STOCK TITAN

Mink Brook buys 724 DLH Holdings shares at ~$4.48

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

DLH Holdings Corp. (DLHC) had insider-related buying activity reported by ten percent owner Mink Brook Asset Management LLC. Entities it manages purchased a total of 724 shares of Common Stock in open-market transactions on August 27–28, 2026, at weighted average prices of $4.4866 and $4.4671 per share, within disclosed intraday ranges. The manager reports 694,322 shares indirectly held by Mink Brook Opportunity Fund LP and disclaims beneficial ownership beyond its pecuniary interest in the funds’ holdings.

Positive

  • None.

Negative

  • None.
Insider Mink Brook Asset Management LLC
Role 10% Owner
Bought 724 shs ($3K)
Type Security Shares Price Value
Purchase Common Stock, par value $0.001 per share ("Common Stock") F4, F2, F3 500 $4.4671 $2K
Purchase Common Stock, par value $0.001 per share ("Common Stock") F1, F2, F3 224 $4.4866 $1K
holding Common Stock, par value $0.001 per share ("Common Stock") F3, F5 -- -- --
Holdings After Transaction: Common Stock, par value $0.001 per share ("Common Stock") — 2,180,347 shares (Indirect, By Mink Brook Partners LP); Common Stock, par value $0.001 per share ("Common Stock") — 694,322 shares (Indirect, By Mink Brook Opportunity Fund LP)
Footnotes (5)
  1. F1. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.47 to $4.50 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.
  2. F2. Represents securities owned directly by Mink Brook Partners LP (the "Fund"). As the investment manager of the Fund, Mink Brook Asset Management LLC may be deemed to beneficially own the securities owned directly by the Fund.
  3. F3. Mink Brook Asset Management LLC, and the general partner for both funds, Mink Brook Capital GP LLC, disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Mink Brook Asset Management LLC, Mink Brook Capital GP LLC or William Mueller as managing member of both, is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.
  4. F4. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.41 to $4.50 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.
  5. F5. Represents securities owned directly by Mink Brook Opportunity Fund LP (the "Fund"). As the investment manager of the Fund, Mink Brook Asset Management LLC may be deemed to beneficially own the securities owned directly by the Fund.
Shares purchased on 2026-08-27 224 shares of Common Stock Open-market purchase by Mink Brook Partners LP at weighted average price
Weighted average price 2026-08-27 $4.4866 per share Purchases executed between $4.47 and $4.50 inclusive
Shares purchased on 2026-08-28 500 shares of Common Stock Open-market purchase by Mink Brook Partners LP at weighted average price
Weighted average price 2026-08-28 $4.4671 per share Purchases executed between $4.41 and $4.50 inclusive
Total shares purchased 724 shares of Common Stock Sum of reported open-market purchases on August 27–28, 2026
Indirect holding by Mink Brook Opportunity Fund LP 694,322 shares of Common Stock Indirect ownership position reported as of August 27, 2026
weighted average price financial
"The price reported in column 4 is a weighted average price."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
beneficially own regulatory
"Mink Brook Asset Management LLC may be deemed to beneficially own the securities"
Beneficially own means having the economic rights and risks of a security—such as the right to receive dividends, sell the shares, or profit from price changes—whether or not your name appears on the official share register. Think of it like renting a car: you use it and reap the benefits even if the title lists someone else. Investors care because beneficial ownership determines who truly controls value, must be disclosed under securities rules, and can signal potential influence or trading activity that affects a stock’s price.
pecuniary interest financial
"disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest"
indirect financial
"directly by Mink Brook Partners LP (the "Fund"). As the investment manager"
ten percent owner regulatory
"reporting person is marked as a ten percent owner of the issuer"

FAQ

What insider transactions in DLHC stock did Mink Brook Asset Management LLC report?

Mink Brook Asset Management LLC reported open-market purchases totaling 724 shares of DLH Holdings Corp. Common Stock on August 27–28, 2026, through funds it manages, plus an updated indirect holding of 694,322 shares by Mink Brook Opportunity Fund LP.

On what dates were DLHC shares purchased in this Form 4 filing?

The filing reports purchases of DLH Holdings Corp. Common Stock on August 27, 2026 and August 28, 2026, along with an indirect holding position as of August 27, 2026, for Mink Brook Opportunity Fund LP.

How many DLHC shares were bought on each date in this Form 4?

The reported entities bought 224 shares of DLH Holdings Corp. on August 27, 2026, and 500 shares on August 28, 2026, for a combined total of 724 shares of Common Stock acquired.

What prices were paid for the DLHC shares in the reported insider purchases?

The weighted average purchase prices were $4.4866 per share on August 27, 2026, within a $4.47–$4.50 range, and $4.4671 per share on August 28, 2026, within a $4.41–$4.50 range.

What is the size of Mink Brook Opportunity Fund LP’s indirect DLHC holding?

Mink Brook Opportunity Fund LP is reported as indirectly holding 694,322 shares of DLH Holdings Corp. Common Stock, with Mink Brook Asset Management LLC as the investment manager and disclaiming beneficial ownership beyond its pecuniary interest.

Does Mink Brook Asset Management LLC claim full beneficial ownership of the reported DLHC shares?

No. Mink Brook Asset Management LLC, its general partner Mink Brook Capital GP LLC, and William Mueller disclaim beneficial ownership of the reported DLHC shares except to the extent of their pecuniary interest in the funds.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Mink Brook Asset Management LLC

(Last)(First)(Middle)
201 SUMMA STREET

(Street)
WEST PALM BEACH FLORIDA 33405

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
DLH Holdings Corp. [ DLHC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/27/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, par value $0.001 per share ("Common Stock")08/27/2026P224A$4.4866(1)2,179,847IBy Mink Brook Partners LP(2)(3)
Common Stock, par value $0.001 per share ("Common Stock")08/28/2026P500A$4.4671(4)2,180,347IBy Mink Brook Partners LP(2)(3)
Common Stock, par value $0.001 per share ("Common Stock")694,322IBy Mink Brook Opportunity Fund LP(3)(5)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.47 to $4.50 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.
2. Represents securities owned directly by Mink Brook Partners LP (the "Fund"). As the investment manager of the Fund, Mink Brook Asset Management LLC may be deemed to beneficially own the securities owned directly by the Fund.
3. Mink Brook Asset Management LLC, and the general partner for both funds, Mink Brook Capital GP LLC, disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Mink Brook Asset Management LLC, Mink Brook Capital GP LLC or William Mueller as managing member of both, is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.
4. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.41 to $4.50 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.
5. Represents securities owned directly by Mink Brook Opportunity Fund LP (the "Fund"). As the investment manager of the Fund, Mink Brook Asset Management LLC may be deemed to beneficially own the securities owned directly by the Fund.
Remarks:
/s/ William Mueller08/28/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)