30,123.5 shares of common stock held directly and 21,520 restricted stock units that will settle in shares upon vesting or qualifying events.

Was Gary G. Greenfield’s DFIN Form 4 transaction a market buy or sell?

The transaction was not a market buy or sell; it was coded as a grant or award acquisition. The 4,265 restricted stock units were issued at $0.00 per share as compensation under a Rule 16b-3 plan approved for directors.