DFIN (NYSE: DFIN) files Form 144 listing multiple stock awards for sale

Rhea-AI Filing Summary

DFIN filed a Form 144 notice reporting proposed sales of common stock awards. The filing lists multiple award grant dates and quantities, including 2,718, 2,116, 3,347, 1,615 and another 2,116, with planned sale activity tied to 03/03/2026 (and one entry dated 03/04/2026) and broker routing information for U.S. broker-dealers.

Insights

Securities Counsel

Form 144 lists proposed affiliate sales of awarded common shares with March 2026 sale dates.

The filing catalogs specific stock award grant dates and share quantities, showing planned resale through broker-dealers with routing entries and dates. This is a regulatory disclosure of intent to sell by an affiliate rather than a completed transaction.

Timing and cash-flow treatment are tied to the listed sale dates; subsequent filings will show execution details and actual proceeds.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Bank of America 110 N Wacker Street Chicago IL 60606	9	500	25619983	03/03/2026	NYSE
Common	Janney Montgomery Scott 1717 Arch St Philadelphia PA 19103	2728	143000	25619983	03/03/2026	NYSE
Common	Instinet 309 West 49th Street New York NY 10019	1500	78000	25619983	03/03/2026	NYSE
Common	Instinet 309 West 49th Street New York NY 10019	7684	400000	25619983	03/04/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/02/2021	Stock Award	Issuer			2718	03/03/2026	Compensation
Common	01/29/2021	Stock Award	Issuer			9	03/03/2026	Compensation
Common	03/05/2021	Stock Award	Issuer			2116	03/03/2026	Compensation
Common	03/02/2022	Stock Award	Issuer			3347	03/03/2026	Compensation
Common	03/03/2022	Stock Award	Issuer			1615	03/03/2026	Compensation
Common	03/05/2022	Stock Award	Issuer			2116	03/03/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does DFIN's Form 144 disclose?

DFIN's Form 144 discloses proposed sales of common stock awards. It lists award grant dates, specific share quantities (for example 2,718; 2,116; 3,347; 1,615), and planned sale routing tied to March 2026.

Do the Form 144 entries mean shares have been sold?

No. The Form 144 entries report proposed or planned sales by an affiliate, not completed transactions. Actual sale execution and proceeds would be reported later if and when the sales occur.

Which sale dates appear in the DFIN excerpt?

The excerpt ties planned sale activity to 03/03/2026 for multiple award entries and one routing entry shows 03/04/2026, indicating the dates associated with the reported resale notices.

What types of securities are listed in the filing?

The filing lists Common stock tied to multiple Stock Award grant dates and identifies the sales as Issuer/Compensation-related awards in the exhibited rows.

Are broker-dealers named in the Form 144 excerpt?

Yes. The excerpt includes broker-dealer routing information such as Janney Montgomery Scott and Instinet, with listed routing numbers and quantities for sale handling.