Welcome to our dedicated page for Digital Ally SEC filings (Ticker: DGLY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings for Digital Ally, Inc. (NASDAQ: DGLY) provide detailed insight into a business that combines video and safety technology with entertainment, ticketing, and healthcare-related activities through its subsidiaries. Registration statements, proxy materials, and current reports describe how the company develops, manufactures, and markets advanced video recording products and other critical safety products for law enforcement, emergency management, fleet safety, event security, and commercial applications, while also operating in live event production, ticket brokering and marketing, and healthcare revenue cycle management.
Investors reviewing DGLY’s filings will find information on its capital structure and financing arrangements, including senior secured convertible notes, warrants, and a committed equity financing facility documented in Securities Purchase Agreements and Common Stock Purchase Agreements. Related 8-K filings outline the terms of these instruments, such as conversion mechanics, security interests, registration rights, and limitations tied to Nasdaq Capital Market rules. Registration statements on Form S-1 further describe the resale of shares underlying these financings and discuss reverse stock splits that affect the number of outstanding shares.
Corporate governance and shareholder matters are addressed in proxy statements on Schedule 14A, which cover director elections, auditor ratification, equity compensation plans, advisory votes on executive compensation, and approvals related to financing transactions. Filings also document reverse stock splits and charter amendments, providing historical context for changes in share count and bid price compliance. Notifications of late filings on Form 12b-25, when present, explain timing considerations for periodic reports.
Filings also reflect the company’s evolving business mix. For example, an 8-K filed in January 2026 describes the sale of ownership units in Nobility Healthcare, LLC by Digital Ally Healthcare, Inc., a wholly owned subsidiary, while other disclosures reference entertainment and ticketing operations through Kustom Entertainment, Inc. A separate 8-K and related press release describe the planned corporate rebranding to Kustom Entertainment, Inc. and an expected ticker symbol change to KUST on the Nasdaq Capital Market.
On Stock Titan’s SEC filings page, users can access these documents as they are made available through EDGAR, including Forms 10-K, 10-Q, 8-K, S-1, and proxy statements. AI-powered tools can help summarize lengthy filings, highlight key terms in financing agreements, and surface items such as reverse stock splits, equity facilities, segment descriptions, and subsidiary transactions, allowing readers to understand how Digital Ally’s regulatory disclosures relate to its video technology, entertainment, ticketing, and healthcare-related operations.
Kustom Entertainment, Inc. reported that Chairman, CEO and President Ross E. Stanton received a grant of employee stock options. On January 22, 2026, the board awarded him options to acquire 58,333 shares of common stock at an exercise price of $2.04 per share. The options were granted under the company’s 2022 Stock Option and Restricted Stock Plan and will vest fully on January 22, 2027, as long as he remains an officer on that date. The filing also notes that these figures reflect a reverse stock split that occurred on January 8, 2026.
KUSTOM ENTERTAINMENT, INC. reported that Chief Operating Officer Han Peng received a grant of employee stock options. On January 22, 2026, the board awarded options to acquire 58,333 shares of common stock at an exercise price of $2.04 per share under the 2022 Stock Option and Restricted Stock Plan. The filing notes a reverse stock split that occurred on January 8, 2026, and the table shows 22,500 options reported following the transaction. All of these options are scheduled to vest on January 22, 2027, if Peng remains an officer through that date.
Kustom Entertainment, Inc. reported that director Richie Leroy C acquired employee stock options in a Form 4/A filing. The main transaction shows a grant of 5,000 stock options on January 22, 2026, recorded at a price of $0.00 per option for reporting purposes.
A footnote explains that the Board awarded options to acquire 58,333 shares of common stock under the 2022 Stock Option and Restricted Stock Plan, with an exercise price of $2.04 per share, vesting on January 22, 2027 if he remains a director. Another footnote notes a reverse stock split effective January 8, 2026.
Kustom Entertainment director Daniel Duke Daughtery reported receiving an employee stock option grant on January 22, 2026 under the company’s 2022 Stock Option and Restricted Stock Plan. The options carry an exercise price of $2.04 per share and will fully vest on January 22, 2027, if he remains a director through that date.
KUSTOM ENTERTAINMENT, INC. reported that its CFO, Treasurer & Secretary, Thomas J. Heckman, received an equity incentive in the form of employee stock options. On January 22, 2026, the board awarded him options to acquire 22,500 shares of common stock.
The options have an exercise price of $2.04 per share, matching the closing price of the common stock on the Nasdaq Capital Market on that date. These options will vest 100% on January 22, 2027, provided he remains an officer through that date. The filing also notes a reverse stock split that occurred on January 8, 2026.
Kustom Entertainment, Inc. reported that director Charles M. Anderson received a grant of employee stock options. He was awarded options to acquire 3,333 shares of common stock at an exercise price of $2.04 per share under the 2022 Stock Option and Restricted Stock Plan.
The grant is effective January 22, 2026, and all options vest on January 22, 2027, if he remains a director through that date. A prior reverse stock split on January 8, 2026 is also noted, which affects the share count reflected in this award.
Kustom Entertainment, Inc. filed an amended current report to revise a prior disclosure about a potential business change. The amendment reclassifies an earlier filing from Item 5.02 to Item 8.01, which is used for other important events.
The company previously announced that it signed a non-binding Memorandum of Understanding with Cycurion, Inc. for a contemplated divestiture of its Video Solutions Segment. That potential divestiture, along with references to its live event production business and proprietary online ticketing platform, is described in a press release attached as Exhibit 99.1. The filing highlights that these statements are forward-looking and subject to risks and uncertainties, meaning the contemplated transaction may not occur as currently described.
Kustom Entertainment, Inc. updated 2026 compensation for its top executives and directors. The Compensation Committee set annual base salaries for President and CEO Stanton E. Ross and COO Peng Han at $200,000 each, and for CFO, Treasurer and Secretary Thomas J. Heckman at $90,000. Each executive will be eligible for a performance-based cash bonus of up to $250,000 for 2026, to be evaluated periodically during the year.
The Committee also granted stock options under the 2022 Stock Option and Restricted Stock Plan, subject to the effectiveness of a Form S-8. Ross received options for 58,333 shares, while Han and Heckman each received options for 22,500 shares, all with an exercise price of $2.04 per share, the Nasdaq closing price on January 22, 2026. These options vest in full on January 22, 2027 if the recipients remain officers on that date.
For the Board, Leroy C. Richie was granted options for 5,000 shares, and Duke Daughtery and Charles Anderson each received options for 3,333 shares, also at an exercise price of $2.04 per share and vesting in full on January 22, 2027, conditioned on continued Board service.
Digital Ally, Inc. director Leroy C. Richie reported an equity award from the company. On January 22, 2026, the board granted him options to acquire 5,000 shares of common stock under the 2022 Stock Option and Restricted Stock Plan. The exercise price will equal the closing price of the common stock on the Nasdaq Capital Market on January 22, 2026, and all of these options are scheduled to vest on January 22, 2027, contingent on him remaining a director through that date. Following this award, he beneficially owns 10,416 shares of common stock in direct form.
Digital Ally, Inc.’s Chief Operating Officer, Han Peng, reported an equity award tied to company stock. On January 22, 2026, the Board of Directors granted Peng options to acquire 22,500 shares of common stock under the company’s 2022 Stock Option and Restricted Stock Plan. The options carry an exercise price of $2.04 per share, matching the closing price of the common stock on the Nasdaq Capital Market on that date, and 100% of the options vest on January 22, 2027, contingent on Peng remaining an officer through that date. Following this award, Peng is shown as beneficially owning 26,983 shares of common stock directly, with share figures reflecting reverse stock splits completed in May 2025 and January 2026.