DLH Holdings (NASDAQ: DLHC) CFO details stock, RSU and option holdings
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
DLH Holdings Corp. Chief Financial Officer Steven Vincent Oroho Jr. filed an initial ownership report showing his equity position in the company. He holds 42,595 shares of common stock, including 38,095 time-based restricted stock units that vest in full on June 30, 2029 if he remains employed.
Oroho also holds several employee stock options on DLH common stock, with exercise prices ranging from $5.25 to $11.08 per share and expiration dates between January 11, 2029 and August 31, 2033. These positions reflect compensation-based awards rather than recent market trades.
Positive
- None.
Negative
- None.
Insider Trade Summary
5 transactions reported
Mixed
5 txns
Insider
Oroho Steven Vincent Jr
Role
Chief Financial Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Employee Stock Option | -- | -- | -- |
| holding | Employee Stock Option | -- | -- | -- |
| holding | Employee Stock Option | -- | -- | -- |
| holding | Employee Stock Option | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Employee Stock Option — 25,000 shares (Direct);
Common Stock — 42,595 shares (Direct)
Footnotes (1)
- Includes 38,095 time-based restricted stock units granted under the reporting person's employment offer letter dated June 30, 2026 pursuant to the Company's 2025 Equity Incentive Plan, as amended. Each restricted stock unit represents a contingent right to receive one share of common stock and vests in full on June 30, 2029, provided that the reporting person remains in the employment of the Company as of such date. The option became exercisable on January 26, 2021. The option became exercisable on October 22, 2021. The option became exercisable on November 8, 2021. Fifty percent of the shares issuable under this option became exercisable on November 24, 2023. The remainder of the option will vest upon the satisfaction of vesting conditions.
Key Figures
Common stock held: 42,595 shares
Restricted stock units: 38,095 units
Option block 1: 35,000 underlying shares at $11.08
+3 more
6 metrics
Common stock held
42,595 shares
Total common shares following reported holdings
Restricted stock units
38,095 units
Time-based RSUs vesting June 30, 2029 under 2025 Equity Incentive Plan
Option block 1
35,000 underlying shares at $11.08
Employee stock option, expiration August 31, 2033
Option block 2
25,000 underlying shares at $10.75
Employee stock option, expiration July 30, 2031
Option block 3
25,000 underlying shares at $10.05
Employee stock option, expiration December 15, 2030
Option block 4
25,000 underlying shares at $5.25
Employee stock option, expiration January 11, 2029
Key Terms
restricted stock units, Equity Incentive Plan, exercise price, expiration date, +1 more
5 terms
restricted stock units financial
"Includes 38,095 time-based restricted stock units granted under the reporting person's employment offer letter"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Equity Incentive Plan financial
"pursuant to the Company's 2025 Equity Incentive Plan, as amended"
An equity incentive plan is a program that gives employees, executives or directors the right to receive company stock or options to buy stock as part of their pay. Think of it as offering slices of future company profit to motivate people to boost long‑term performance; for investors it matters because it can align employee goals with shareholder value but also increases the number of shares outstanding, which can dilute existing ownership.
exercise price financial
"conversion_or_exercise_price": "5.2500""
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
expiration date financial
"expiration_date": "2033-08-31T00:00:00.000Z""
The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.
employee stock option financial
"security_title": "Employee Stock Option""
An employee stock option is a promise that lets a worker buy company shares later at a predetermined price, often after they stay for a certain period or meet performance goals — think of it like a coupon that locks in today's price for a future purchase. It matters to investors because options align employees’ incentives with company performance, can increase the number of shares outstanding (dilution) when exercised, and represent a compensation cost that affects reported profits and shareholder value.
FAQ
What does the DLH Holdings (DLHC) Form 3 filing show for the CFO?
The Form 3 shows DLH Holdings CFO Steven Vincent Oroho Jr.’s initial equity holdings, including common shares, restricted stock units, and employee stock options granted as part of his compensation package, rather than any recent open-market stock purchases or sales.
What restricted stock units are disclosed in the DLHC CFO’s Form 3?
The filing discloses 38,095 time-based restricted stock units granted under the 2025 Equity Incentive Plan. Each unit represents one potential DLH common share and vests in full on June 30, 2029, if the CFO remains employed through that vesting date.
What stock options are reported in the DLH Holdings (DLHC) Form 3?
The CFO reports multiple employee stock options on DLH common stock, with blocks covering 35,000, 25,000, 25,000, and 25,000 underlying shares, exercise prices between $5.25 and $11.08 per share, and expiration dates from 2029 through 2033.
Are any of the DLH Holdings (DLHC) CFO’s options already exercisable?
Yes. Footnotes state certain options became exercisable on January 26, 2021, October 22, 2021 and November 8, 2021, while another option is partially exercisable since November 24, 2023, with remaining portions vesting upon satisfaction of additional vesting conditions.
Does the DLHC Form 3 indicate recent buying or selling by the CFO?
The Form 3 is an initial ownership report and lists existing holdings, not new market transactions. The transaction summary shows no categorized buys or sells, only holding entries for common stock, restricted stock units and employee stock options.