[144] Diodes Inc SEC Filing

Rhea-AI Filing Summary

Diodes Inc (DIOD) Form 144 notice reports a proposed sale of 2,000 common shares through Morgan Stanley Smith Barney LLC Executive Financial Services, with an aggregate market value of $111,790.00. The filing lists the approximate date of sale as 08/27/2025 and shows 46,442,735 shares outstanding for the issuer.

The securities were acquired as performance shares from the issuer on 02/22/2022; payment is recorded as Not Applicable. The filer reports no securities sold in the past three months and signs the standard attestation that they are not aware of any undisclosed material adverse information about the issuer.

Positive

• Transaction disclosed publicly with broker identified (Morgan Stanley Smith Barney LLC Executive Financial Services).
• Acquisition source clear: securities were issued as performance shares on 02/22/2022.
• No sales in prior three months reported, which is explicitly stated in the filing.

Negative

• None.

Insights

Securities Compliance Analyst

TL;DR: Routine insider sale notice disclosing a proposed sale of 2,000 performance shares via a named broker.

The filing is a standard Form 144 disclosure detailing the planned disposition of 2,000 common shares with an indicated aggregate market value of $111,790.00 and an approximate sale date of 08/27/2025. It identifies the acquisition as performance shares granted by the issuer on 02/22/2022 and notes no sales in the prior three months. From a compliance perspective, the document contains the required broker identification and the seller's attestation regarding material nonpublic information, meeting Rule 144 procedural elements shown in the form.

Corporate Governance Specialist

TL;DR: Disclosure is routine and procedurally complete; no new governance or remuneration issues are revealed in this notice.

The Form 144 describes a proposed sale of compensation-originated shares (performance shares) and includes standard representations. It does not provide the filers identity, any trading plan dates, or detail on ownership percentages beyond raw share counts. As filed, the notice supplies transaction-level information necessary for market transparency but does not disclose material governance events.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	2000	111790.00	46442735	08/27/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/22/2022	Performance Shares	Issuer			2000	02/22/2022	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What shares does the DIOD Form 144 propose to sell?

The notice proposes sale of 2,000 common shares of Diodes Inc.

When is the approximate sale date listed on the Form 144 for DIOD?

The filing lists the approximate date of sale as 08/27/2025.

What is the aggregate market value of the securities to be sold in this DIOD filing?

The aggregate market value is reported as $111,790.00.

How and when were the shares being sold acquired according to the filing?

They were acquired as performance shares from the issuer on 02/22/2022.

Which broker is named for the proposed sale in the DIOD Form 144?

The broker listed is Morgan Stanley Smith Barney LLC Executive Financial Services at 1 New York Plaza, 8th Floor, New York, NY 10004.

Did the filer report any securities sold in the past three months?

The filing states Nothing to Report for securities sold during the past three months.