DLH Holdings (DLHC) Director Granted 10,941 RSUs on 10/01/2025

DLH Holdings Corp. (DLHC) director Austin J. Yerks III received a grant of 10,941 restricted stock units under the company's 2025 Equity Incentive Plan.

Rhea-AI Filing Summary

DLH Holdings Corp. (DLHC) director Austin J. Yerks III received a grant of 10,941 restricted stock units under the company's 2025 Equity Incentive Plan. The Form 4 reports the award was granted on 10/01/2025 at a reported price of $0, and the award is scheduled to vest in full on September 30, 2026. After the grant, the reporting person is shown as beneficially owning 166,692 shares of common stock. The Form 4 was signed by an attorney-in-fact on behalf of the reporting person on 10/02/2025.

Positive

• 10,941 restricted stock units granted to a director under the 2025 Equity Incentive Plan, aligning holder with shareholder interests
• Award vests in full on September 30, 2026, creating a clear vesting timetable

Negative

• None.

Insights

Corporate Governance Analyst

Director granted 10,941 RSUs vesting 9/30/2026, increasing reported beneficial ownership to 166,692.

The Form 4 discloses a compensation grant of 10,941 restricted stock units under the 2025 Equity Incentive Plan, recorded with a transaction date of 10/01/2025. The award shows a price of $0, consistent with typical restricted equity awards rather than a purchase.

This grant vests in full on September 30, 2026, which ties the director's equity to a future date and increases the reporting person’s beneficial ownership to 166,692 shares as reported.

Insider Trade Summary

Grant/Award: 10,941 shares

Grant/Award 1 txn

Insider Yerks Austin J. III

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	10,941	$0.00	$0.00

Holdings After Transaction: Common Stock — 166,692 shares (Direct)

Footnotes (1)

1. F1. Grant of restricted stock units pursuant to the Company's 2025 Equity Incentive Plan. The award vests in full on September 30, 2026.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did DLHC director Austin J. Yerks III receive on 10/01/2025?

The director was granted 10,941 restricted stock units under the 2025 Equity Incentive Plan with a transaction date of 10/01/2025.

When do the RSUs granted to the DLHC director vest?

The Form 4 states the award "vests in full on September 30, 2026."

How many DLHC shares does the reporting person beneficially own after the grant?

The filing reports the reporting person beneficially owns 166,692 shares following the transaction.

What price was reported for the RSU grant on the Form 4?

The transaction is reported with a price of $0, consistent with a restricted stock unit grant rather than a cash purchase.

Who signed the Form 4 for Austin J. Yerks III and when?

The Form 4 was signed by Michael A. Goldstein, as attorney-in-fact, on 10/02/2025.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 10/02/2025 - 04:53 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Yerks Austin J. III

(Last) (First) (Middle)

DLH HOLDINGS CORP.

3565 PIEDMONT ROAD, NE. BLDG 3-700

(Street)

ATLANTA GA 30305

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
DLH Holdings Corp. [ DLHC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
10/01/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock(1)	10/01/2025		A		10,941	A	$0	166,692	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Grant of restricted stock units pursuant to the Company's 2025 Equity Incentive Plan. The award vests in full on September 30, 2026.

Remarks:

	/s/ Michael A. Goldstein, as attorney-in-fact for Austin J. Yerks III	10/02/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.