STOCK TITAN

Alyeska Group Holds 6.18% of Dragonfly Energy (DFLI) in 13G/A

(Neutral)
(Neutral)
Form Type
SCHEDULE 13G/A

Rhea-AI Filing Summary

Dragonfly Energy Holdings Corp. ownership update: Alyeska Investment Group, L.P., Alyeska Fund GP, LLC and Anand Parekh state beneficial ownership of 750,270 shares of Common Stock, representing 6.18% of the class. The holding comprises 250,270 shares and 500,000 shares issuable upon exercise of pre-funded warrants.

Shares outstanding are reported as 12,148,783 as of March 31, 2026 (per the Form 10-K dated March 30, 2026). Alyeska Investment Group, L.P. exercises voting and investment control over the shares held by Alyeska Master Fund, L.P.; Anand Parekh disclaims beneficial ownership of those shares.

Positive

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Negative

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Insights

13G amendment shows a passive disclosure of a >5% stake held jointly by Alyeska-related entities.

The filing reports a 6.18% beneficial position composed of 250,270 shares and 500,000 shares issuable upon exercise of pre-funded warrants. The filing attributes voting and investment control to Alyeska Investment Group, L.P..

Material dependencies include the exercise status of the pre-funded warrants and any subsequent amendments; subsequent filings would disclose changes in ownership or conversions.

This is a routine disclosure that signals a disclosed stake but does not state a change in control intent.

The statement cites 12,148,783 shares outstanding as of March 31, 2026, providing a reported ownership percentage. The form clarifies shared voting and dispositive power of 750,270 shares among the reporting persons.

Watch for future amendments that report exercises of the pre-funded warrants or transfers; cash-flow treatment and timing are not included in this excerpt.

Beneficial ownership 750,270 shares total holdings reported in Schedule 13G/A
Ownership percentage 6.18% percent of class based on shares outstanding
Shares outstanding 12,148,783 shares as of March 31, 2026 per Form 10-K dated March 30, 2026
Currently outstanding shares held 250,270 shares part of the 750,270 beneficially owned
Shares issuable on warrants 500,000 shares issuable upon exercise of pre-funded warrants
pre-funded warrants financial
"500,000 shares issuable upon exercise of pre-funded warrants"
Pre-funded warrants are financial instruments that give investors the right to purchase a company's stock at a set price, but with most or all of the purchase price paid upfront. They function like a coupon or gift card for stock, allowing investors to buy shares later at a fixed price, which can be beneficial if they want to avoid future price increases. This makes them important for investors seeking flexibility and certainty in their investment plans.
beneficially own regulatory
"Reporting Persons beneficially own 750,270 shares of Common Stock"
Beneficially own means having the economic rights and risks of a security—such as the right to receive dividends, sell the shares, or profit from price changes—whether or not your name appears on the official share register. Think of it like renting a car: you use it and reap the benefits even if the title lists someone else. Investors care because beneficial ownership determines who truly controls value, must be disclosed under securities rules, and can signal potential influence or trading activity that affects a stock’s price.
shared voting power regulatory
"Shared Voting Power 750,270.00"
Shared voting power occurs when two or more parties jointly have the right to vote or decide how a block of company shares is cast, like co-owners who must agree before moving a piece of furniture. Investors care because who controls voting rights affects board elections, major corporate decisions and takeover outcomes, and shared control can alter regulatory disclosures and the practical influence any holder has over a company’s direction and value.
Joint Filing Statement regulatory
"JOINT FILING STATEMENT PURSUANT TO RULE 13d-1(k)"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What stake does Alyeska report in Dragonfly Energy (DFLI)?

Alyeska reports beneficial ownership of 750,270 shares, equal to 6.18% of Common Stock. This position includes 250,270 shares plus 500,000 shares issuable upon exercise of pre-funded warrants.

How many Dragonfly shares were outstanding as reported in the filing?

The filing cites 12,148,783 shares outstanding as of March 31, 2026, based on the Form 10-K dated March 30, 2026. That figure is used to calculate the 6.18% ownership percentage.

Who has voting and investment control over the reported shares?

Alyeska Investment Group, L.P. is identified as exercising voting and investment control over the shares held by Alyeska Master Fund, L.P. The filing lists shared voting and dispositive power of 750,270 shares.

Does Anand Parekh claim beneficial ownership of the Alyeska-held shares?

The filing states that Anand Parekh may be deemed the beneficial owner due to his role but explicitly notes that Mr. Parekh disclaims beneficial ownership of those shares in the excerpt.

What portion of the 750,270 position is from exercisable instruments?

Of the 750,270 shares, 500,000 are described as issuable upon exercise of pre-funded warrants, while 250,270 are currently outstanding shares of Common Stock.





26145B403

(CUSIP Number)
03/31/2026

(Date of Event Which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)




schemaVersion:


SCHEDULE 13G





SCHEDULE 13G





SCHEDULE 13G





SCHEDULE 13G



Alyeska Investment Group, L.P.
Signature:Jason Bragg
Name/Title:Jason Bragg | Chief Financial Officer
Date:05/15/2026
Alyeska Fund GP, LLC
Signature:Jason Bragg
Name/Title:Jason Bragg | Chief Financial Officer
Date:05/15/2026
Anand Parekh
Signature:Anand Parekh
Name/Title:Anand Parekh | Self
Date:05/15/2026
Exhibit Information

As of March 31, 2026, the Reporting Persons beneficially own 750,270 shares of Common Stock, consisting of (i) 250,270 shares of Common Stock and (ii) 500,000 shares issuable upon exercise of pre-funded warrants. The number of shares of Common Stock outstanding (12,148,783) is based on the Form 10-K dated March 30, 2026. Position held by Alyeska Master Fund, L.P. Alyeska Investment Group, L.P., as investment manager, exercises voting and investment control over the shares held by Alyeska Master Fund, L.P. Anand Parekh, as Chief Executive Officer of Alyeska Investment Group, L.P., may be deemed the beneficial owner of such shares. Mr. Parekh disclaims beneficial ownership of such shares. JOINT FILING STATEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on SCHEDULE 13G, is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on SCHEDULE 13G, shall be filed on behalf of each of the undersigned without the necessity of filing additional joint acquisition statements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him or it contained therein, but shall not be responsible for the completeness and accuracy of the information concerning the others, except to the extent that he or it knows or has reason to believe that such information is inaccurate.