Donnelley Financial Solutions officer plans $1.32M sale

Available on EDGAR 11/12/2026 - 04:10 PM EST Accepted by SEC EDGAR 11/12/2026 - 04:09 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Donnelley Financial Solutions, Inc. (DFIN) officer David A. Gardella reported a planned sale of 19,300 common shares, with an approximate sale date of November 12, 2026, and an aggregate market value of $1,322,702.34. The notice lists the shares as acquired that day through exercise of options under a registered plan, with cash payment.

Key Figures

Shares listed for sale: 19,300 shares Aggregate market value: $1,322,702.34 Shares outstanding: 24,353,215 shares

3 metrics

Shares listed for sale 19,300 shares Planned sale by David A. Gardella, an officer.

Aggregate market value $1,322,702.34 For the 19,300 common shares listed for sale.

Shares outstanding 24,353,215 shares Number reported in the securities information.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

Which broker is named for David Gardella’s DFIN share sale?

Morgan Stanley Smith Barney LLC is named as the broker.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001685399
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	DONNELLEY FINANCIAL SOLUTIONS, INC.
SEC File Number	001-37728
Address of Issuer	35 West Wacker Drive Chicago ILLINOIS 60601
Phone	800-823-5304
Name of Person for Whose Account the Securities are To Be Sold	DAVID A GARDELLA
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	19300	1322702.34	24353215	11/12/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/12/2026	Exercise of Options Under a Registered Plan	Issuer			19300	11/12/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	11/12/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ David Gardella
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)