Welcome to our dedicated page for Donnelley Financ SEC filings (Ticker: DFIN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Donnelley Financial Solutions, Inc. (NYSE: DFIN) SEC filings page provides access to the company’s regulatory disclosures and current reports as filed with the U.S. Securities and Exchange Commission. As a Delaware corporation with common stock listed on the NYSE, DFIN submits periodic and current reports that describe its financial condition, operating performance, and material events. Recent Form 8-K filings, for example, have reported quarterly financial results and details related to the completion of the company’s primary defined benefit pension plan termination.
For investors and analysts, DFIN’s annual reports on Form 10-K and quarterly reports on Form 10-Q (when available on this page) are central sources of information on its compliance and regulatory software and services business, segment performance, and risk factors. Current reports on Form 8-K provide timely updates on items such as earnings releases, capital allocation decisions, and significant corporate actions. Because DFIN is also a major SEC filing agent and provider of regulatory software, its own filings can offer insight into how it manages reporting obligations and responds to changes in SEC requirements.
Through Stock Titan, users can review DFIN’s filings as they are made available from EDGAR and benefit from AI-powered summaries that explain key points in plain language. These tools can help highlight important disclosures in lengthy documents, such as revenue mix commentary, references to software solutions net sales, or descriptions of pension plan settlements and other material events. The filings page is also a starting point for tracking insider transactions reported on Form 4, as well as proxy-related filings that align with DFIN’s expertise in proxy design and governance disclosure.
By combining real-time access to SEC documents with AI-generated insights, this page helps users navigate DFIN’s regulatory history, understand its financial reporting, and follow ongoing developments in its compliance and capital markets-focused business.
Donnelley Financial Solutions Chief Financial Officer David A. Gardella reported a mix of equity awards and related tax share withholdings in company common stock.
On March 3, 2026, he acquired 21,609 and 24,303 shares through grants and earned performance stock units, plus 2,026 additional earned units, while 17,808 shares were withheld to cover tax liabilities on vesting. On March 4, 2026, a further 1,840 shares were withheld for taxes. Footnotes explain that 40,198 earned performance stock units from prior PSU grants were delivered on March 3, 2026, and that his holdings include directly owned shares, restricted stock units, and earned performance share units.
Donnelley Financial Solutions, Inc. President, GCM Clay Craig reported a mix of equity awards and share dispositions related to taxes and performance-based grants. On March 3, 2026, he acquired 21,609 shares of common stock at $51.77 per share as a grant or award, and also received additional company-granted stock units with a reported 19,516 and 1,876 shares at a stated price of $0.00 per share under incentive plans.
Several Form 4 entries with code F show dispositions of 20,544, 5,348, and 2,097 shares of common stock, with footnotes explaining that these shares were withheld to pay tax liabilities tied to vesting of restricted stock units and performance stock units, rather than open-market sales.
Footnotes state that performance stock units granted in prior years resulted in 40,198 earned stock units delivered on March 3, 2026, after the Compensation Committee determined achievement of performance goals for several periods. Additional PSUs from 2024 and 2025 remain subject to performance and service-based vesting through the closes of 2026 and 2027. Another award of restricted stock units vests in three equal annual installments beginning on March 3, 2027. Following these transactions, Craig’s holdings include 121,088 shares held directly, 33,817 restricted stock units, and 3,555 earned performance share units with additional service-based vesting.
Donnelley Financial Solutions, Inc. Chief Executive Officer Daniel Leib reported stock-based compensation activity and related tax-withholding transactions in Common Stock. On March 3, 2026, he acquired multiple share awards, including earned portions of performance stock units (PSUs) granted in 2023, 2024, and 2025, and company‑granted restricted stock units (RSUs) that vest in three equal annual installments beginning on March 3, 2027.
On March 3 and March 4, 2026, shares were disposed of to satisfy tax liabilities tied to vesting of restricted stock units and performance stock units, each described as payment of tax liability by delivering securities. A footnote states his holdings include 517,834 shares held directly, 94,031 RSUs, and 9,450 earned performance share units with additional service-based vesting.
Donnelley Financial Solutions CEO Daniel Leib reported an open-market sale of 10,000 shares of common stock on February 26, 2026, at a weighted average price of $50.3587 per share. The trade was executed under a pre-arranged Rule 10b5-1 trading plan adopted on September 11, 2025. After this sale, Leib’s holdings total 568,181 shares, including 443,953 shares held directly, 75,770 restricted stock units, and 48,458 earned performance share units with additional service-based vesting.
Donnelley Financial Solutions, Inc. (DFIN) filed its Annual Report on Form 10-K for the year ended December 31, 2025. The company positions itself as a global provider of compliance and regulatory software and services for capital markets and investment companies, supporting SEC and other regulatory filings.
DFIN continues shifting from print toward software, led by ActiveDisclosure, the Arc Suite platform and Venue virtual data rooms, while still offering tech-enabled services and print and distribution. In 2025, software represented a growing share of net sales in both capital markets and investment company segments.
The filing highlights key risks around cybersecurity, rapid technology change including AI, dependence on capital markets transaction volume, competition from AI-enabled and self-filing solutions, reliance on third-party systems, regulatory change and leverage under its amended credit facilities. The company reports approximately 1,750 employees, a low voluntary turnover rate and expanded wellbeing, flexible work and development programs.
Donnelley Financial Solutions reported stronger fourth-quarter 2025 results, with net sales rising 10.4% to $172.5 million and Adjusted EBITDA climbing 44.5% to $45.8 million, lifting the Adjusted EBITDA margin to 26.6%. GAAP net earnings were stable at $6.2 million, or $0.23 per diluted share.
For full-year 2025, net sales were $767.0 million, down 1.9%, while Adjusted EBITDA increased to $239.8 million with a record margin of 31.3%. GAAP net earnings fell to $32.4 million, mainly reflecting an $82.8 million pension plan settlement charge. DFIN guided first-quarter 2026 net sales to $200–$210 million and an Adjusted EBITDA margin of 33–35%, supported by capital markets transactional net sales of $45–$50 million.
Donnelley Financial Solutions (DFIN) reported Q3 results highlighted by a non-cash $82.8 million pension plan settlement charge, which drove a net loss of $40.9 million and diluted EPS of $1.49. Excluding that item, operations were solid: income from operations was $28.2 million and Segment Adjusted EBITDA was $61.3 million.
Total net sales were $175.3 million versus $179.5 million a year ago. Software solutions grew to $90.7 million (from $82.2 million), while tech‑enabled services were $68.6 million (from $75.2 million) and print and distribution were $16.0 million (from $22.1 million). Year‑to‑date, net sales were $594.5 million versus $625.6 million.
Cash from operations for the first nine months was $105.1 million. The company repurchased $111.6 million of stock (2,307,820 shares) year‑to‑date and had $22.7 million in cash at quarter‑end. Total debt was $154.7 million, including $112.1 million under Term Loan A and $43.0 million drawn on the revolver. In March, DFIN entered an amended facility with a $115.0 million Term Loan A and a $300.0 million revolver maturing in 2030.
Donnelley Financial Solutions (DFIN) furnished a current report announcing it issued a press release with financial results for the third quarter ended September 30, 2025. The company disclosed this under Item 2.02 of Form 8-K.
The information in Item 2.02 and Exhibit 99.1 is designated as furnished and not deemed filed under the Exchange Act, unless expressly stated otherwise. The press release is included as Exhibit 99.1. DFIN’s common stock trades on the NYSE under the symbol DFIN.
Donnelley Financial Solutions (DFIN) furnished an 8‑K stating it issued a press release with details on third‑quarter results for the period ended September 30, 2025, tied to the completion of its previously disclosed pension plan termination.
The disclosure is provided under Item 2.02 and, along with Exhibit 99.1, is deemed furnished and not filed under the Exchange Act. The filing also lists the Cover Page Inline XBRL data as Exhibit 104.