Welcome to our dedicated page for BARCLAYS BANK PLC SEC filings (Ticker: DJP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on BARCLAYS BANK PLC's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into BARCLAYS BANK PLC's regulatory disclosures and financial reporting.
Barclays Bank PLC is issuing $3,244,000 of unsecured, unsubordinated Buffered Notes due July 16, 2029, linked to the SPDR® Gold Trust (GLD). Each Note has a $1,000 denomination, no periodic interest, and returns at maturity based on the fund’s performance between an Initial Value of $374.45 and the Final Value.
If GLD is at or above the Initial Value at maturity, holders receive $1,000 plus 90.65% (the Participation Rate) of any positive return. If GLD declines but stays at or above the Buffer Value of $355.73 (a 5.00% Buffer Percentage), principal is repaid at $1,000. Below the Buffer Value, repayment is reduced dollar-for-dollar so that investors lose 1.00% of principal for each 1.00% decline beyond -5.00%, up to a maximum 95.00% loss.
The initial issue price is $1,000 per Note, with an estimated value of $990.00 on the initial valuation date, agent’s commission of 0.85% ($8.50 per $1,000) and issuer proceeds of 99.15% ($3,216,426 in total). The Notes are not listed, do not provide dividends or voting rights, and are subject to Barclays’ credit risk and to the exercise of any U.K. Bail-in Power, which investors expressly consent to and which could result in partial or total loss or conversion into other securities. U.S. federal income tax treatment is expected to follow a prepaid forward contract approach, but remains uncertain.
Barclays Bank PLC is offering $815,000 in unsecured, unsubordinated Buffered Autocallable Contingent Coupon Notes due July 14, 2028, linked to the worst performer of the iShares MSCI EAFE ETF and the MSCI Emerging Markets Index. The initial issue price is $1,000 per Note; Barclays’ internal estimated value on the initial valuation date is $986.40 per Note.
The Notes pay a contingent coupon of 2.775% per quarter (11.10% per annum), or $27.75 per $1,000, only if on each Observation Date both reference assets are at or above their Coupon Barrier Value of 80% of Initial Value. Missed coupons accrue as Unpaid Coupon Amounts but are only paid if a later coupon is triggered. Starting July 2027, the Notes are automatically called if on a Call Valuation Date both assets are at or above 100% of Initial Value, returning $1,000 plus due coupons.
If not redeemed early, at maturity investors receive $1,000 per Note if the final level of the Least Performing Reference Asset is at or above its 80% Buffer Value. Below that buffer, principal is reduced 1% for each 1% decline beyond -20%, up to a maximum loss of 80% of principal. Payments depend on Barclays’ credit and are subject to potential U.K. Bail-in Power.
Barclays Bank PLC is offering $2,740,000 of unsecured, unsubordinated Buffered Notes due July 16, 2029 linked to the Invesco QQQ Trust, Series 1. The notes have a 30.00% buffer against losses and a 0.705 participation rate in positive QQQ performance based on the Reference Asset Return between the Initial Value and Final Value.
The Initial Value is $711.44 and the Buffer Value is $498.01 (70.00% of the Initial Value). If QQQ finishes at or above the Initial Value, investors receive $1,000 plus 70.5% of the upside; between the Initial Value and Buffer Value they receive $1,000; below the Buffer Value, principal is reduced 1.00% for each 1.00% the Reference Asset Return falls below -30.00%, with up to a 70.00% loss of principal.
The initial issue price is $1,000 per note, while Barclays’ estimated value on the Initial Valuation Date is $993.100.85% selling commission. The notes pay no coupons, are not listed on any exchange, and are subject to Barclays’ credit risk and the potential exercise of the U.K. Bail-in Power, which can reduce, convert, or cancel the notes.
Barclays Bank PLC is offering $575,000 of Barrier Supertrack Notes due July 12, 2029, linked to the S&P 500® Futures Excess Return Index. The notes are unsecured, unsubordinated Global Medium-Term Notes, Series A, with a minimum denomination of $1,000.
At maturity, per $1,000 note you receive: full principal plus leveraged upside if the index’s Final Value is at or above its Initial Value; full principal if the Final Value is below the Initial Value but at or above the Barrier Value of 419.43; or a loss matching the index’s negative return if the Final Value is below the Barrier. The Initial Value is 599.18 and the Upside Leverage Factor is 1.80, so positive index performance is magnified, while downside below the barrier can lead to a 100% loss of principal.
The initial issue price is $1,000 per note, with agent’s commission of 0.50%, and estimated value on the pricing date of $993.10 per note. Investors face Barclays Bank PLC credit risk and must consent to potential exercise of U.K. Bail-in Power, which can write down, convert, or cancel the notes or change payment terms.
Barclays Bank PLC is offering $16,601,000 of Autocallable Fixed Coupon Notes due July 13, 2028, linked to the least performing of Apple Inc. (AAPL) and NVIDIA Corporation (NVDA). The Notes pay a fixed coupon of $30.65 per $1,000 each quarter, equal to 12.26% per annum, until automatic call or maturity.
The Notes may be automatically called on specified dates starting October 2026 if each share is at or above its Call Value (100% of Initial Value), returning $1,000 plus the coupon. If not called, at maturity investors receive $1,000 per Note if the final price of the least performing stock is at or above its Barrier Value (60% of Initial Value); otherwise repayment is reduced one-for-one with that stock’s decline, with potential loss of up to 100% of principal, or delivery of shares if Barclays elects physical settlement. The initial issue price is $1,000, while Barclays’ own estimated value is $975.70 per Note. Payments depend on Barclays’ credit and are subject to potential U.K. Bail-in Power, and the Notes will not be listed on an exchange.
Barclays Bank PLC is offering Autocallable Leveraged Index Return Notes linked to the MSCI Emerging Markets Index, each with a $10 principal, as unsecured, unsubordinated debt subject to the credit risk of Barclays and to potential exercise of any U.K. Bail-in Power.
The notes may be automatically called on July 23, 2027 if the index closing level is at or above the Call Level of 1,675.81, paying a Call Amount of $12.36 per unit, a 23.60% premium, with no further payments. If not called, at maturity on July 28, 2028 investors receive a leveraged payoff with a 200% participation rate on index gains above the Starting Value of 1,675.81, but bear 1-for-1 downside if the Ending Value is below the Threshold Value, risking loss of all principal.
The public offering price is $10.00 per unit, including an $0.175 underwriting discount and a $0.05 hedging-related charge; Barclays’ initial estimated value is $9.807 per unit, reflecting internal funding rates and hedging costs. U.S. tax counsel views the notes as prepaid forward contracts for tax purposes, though future IRS guidance could change this treatment.
Barclays Bank PLC is issuing $15,940,000 of Digital S&P 500® Index-Linked Global Medium-Term Notes, Series A, due November 17, 2027, at 100% of the $1,000 face amount per note. The notes pay no interest and are unsecured, unsubordinated obligations of Barclays.
At maturity, for each $1,000 note investors receive $1,135 (a 13.5% return) if the S&P 500® Index closing level on the determination date is at least 90.00% of the initial level of 7,543.64. If the final level is below 90.00%, repayment is reduced on a leveraged basis (buffer rate approximately 111.11%), and investors can lose up to 100% of principal.
The notes are not listed, have no redemption right, and all payments depend on the creditworthiness of Barclays Bank PLC and the potential exercise of any U.K. Bail-in Power. Barclays’ internally estimated value on the trade date is lower than the issue price, and secondary-market prices, if any, are expected to be below the $1,000 face amount.
Barclays Bank PLC is offering Phoenix AutoCallable Notes due July 24, 2031 linked to the common stock of NVIDIA Corporation. The notes have a $1,000 minimum denomination and pay a contingent coupon of $13.667 per $1,000 (about 16.40% per annum) only when NVIDIA’s closing price on an observation date is at or above a Coupon Barrier Value set at 70% of the Initial Value.
Starting about one year after issuance, the notes are subject to automatic call on specified dates if NVIDIA’s price is at or above the Call Value (100% of the Initial Value), in which case investors receive $1,000 plus the coupon and no further payments. If held to maturity and not called, principal is protected only if the Final Value is at or above a 60% Barrier Value; below that level, repayment is reduced one-for-one with NVIDIA’s decline and investors can lose up to 100% of principal.
The notes are unsecured, unsubordinated obligations of Barclays Bank PLC, subject to the bank’s credit and the potential exercise of U.K. Bail-in Power. The initial issue price is $1,000, with an estimated value on the Initial Valuation Date between $890.70 and $970.70 and selling commissions up to 0.85%. The notes will not be listed, secondary liquidity may be limited, and U.S. tax treatment is expected to follow a prepaid forward with associated contingent coupons framework.
Barclays Bank PLC plans to issue AutoCallable Contingent Coupon Notes due July 19, 2028 linked to the common stock of NVIDIA Corporation. The notes are unsecured, unsubordinated debt of Barclays and are subject to U.K. bail-in powers.
Investors may receive a contingent coupon of $33.875 per $1,000 (13.55% per annum) on specified dates, but only if NVIDIA’s share price on each Observation Date is at or above a Coupon Barrier Value equal to 60% of the Initial Value. The notes can be automatically called on semiannual Call Valuation Dates if NVIDIA’s price is at or above 100% of the Initial Value, in which case holders receive $1,000 plus any due coupons and unpaid coupon amounts, and the notes terminate early.
If the notes are not called and NVIDIA’s Final Value is at or above the Barrier Value (60% of Initial Value), investors receive $1,000 per note at maturity plus any due coupons. If the Final Value is below the Barrier, principal is reduced one-for-one with NVIDIA’s decline, and holders may receive either reduced cash or, at Barclays’ option, NVIDIA shares (plus cash for any fractional share), potentially losing up to 100% of principal. Barclays estimates the initial fair value between $922.70 and $972.70 per $1,000, below the issue price, reflecting commissions, structuring and hedging costs.
Barclays Bank PLC is offering Digital Nasdaq-100 Index®-Linked Global Medium-Term Notes, Series A, issued under its shelf program. Each note has a $1,000 face amount, is priced at 100% of face, pays no interest and is linked to the performance of the Nasdaq-100 Index® over roughly 15–17 months.
At maturity, for each $1,000 note investors receive cash based on the index level on the determination date. If the final index level is at least 90.00% of the initial level, the payment is capped at the maximum settlement amount, expected to equal the threshold settlement amount of $1,143.00–$1,167.80. If the final level is below 90.00%, principal is exposed to losses at a buffer rate of about 1.1111% loss for every 1% the index falls below the threshold, down to a total loss of principal.
The notes are unsecured, unsubordinated obligations of Barclays Bank PLC, not listed on any exchange, and any payment is subject to Barclays’ credit risk and the potential exercise of the U.K. Bail-in Power by the relevant U.K. resolution authority, which could reduce, convert or cancel the notes. The initial issue price includes a 1.25% selling commission (proceeds of 98.75% of face to Barclays), and the issuer expects its internal estimated value on the trade date to be lower than the issue price.