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Alyeska Investment Group, L.P. and related entities report a 9.9% beneficial stake in Dragonfly Energy Holdings Corp.’s common stock as of December 31, 2025. They report beneficial ownership of 1,195,792 shares, combining common stock and exercisable pre-funded warrants.
The group holds 744,422 common shares and pre-funded warrants for 500,000 additional shares, but warrant exercises are limited so total ownership cannot exceed 9.9% of Dragonfly’s outstanding stock. They certify the position is held in the ordinary course of business and not for the purpose of changing or influencing control of the company.
Dragonfly Energy Holdings Corp. entered an Equity Distribution Agreement with Canaccord Genuity LLC and other agents, allowing the company to offer and sell up to $50.0 million of common stock from time to time in an at-the-market offering.
Sales will be made under an existing effective shelf registration statement on Form S-3 and a related prospectus supplement, with the agents earning a 3.0% commission on gross proceeds. Dragonfly is not obligated to sell any shares, and the agents’ obligations are subject to customary closing conditions and supported by indemnification, contribution, and expense reimbursement arrangements.
Dragonfly Energy Holdings Corp. is launching an at-the-market stock program to sell up to $50,000,000 of common stock through Canaccord Genuity, Roth Capital Partners and Yorkville Securities. Shares will be sold from time to time on Nasdaq under the symbol DFLI at prevailing market prices, with agents earning a 3.0% commission.
Net proceeds are intended for working capital and general corporate purposes, including prepaying 25% of the Term Loan, redeeming Series B preferred stock with 50% of the proceeds, paying preferred dividends, funding near-term revenue initiatives, and investing in next-generation dry-electrode and solid-state battery technologies. The company notes investors will face immediate dilution and highlights ongoing risks around indebtedness, preferred stock obligations and maintaining Nasdaq listing compliance.
Dragonfly Energy Holdings Corp. reported that it has secured U.S. Patent No. 12,403,782 for its Wakespeed® Charge Control technology. This patent covers how power is transferred from a towing vehicle to a trailer to charge onboard batteries. The new protection expands the company’s intellectual property portfolio and supports its positioning in advanced power systems targeting applications that rely on vehicle-to-trailer power management.
Dragonfly Energy Holdings Corp. reported continued liquidity stress and significant financing activity. Management disclosed substantial doubt about the Company’s ability to continue as a going concern despite obtaining lender concessions and capital transactions. The Company had approximately $2,733 in cash and cash equivalents and working capital of $8,391. Term loan lenders granted multiple waivers and removed most financial covenants through June 2026, but the Company must maintain a minimum monthly cash balance of $2,500. Interest terms have shifted: beginning April 1, 2025 interest is payable entirely in cash at adjusted SOFR plus a margin of 11.5%–13.5%. The Company settled patent litigation with an accrued settlement liability of $2.3 million (current $1.4M, non-current $0.9M). Series A Preferred activity included conversions, cancellations and a negotiated exchange that eliminated remaining preferred shares. Subsequent to quarter end the Company completed a public offering raising gross proceeds of ~$5.5 million (net ~$5.035M).
The filing discloses elevated interest expense and heavy warrant/preferred security activity that materially affect capitalization and dilution. Management states lender concessions and financings moved debt to long-term classification but did not eliminate going concern uncertainty.