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Disney (NYSE: DIS) executive details option and RSU holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Walt Disney Co senior executive Paul M. Roeder filed an initial ownership report showing stock options, restricted stock units, and a small common stock position. His holdings include stock options on 5,090 Disney common shares at an exercise price of $100.0100 expiring on March 18, 2036, and 12,834 shares at $113.1400 expiring on January 15, 2036, granted under the company’s Amended and Restated 2011 Stock Incentive Plan. He also holds several restricted stock unit awards, including one for 9,900 stock units that vest in installments from 2026 through 2029 and convert into Disney common stock on a 1-for-1 basis, plus 2 shares of Disney common stock held directly.

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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
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hours per response:0.5
1. Name and Address of Reporting Person*
Roeder Paul M

(Last)(First)(Middle)
500 SOUTH BUENA VISTA STREET

(Street)
BURBANK CALIFORNIA 91521

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/19/2026
3. Issuer Name and Ticker or Trading Symbol
Walt Disney Co [ DIS ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Sr EVP and Chief Comm Officer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Disney Common Stock2D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right-to-Buy) (1)03/18/2036Disney Common Stock5,090$100.01D
Stock Option (Right-to-Buy) (2)01/15/2036Disney Common Stock12,834$113.14D
Stock Option (Right-to-Buy) (3)01/15/2035Disney Common Stock10,645$108.795D
Stock Option (Right-to-Buy) (4)12/15/2033Disney Common Stock11,234$93.439D
Stock Option (Right-to-Buy) (5)07/17/2033Disney Common Stock832$86.895D
Stock Option (Right-to-Buy) (6)06/22/2031Disney Common Stock3,055$173.525D
Stock Option (Right-to-Buy) (6)03/08/2031Disney Common Stock2,309$198.405D
Stock Option (Right-to-Buy) (6)12/17/2030Disney Common Stock2,874$173.4D
Stock Option (Right-to-Buy) (6)12/17/2029Disney Common Stock8,803$148.04D
Stock Option (Right-to-Buy) (6)12/19/2028Disney Common Stock7,663$110.5381D
Stock Option (Right-to-Buy) (6)12/19/2027Disney Common Stock7,140$111.58D
Stock Option (Right-to-Buy) (6)12/21/2026Disney Common Stock4,854$105.21D
Restricted Stock Unit (7) (7)Disney Common Stock1,725(8)D
Restricted Stock Unit (9) (9)Disney Common Stock9,900(8)D
Restricted Stock Unit (10) (10)Disney Common Stock5,869(8)D
Restricted Stock Unit (11) (11)Disney Common Stock3,068(8)D
Restricted Stock Unit (12) (12)Disney Common Stock955(8)D
Explanation of Responses:
1. Option was granted under the Company's Amended and Restated 2011 Stock Incentive Plan in a transaction exempt under Rule 16(b)-3. The option is scheduled to vest as to 1,697 stock units on each March 18 of 2027 and 2029 and 1,696 stock units on March 18, 2028. In connection with this stock option award, the reporting person also was awarded restricted stock units whose vesting is subject to performance vesting criteria. The number of stock units vesting depends on the extent to which the performance criteria are satisfied, and ranges from zero to 6,574, not including potential accrued dividends.
2. Option was granted under the Company's Amended and Restated 2011 Stock Incentive Plan in a transaction exempt under Rule 16(b)-3. The option is scheduled to vest as to 2,138 shares on July 15, 2026, 2,139 shares on each January 15 of 2027 and 2028 and each July 15 of 2027 and 2028 and 2,140 shares on January 15, 2029.
3. Option was granted under the Company's Amended and Restated 2011 Stock Incentive Plan in a transaction exempt under Rule 16(b)-3. The option has vested as to 3,548 shares. The unvested portion of the option is scheduled to vest as to 1,774 shares on each July 15 of 2026 and 2027 and January 15, 2027 and as to 1,775 shares on January 15, 2028.
4. Option was granted under the Company's Amended and Restated 2011 Stock Incentive Plan in a transaction exempt under Rule 16(b)-3. The option has vested as to 7,488 shares. The unvested portion of the option is scheduled to vest as to 1,872 shares on June 15, 2026 and 1,874 shares on December 15, 2026.
5. Option was granted under the Company's Amended and Restated 2011 Stock Incentive Plan in a transaction exempt under Rule 16(b)-3. The option has vested as to 693 shares. The unvested portion of the option vests in a single installment of 139 shares on July 17, 2026.
6. Option was granted under the Company's Amended and Restated 2011 Stock Incentive Plan in a transaction exempt under Rule 16(b)-3. The option is fully vested.
7. This restricted stock unit award was granted under the Company's Amended and Restated 2011 Stock Incentive Plan in a transaction exempt under Rule 16(b)-3. The award is scheduled to vest as to 575 stock units on each March 18 of 2027, 2028 and 2029.
8. Restricted stock units convert into common stock at 1-for-1.
9. This restricted stock unit award was granted under the Company's Amended and Restated 2011 Stock Incentive Plan in a transaction exempt under Rule 16(b)-3. The award is scheduled to vest as to 1,649 stock units on each July 15 of 2026, 2027 and 2028 and 1,651 stock units on each January 15 of 2027, 2028 and 2029.
10. This restricted stock unit award was granted under the Company's Amended and Restated 2011 Stock Incentive Plan in a transaction exempt under Rule 16(b)-3. The unvested portion of the award is scheduled to vest as to 1,466 stock units on July 15, 2026, 1,468 stock units on each January 15 of 2027 and 2028 and 1,467 stock units on July 15, 2027. Includes dividend equivalents accrued on the award.
11. This restricted stock unit award was granted under the Company's Amended and Restated 2011 Stock Incentive Plan in a transaction exempt under Rule 16(b)-3. The unvested portion of the award is scheduled to vest as to 1,533 stock units on June 15, 2026 and 1,535 stock units on December 15, 2026. Includes dividend equivalents accrued on the award.
12. This restricted stock unit award was granted under the Company's Amended and Restated 2011 Stock Incentive Plan in a transaction exempt under Rule 16(b)-3. The unvested portion of the award is scheduled to vest as to its remaining 955 stock units on July 17, 2026. Includes dividend equivalents accrued on the award.
Remarks:
Exhibit 24 - Power of Attorney
/s/ Karen Young, as attorney-in-fact03/20/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the Form 3 filing by Paul M. Roeder at Disney (DIS) show?

The Form 3 shows Paul M. Roeder’s initial ownership of Disney securities, including multiple stock option grants, several restricted stock unit awards, and 2 shares of Disney common stock held directly as a senior executive of the company.

What stock options does Paul M. Roeder hold in Walt Disney Co (DIS)?

Paul M. Roeder holds various Disney stock options, including options on 5,090 shares at an exercise price of $100.0100 expiring March 18, 2036, and 12,834 shares at $113.1400 expiring January 15, 2036, all granted under Disney’s 2011 Stock Incentive Plan.

What restricted stock units does Paul M. Roeder report in his Disney (DIS) Form 3?

Roeder reports several restricted stock unit awards, including 9,900 stock units scheduled to vest in equal installments between July 15, 2026 and January 15, 2029, plus additional RSU awards of 5,869, 3,068, 1,725, and 955 units, all converting into Disney common stock 1-for-1.

How do Paul M. Roeder’s Disney (DIS) restricted stock units convert into shares?

The restricted stock units reported by Paul M. Roeder convert into Disney common stock on a 1-for-1 basis. As individual tranches vest on scheduled dates between 2026 and 2029, each vested unit becomes one share of Disney common stock, subject to the plan’s terms.

Are Paul M. Roeder’s Disney (DIS) equity awards time-vested or performance-based?

Roeder’s filing shows both time-based and performance-linked awards. Several stock options and RSUs vest on specific future dates, while one option award also includes restricted stock units whose vesting depends on performance criteria, with potential vesting from zero to 6,574 units.

Does Paul M. Roeder directly own any Disney (DIS) common stock?

Yes. In addition to stock options and restricted stock units, Paul M. Roeder directly owns 2 shares of Disney common stock. The majority of his reported Disney exposure is through option and restricted stock unit awards granted under the company’s equity incentive plan.
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