Gary Yu to sell 2,000 DIOD shares (NASDAQ: DIOD)

Rhea-AI Filing Summary

Gary Yu filed a notice to sell 2,000 restricted common shares.

The filing lists the securities as restricted stock dated 07/01/2021. The excerpt also shows a prior sale of 2,900 common shares on 02/03/2026 for $176,465. The broker/dealer listed is Morgan Stanley Smith Barney LLC.

Insights

Insider Transactions Analyst

TL;DR: Notice filed to sell 2,000 restricted common shares; prior sale of 2,900 shares reported.

The filing is a standard Form 144 notice showing an intended resale of 2,000 restricted common shares dated 07/01/2021. The broker/dealer on the notice is Morgan Stanley Smith Barney LLC, indicating the intermediary handling the transaction.

Separately, the excerpt records a prior disposition of 2,900 common shares on 02/03/2026 for $176,465. Timing and the ultimate execution of the 2,000-share resale are not specified in the provided excerpt.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	2000	140000.00	45877458	02/24/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	07/01/2021	Restricted Stock	Issuer			2000	07/01/2021	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
GARY YU 4949 HEDGCOXE ROAD, SUITE 200 PLANO TX 75024	COMMON	02/03/2026	2900	176465.00

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Gary Yu's Form 144 for DIOD mean?

It is a notice of an intended resale of restricted shares by an affiliate. The filing lists a proposed sale of 2,000 restricted common shares dated 07/01/2021. It does not itself confirm completion of the sale.

How many shares did Gary Yu recently sell?

The excerpt reports a prior sale of 2,900 common shares on 02/03/2026 for $176,465. That transaction is recorded separately from the current notice to sell 2,000 shares.

Who is the broker handling the proposed sale?

The broker/dealer listed is Morgan Stanley Smith Barney LLC. The notice names the firm at the address shown, indicating the intermediary named on the Form 144.

Are the 2,000 shares restricted or free trading?

The filing describes the securities as restricted stock dated 07/01/2021. The notice therefore refers to restricted shares rather than unrestricted public shares.

Does Form 144 confirm the sale will occur immediately?

No; Form 144 is a notice of proposed sale by an affiliate, not proof of execution. The provided excerpt shows intent but does not state when or whether the sale closed.