[144] Diamond Hill Investment Group SEC Filing

Rhea-AI Filing Summary

The filer submitted a Form 144 disclosing a proposed sale of 350 shares of common stock of Diamond Hill Investment Group (DHIL) through LPL Financial at an aggregate market value of $50,676.50. The filing shows 2,725,158 shares outstanding for the class and an approximate sale date of 09/12/2025. The shares were acquired as a restricted stock award on 02/20/2019 (4113 shares originally awarded) and the payment nature is listed as equity compensation. No securities were reported sold in the past three months.

Positive

• Regulatory compliance: Form 144 filed to disclose the proposed sale, meeting Rule 144 disclosure obligations
• Transparency: Broker (LPL Financial), acquisition date (02/20/2019), and transaction type (equity compensation) are documented

Negative

• Insider sale: An insider proposes to sell 350 shares, which could be perceived negatively despite the small size relative to outstanding shares

Insights

Securities Analyst

TL;DR Insider intends to sell a small block of previously awarded restricted shares, disclosed via Form 144 for regulatory compliance.

The notice documents a proposed sale of 350 shares valued at $50,676.50, to be executed through LPL Financial on 09/12/2025. The shares originated from a restricted stock award dated 02/20/2019 (total award 4,113 shares). The filing fulfills Rule 144 disclosure requirements and indicates no sales in the prior three months. Given the size relative to the reported class outstanding (2,725,158 shares), the transaction appears routine and not materially dilutive.

Corporate Governance Specialist

TL;DR Proper Form 144 disclosure signals compliance; transaction size suggests limited governance or control implications.

The filer represents there is no undisclosed material adverse information. The filing lists equity compensation as the acquisition/payment type and names a registered broker-dealer. This transparency aligns with insider trading rules and Rule 144 mechanics. No material governance events or exceptions are disclosed in the form.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	LPL Financial 4707 Executive Drive San Diego CA 92121	350	50676.50	2725158	09/12/2025	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/20/2019	Restricted Stock Award	Issuer			4113	02/20/2019	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for DHIL disclose?

It discloses a proposed sale of 350 common shares through LPL Financial with an aggregate market value of $50,676.50 and an approximate sale date of 09/12/2025.

When and how were the shares being sold acquired?

The shares were acquired on 02/20/2019 as a restricted stock award; the filing lists 4,113 shares from that award and classifies payment as equity compensation.

Does the filing report recent sales by the same person?

No. The form states 'Nothing to Report' for securities sold during the past three months.

How large is the proposed sale relative to shares outstanding?

The sale is 350 shares vs. 2,725,158 shares outstanding for the class as reported in the filing, indicating a very small percentage of the class.

Who is the broker handling the proposed sale?

LPL Financial at 4707 Executive Drive, San Diego, CA is named as the broker in the filing.