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Definium director exercises options for 1,629 shares

Director Andreas Krebs fully exercised a 1,629-share stock option, increasing his direct holdings in DFTX to 21,402 common shares.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Definium Therapeutics, Inc. (DFTX) director Andreas Krebs exercised stock options covering 1,629 Common Shares on September 18, 2026, at an exercise price of $35.52 per share. The option position reported was fully exercised, and his direct holdings increased to 21,402 Common Shares. No Rule 10b5-1 trading plan is reported.

Positive

  • None.

Negative

  • None.
Insider Krebs Andreas
Role Director
Type Security Shares Price Value
Exercise Stock Option (Right to Buy) 1,629 $0.00 $0.00
Exercise Common Shares 1,629 $35.52 $58K
Holdings After Transaction: Stock Option (Right to Buy) — 0 contracts (Direct); Common Shares — 21,402 shares (Direct)
Options Exercised 1,629 shares Stock option exercise on September 18, 2026
Exercise Price $35.52 per share Stock option (right to buy) converted into Common Shares
Shares Received 1,629 Common Shares Result of option exercise reported as non-derivative acquisition
Holdings After Transaction 21,402 Common Shares Direct ownership by Andreas Krebs following the exercise
Option Expiration Date September 29, 2026 Expiration date of stock option that was exercised
Stock Option (Right to Buy) financial
"security titled "Stock Option (Right to Buy)" was exercised"
derivative security financial
"described as an exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
Rule 10b5-1 regulatory
"no Rule 10b5-1 plan is reported for these transactions"
Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did DFTX director Andreas Krebs report?

He reported exercising stock options into 1,629 Common Shares on September 18, 2026, at an exercise price of $35.52 per share, increasing his direct holdings to 21,402 Common Shares.

How many Definium Therapeutics (DFTX) shares does Andreas Krebs hold after this Form 4?

After the reported transactions, Andreas Krebs directly holds 21,402 Common Shares of Definium Therapeutics, Inc.

What was the exercise price of the DFTX stock options exercised by Andreas Krebs?

The stock options exercised by Andreas Krebs had an exercise price of $35.52 per share for 1,629 Common Shares.

Did Andreas Krebs sell any DFTX shares in this Form 4 filing?

No open-market sales are reported. The Form 4 shows an option exercise converting derivative securities into 1,629 Common Shares, with resulting direct ownership of 21,402 Common Shares.

Was the DFTX insider transaction under a Rule 10b5-1 trading plan?

The filing indicates no Rule 10b5-1 plan is reported; the document-level checkbox is not marked as being pursuant to a Rule 10b5-1 trading arrangement.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Krebs Andreas

(Last)(First)(Middle)
C/O DEFINIUM THERAPEUTICS, INC.
ONE WORLD TRADE CENTER, SUITE 8500

(Street)
NEW YORK NEW YORK 10007

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Definium Therapeutics, Inc. [ DFTX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/18/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares09/18/2026M1,629A$35.5221,402D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy)$35.5209/18/2026M1,62909/29/202109/29/2026Common Shares1,629$0.000D
Explanation of Responses:
/s/ Mark Sullivan, Attorney-in-Fact for Andreas Krebs09/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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