STOCK TITAN

Definium director exercises options for 1,086 shares

Definium Therapeutics, Inc. (DFTX) director Carol A. Vallone reported exercising stock options on September 18, 2026 to acquire 1,086 Common Shares at an exercise price of $35.52 per share.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Definium Therapeutics, Inc. (DFTX) director Carol A. Vallone reported exercising stock options on September 18, 2026 to acquire 1,086 Common Shares at an exercise price of $35.52 per share. Following the transaction, she directly holds 22,296 Common Shares, and the exercised option position is reduced to zero.

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  • None.

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Insider Vallone Carol A
Role Director
Type Security Shares Price Value
Exercise Stock Option (Right to Buy) 1,086 $0.00 $0.00
Exercise Common Shares 1,086 $35.52 $39K
Holdings After Transaction: Stock Option (Right to Buy) — 0 contracts (Direct); Common Shares — 22,296 shares (Direct)
Shares acquired via option exercise 1,086 shares Common Shares received on option exercise dated September 18, 2026
Exercise price $35.52 per share Exercise price of the Stock Option (Right to Buy) for 1,086 shares
Common Shares held after transaction 22,296 shares Directly held Common Shares following the September 18, 2026 exercise
Derivative shares exercised 1,086 derivative shares Stock Option (Right to Buy) converted into Common Shares on September 18, 2026
Option expiration date September 29, 2026 Original expiration date of the exercised stock option
Derivative shares remaining from this option 0 shares Total Stock Option (Right to Buy) shares following the exercise
Stock Option (Right to Buy) financial
"The security title is listed as Stock Option (Right to Buy) for 1,086 shares"
Common Shares financial
"The underlying security title and acquired security are both Common Shares"
Common shares are the basic units of ownership in a company that give holders a claim on profits and a right to vote on key matters, like electing the board. Think of them as membership cards in a club: they let you share in successes and losses, but in a bankruptcy or liquidation they are paid after creditors and preferred shareholders, so their value can swing more and matters for assessing risk and potential return.
derivative security financial
"The transaction code description states Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did DFTX director Carol A. Vallone report?

Carol A. Vallone reported exercising a stock option for 1,086 Common Shares of Definium Therapeutics, Inc. on September 18, 2026, converting a derivative position into directly held common shares.

How many Definium Therapeutics (DFTX) shares did Carol A. Vallone acquire and at what price?

She acquired 1,086 Common Shares through a stock option exercise at an exercise price of $35.52 per share, as reported for the non-derivative transaction on September 18, 2026.

What are Carol A. Vallone’s holdings in DFTX after this Form 4 transaction?

After the option exercise, Carol A. Vallone directly holds 22,296 Common Shares of Definium Therapeutics, Inc., according to the post-transaction share balance reported on the Form 4.

What happened to the stock option position reported by Carol A. Vallone for DFTX?

The reported Stock Option (Right to Buy) for 1,086 shares with an exercise price of $35.52 and an expiration date of September 29, 2026 was exercised in full, leaving 0 derivative shares from that option grant.

Was Carol A. Vallone’s DFTX option exercise under a Rule 10b5-1 trading plan?

The filing’s Rule 10b5-1 checkbox is not affirmed (the box is unchecked), and there are no footnotes indicating that the September 18, 2026 option exercise was made pursuant to a Rule 10b5-1 trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Vallone Carol A

(Last)(First)(Middle)
C/O DEFINIUM THERAPEUTICS, INC.
ONE WORLD TRADE CENTER, SUITE 8500

(Street)
NEW YORK NEW YORK 10007

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Definium Therapeutics, Inc. [ DFTX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/18/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares09/18/2026M1,086A$35.5222,296D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy)$35.5209/18/2026M1,08609/29/202109/29/2026Common Shares1,086$0.000D
Explanation of Responses:
/s/ Mark Sullivan, Attorney-in-Fact for Carol A Vallone09/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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