Welcome to our dedicated page for Dragonfly Energy Holdings SEC filings (Ticker: DFLI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Dragonfly Energy Holdings Corp. SEC filings document the public-company record for a Nevada lithium battery technology company with common stock traded under DFLI. The filings cover operating results, Regulation FD disclosures, material events, and exhibits related to earnings releases and corporate actions.
The company’s filings also record capital-structure and governance matters, including preferred stock terms, debt restructuring agreements, equity compensation actions, shareholder voting matters, and a completed reverse stock split. Other disclosures address Nasdaq continued-listing compliance and battery technology events, including patent allowance information tied to powderized solid-state electrolyte materials and the company’s dry electrode manufacturing platform.
Dragonfly Energy Holdings Corp. (DFLI) reported that on August 20, 2026 it received a notice from Nasdaq stating it is not in compliance with Listing Rule 5550(b)(1). Stockholders’ equity (deficit) was $(184,000) as of June 30, 2026, below the required $2.5 million, and the company also did not meet alternative standards for market value of listed securities of $35 million or net income from continuing operations of $500,000.
The notice does not immediately affect the listing of DFLI common stock or warrants, which continue to trade on the Nasdaq Capital Market while the company works toward compliance. Dragonfly has 45 days, until October 5, 2026, to submit a compliance plan. If accepted, Nasdaq may grant up to 180 days from August 20, 2026, or until February 16, 2027, to regain compliance. If a plan is not accepted, the company can appeal to a Nasdaq hearings panel, and there is no assurance it will regain or maintain compliance.
Alyeska Investment Group, L.P., Alyeska Fund GP, LLC, and Anand Parekh report their beneficial ownership of Dragonfly Energy Holdings Corp. common stock. They state beneficial ownership of 500,000 shares of common stock, representing 3.90% of the class.
All reported shares are held with shared voting and dispositive power and no sole voting or dispositive power. The filing indicates that the reporting persons now hold 5 percent or less of Dragonfly Energy’s common stock and is made as a joint filing under Rule 13d-1(k).
Dragonfly Energy Holdings Corp. reported lower sales and continued losses for the quarter and six months ended June 30, 2026. Net sales were $13.2 million for the quarter and $22.9 million for the first half of 2026, down from $16.2 million and $29.6 million in 2025, as both direct-to-consumer and OEM channels declined. Gross profit for the first half fell to $6.1 million from $8.5 million.
The company recorded a net loss of $4.4 million for the quarter and $11.0 million year‑to‑date, improved from losses of $7.0 million and $13.8 million a year earlier, helped by sharply lower interest expense and a $1.1 million tariff refund that reduced cost of goods sold. Operating cash outflow increased to $10.6 million for the first half, and cash and equivalents decreased to $6.3 million with a small stockholders’ deficit.
Management evaluated liquidity and debt covenants, citing a term loan maturing in 2027 and a $50 million at‑the‑market equity program under which $829 thousand has been raised to date. A post‑quarter $4.0 million asset acquisition of the Dakota Lithium brand and a seventh term loan amendment allow interest to be paid in kind through 2026 and ease liquidity covenants. Management concluded its plans alleviate previously raised substantial doubt about the ability to continue as a going concern over the next twelve months.
Dragonfly Energy Holdings Corp. received an initial ownership report from Eastward Fund Management, LLC, which is identified as a ten percent owner. As of 2026-07-31, Eastward reports direct ownership of 1,432,500 shares of Common Stock. The filing records this position as a holding rather than a new purchase or sale.
Eastward Fund Management, LLC reported beneficial ownership of common stock of Dragonfly Energy Holdings Corp. (DFLI) on a Schedule 13G. Eastward beneficially owns 1,432,500 shares of Dragonfly Energy common stock, representing 10.0007% of the class.
Eastward has sole voting and dispositive power over all 1,432,500 shares and no shared voting or dispositive power. The reporting person is organized in Delaware, and the certification was signed by Dennis Cameron, Chief Executive Officer of Eastward Fund Management, LLC.
Dragonfly Energy Holdings reported preliminary Q2 2026 results with net sales of $13.2 million, down 19.0% year over year, and a net loss attributable to common shareholders of $(5.5) million, or $(0.43) per share. Gross margin improved to 33.0%. Adjusted EBITDA was $(1.6) million, a $3.0 million sequential and $0.6 million year‑over‑year improvement, coming in above guidance as cost reductions took hold.
Subsequent to quarter end, the company acquired the assets of the Dakota Lithium brand, aiming to broaden its battery portfolio beyond RV and trucking and expecting meaningful revenue and Adjusted EBITDA accretion from Q4 2026. Lenders amended debt arrangements, including paid‑in‑kind interest and deferred leverage and coverage covenants, changes expected to preserve about $1 million of near‑term liquidity. Management guides Q3 2026 net sales of approximately $13.5 million and Adjusted EBITDA of about $(2.4) million, reflecting temporary facility and Dakota integration costs, while heavy‑duty trucking revenue is expected to more than double sequentially. Cash and equivalents were $6,280 (U.S. dollars in thousands) at June 30, 2026 after $(10,641) of operating cash use in the first half. All figures are preliminary and subject to adjustment.
Dragonfly Energy Holdings Corp. completed an asset purchase of substantially all operating assets associated with the Dakota Lithium brand from Clean Liquidation, LLC through its subsidiary. The $4.0 million consideration comprised $1.0 million in cash and $3.0 million in common stock valued at $2.00 per share, totaling 1,500,000 shares subject to a 12‑month lock‑up. The acquired assets include the Dakota Lithium brand and related intellectual property, product inventory, a complementary battery portfolio, and established customer and distributor relationships across marine, outdoor recreation, powersports, golf cart and other specialty battery markets.
Based on information provided to the company, Dakota Lithium generated approximately $12 million in net revenue in 2025 amid working‑capital and inventory constraints that limited product availability. Dragonfly plans to operate Dakota Lithium as a distinct brand alongside Battle Born Batteries and leverage existing infrastructure to support availability and growth. Management states the acquisition is expected to begin contributing meaningful revenue and be accretive to Adjusted EBITDA in the fourth quarter of 2026, supporting its goal of achieving positive Adjusted EBITDA then. Concurrently, lenders amended the term loan, reducing a minimum cash covenant and allowing the next two quarters of interest to be paid in kind, which is expected to preserve about $1 million of near‑term liquidity and increase financial flexibility.
Lutz Lukas reported acquisition or exercise transactions in this Form 4 filing.
Dragonfly Energy Holdings Corp. director Lutz Lukas received an equity grant in the form of restricted stock units. On June 18, 2026, he was granted 10,000 RSUs under the company’s 2022 Equity Incentive Plan, to be settled in common stock.
The RSUs vest in two equal tranches: 5,000 vested immediately on June 18, 2026, and 5,000 will vest on June 18, 2027 if he remains in continuous service with the company. Following this award, his reported direct holdings are 10,000 shares.
Dragonfly Energy Holdings Corp. appointed Lukas Lutz as an independent director effective June 18, 2026. He will serve as a Class B director with a term expiring at the 2027 annual meeting of stockholders, and will also join the Nominating and Corporate Governance Committee, replacing Brian Nelson.
In connection with his appointment, Lutz received a grant of 10,000 restricted stock units, with half vesting on the grant date and half on the one-year anniversary, contingent on his continued service. The award is made under the company’s 2022 Equity Incentive Plan, and he will receive standard non-employee director fees as disclosed in the company’s most recent Form 10-K. The company states there are no related-party arrangements or transactions requiring additional disclosure.
Dragonfly Energy Holdings Corp. director Lukas Lutz filed an initial Form 3, which is the SEC’s statement of beneficial ownership for company insiders. This filing identifies him as a director of the company and shows no reported transactions or derivative positions at this time.