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DIOD (DIOD) shareholder files notice to sell 3,277 common shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

A DIOD shareholder filed a notice of proposed sale of 3,277 shares of common stock under Rule 144. The filing lists an aggregate market value of $230,892.18 for this planned sale, compared with 45,877,458 shares outstanding for the issuer.

The shares are to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services on the NASDAQ, with an approximate sale date of 02/13/2026. The securities were originally acquired as restricted stock from the issuer on several dates from 2022 to 2024. The seller represents that they do not know of any undisclosed material adverse information about the issuer.

Positive

  • None.

Negative

  • None.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

FAQ

How many DIOD shares are planned for sale in this Form 144?

The notice covers a proposed sale of 3,277 shares of common stock. These shares have an aggregate market value of $230,892.18 and are part of an issuer with 45,877,458 shares outstanding according to the filing.

On which exchange will the DIOD shares be sold and through which broker?

The shares are planned to be sold on the NASDAQ market. The seller has designated Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza in New York, as the broker handling this Rule 144 transaction.

When is the approximate sale date for the DIOD shares in this Rule 144 filing?

The filing lists an approximate sale date of 02/13/2026 for the 3,277 shares. This date reflects when the shareholder expects to begin selling the common stock through the named broker on the NASDAQ exchange.

How were the DIOD shares being sold under Rule 144 originally acquired?

The shares were acquired as restricted stock from the issuer in several transactions. The acquisition dates disclosed are 07/01/2024, 04/01/2024, and 07/01/2022, with multiple grants on that last date, all recorded as restricted stock awards.

What specific restricted stock amounts are included in this DIOD Form 144?

The filing details restricted stock acquisitions of 992 shares on 07/01/2024, 993 shares on 04/01/2024, and two grants of 680 and 612 shares on 07/01/2022. Each grant lists the issuer as the source and cash payment as not applicable.

What representation does the DIOD shareholder make about issuer information in this filing?

The person for whose account the securities are to be sold represents that they do not know any material adverse information about the issuer’s current or prospective operations that has not been publicly disclosed, as required in the Form 144 notice language.
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