Welcome to our dedicated page for Dragonfly Energy SEC filings (Ticker: DFLIW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings page for Dragonfly Energy Holdings Corp. (DFLI, DFLIW) provides access to the company’s official regulatory disclosures as a Nasdaq-listed lithium battery technology and energy storage company. These documents offer detailed information on its capital structure, material agreements, patent developments, listing status, and financial reporting.
Investors can review Form 8-K current reports in which Dragonfly Energy describes events such as public equity offerings, underwriting agreements, debt restructuring transactions under its term loan, and settlements related to preferred stock. Other 8-K filings discuss Nasdaq communications regarding minimum bid price and market value of listed securities, as well as the company’s subsequent exception period and efforts to regain compliance.
The company’s 8-K filings also highlight intellectual property milestones, including patents for Wakespeed® charge control technology and powderized ionically conducting feedstock for solid-state electrochemical cells. These disclosures explain how new patents expand Dragonfly Energy’s portfolio in advanced power systems and solid-state battery-related materials.
Through its periodic reports and accompanying exhibits, readers can analyze financial statements, guidance commentary, and non-GAAP metrics such as Adjusted EBITDA, which the company uses to supplement GAAP results. Filings further outline risk factors, forward-looking statement disclaimers, and explanations of how Dragonfly Energy views its position in lithium battery cell manufacturing, battery pack assembly, and full system integration.
On Stock Titan, these SEC filings are paired with AI-powered tools that help summarize lengthy documents, highlight key terms such as equity offerings, debt conversions, listing notices, and patent descriptions, and make it easier to locate items related to DFLI common stock and DFLIW warrants. This allows users to quickly understand the implications of Dragonfly Energy’s regulatory disclosures without reading every line of each filing.
Dragonfly Energy Holdings Corp. reported that it has secured U.S. Patent No. 12,403,782 for its Wakespeed® Charge Control technology. This patent covers how power is transferred from a towing vehicle to a trailer to charge onboard batteries. The new protection expands the company’s intellectual property portfolio and supports its positioning in advanced power systems targeting applications that rely on vehicle-to-trailer power management.
Dragonfly Energy Holdings Corp. reported continued liquidity stress and significant financing activity. Management disclosed substantial doubt about the Company’s ability to continue as a going concern despite obtaining lender concessions and capital transactions. The Company had approximately $2,733 in cash and cash equivalents and working capital of $8,391. Term loan lenders granted multiple waivers and removed most financial covenants through June 2026, but the Company must maintain a minimum monthly cash balance of $2,500. Interest terms have shifted: beginning April 1, 2025 interest is payable entirely in cash at adjusted SOFR plus a margin of 11.5%–13.5%. The Company settled patent litigation with an accrued settlement liability of $2.3 million (current $1.4M, non-current $0.9M). Series A Preferred activity included conversions, cancellations and a negotiated exchange that eliminated remaining preferred shares. Subsequent to quarter end the Company completed a public offering raising gross proceeds of ~$5.5 million (net ~$5.035M).
The filing discloses elevated interest expense and heavy warrant/preferred security activity that materially affect capitalization and dilution. Management states lender concessions and financings moved debt to long-term classification but did not eliminate going concern uncertainty.
FAQ
What is the current stock price of Dragonfly Energy (DFLIW)?
