Welcome to our dedicated page for DLH Holdings SEC filings (Ticker: DLHC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
DLH Holdings Corp. SEC filings document the company's federal-services business, operating results, governance, and capital-structure matters. Recent Form 8-K filings furnish quarterly financial results and related press releases, including disclosures about revenue trends, adjusted EBITDA, operating cash flow, free cash flow, debt, backlog, and program transitions within its government contract portfolio.
The company's proxy and governance filings cover annual meeting voting, director elections, executive compensation, shareholder proposals, and equity incentive plan matters. Additional 8-K disclosures address executive employment arrangements, amendments to the 2025 Equity Incentive Plan, preliminary financial information, and shareholder approval records tied to DLH's common stock and compensation programs.
Mink Brook Asset Management LLC reported purchases of Common Stock of DLH Holdings Corp. (DLHC). On 10/06/2025 the reporting person purchased 100 shares and on 10/07/2025 purchased 13,176 shares at a weighted average price of $5.50 per share. The Form 4 shows indirect beneficial ownership of 1,885,303 shares by Mink Brook Partners LP and 694,322 shares by Mink Brook Opportunity Fund LP. The filing is signed by William Mueller on 10/08/2025.
DLH Holdings Corp. entered into a new employment agreement with CEO and President Zachary C. Parker, dated September 26, 2025 and effective October 1, 2025, with an initial term running through September 30, 2028 and automatic one-year renewals thereafter. Mr. Parker will continue as CEO, President and director, with a base salary of $750,000 per year and an annual bonus opportunity targeted at 100% of base salary, based on performance goals set by the board’s compensation committee.
During the term, he is eligible for long-term equity or performance awards, with the first incentive award targeting 250% of his base salary. If DLH terminates him without cause, or he resigns for good reason, he is entitled to 24 months of base salary, up to 18 months of continued health and welfare benefits, accrued but unpaid compensation, and accelerated vesting of time-based equity awards. In a qualifying change in control termination, severance increases to 250% of base salary plus similar benefits and full accelerated equity vesting, subject to tax-based limits. The agreement also includes ongoing confidentiality, non-solicitation and non-competition covenants.
Stephen J. Zelkowicz, a director of DLH Holdings Corp. (DLHC), was granted 10,941 restricted stock units on 10/01/2025 under the company’s 2025 Equity Incentive Plan. The award carries a $0 transaction price and vests in full on September 30, 2026. After the reported grant, the filing shows total beneficial ownership of 57,317 shares.
DLH Holdings Corp. (DLHC) director Austin J. Yerks III received a grant of 10,941 restricted stock units under the company's 2025 Equity Incentive Plan. The Form 4 reports the award was granted on 10/01/2025 at a reported price of $0, and the award is scheduled to vest in full on September 30, 2026. After the grant, the reporting person is shown as beneficially owning 166,692 shares of common stock. The Form 4 was signed by an attorney-in-fact on behalf of the reporting person on 10/02/2025.
Zachary C. Parker, CEO and President of DLH Holdings Corp. (DLHC), reported a transaction dated 09/30/2025 on a Form 4. The filing states that 55,282 restricted stock units granted on 01/23/2023 vested in full on the vesting date. To satisfy tax obligations arising from that vesting, 16,330 shares were surrendered at a price of $5.65 per share. Following the reported transactions, the reporting person beneficially owns 982,389 shares. The filing also notes an aggregate of 180,405 shares underlying previously granted time-based restricted stock units included in the beneficial ownership total.
Insider purchases reported for DLH Holdings Corp. (DLHC). Mink Brook Asset Management LLC, as investment manager, reported purchases of Common Stock at a weighted average price of $5.50. Transactions occurred on 09/15/2025 (74 shares) and 09/16/2025 (15,523 shares). Following those trades, the filing shows 1,872,027 shares beneficially owned by Mink Brook Partners LP (reported indirectly through the manager). The filing also discloses 694,322 shares directly owned by Mink Brook Opportunity Fund LP. The reporting person is identified as a Director and the form is signed by William Mueller. The filer notes the $5.50 figure is a weighted average and offers to provide per-transaction detail on request. The filer disclaims beneficial ownership except to the extent of pecuniary interest.
Insider purchase reported for DLH Holdings Corp. (DLHC). Mink Brook Asset Management LLC, as reporting person, filed a Form 4 disclosing a purchase on 09/02/2025 of 197 shares of DLHC common stock at a weighted-average price of $5.50 (price reported as inclusive). The filing shows indirect beneficial ownership of 1,839,496 shares held by Mink Brook Partners LP and 694,322 shares held by Mink Brook Opportunity Fund LP. The Form 4 is signed by William Mueller on 09/03/2025. The filing includes a disclaimer that the manager and related entities disclaim beneficial ownership except to the extent of pecuniary interest.
Mink Brook Asset Management LLC reported purchases of DLH Holdings Corp. (DLHC) common stock on 08/28/2025 and 08/29/2025. The Form 4 shows purchases of 446 shares on 08/28/2025 at a weighted average price of $5.50 and 181 shares on 08/29/2025 at $5.50. The filing reports indirect beneficial ownership of 1,839,118 and 1,839,299 shares held by Mink Brook Partners LP and indirect ownership of 694,322 shares held by Mink Brook Opportunity Fund LP, with Mink Brook Asset Management LLC identified as investment manager. The reporting person checked the box indicating a relationship as Director and 10% owner. The signature is by William Mueller dated 08/29/2025.
Mink Brook Asset Management LLC reported purchases of DLH Holdings Corp. (DLHC) common stock on August 25–27, 2025 at a weighted average price of $5.50 per share. The filing shows incremental purchases recorded as 336, 837 and 22 shares on the three dates, and the reporting table lists beneficial ownership after those transactions of 1,837,813, 1,838,650 and 1,838,672 shares respectively. The report states these shares are held indirectly through Mink Brook Partners LP and that Mink Brook Opportunity Fund LP beneficially owns 694,322 shares.
The filer clarifies that Mink Brook Asset Management acts as investment manager and may be deemed to beneficially own the funds' securities, while disclaiming beneficial ownership except to the extent of pecuniary interest. The Form 4 is signed by William Mueller on 08/27/2025.
Mink Brook Asset Management LLC reported purchases of DLH Holdings Corp. (DLHC) common stock on 08/21/2025 and 08/22/2025 at a weighted average price of $5.50 per share. The filing shows 18,016 shares bought on 08/21/2025 and 100 shares on 08/22/2025, and indicates indirect holdings of 1,837,477 shares attributable to Mink Brook Partners LP after these transactions. The reporting group also holds 694,322 shares indirectly through Mink Brook Opportunity Fund LP. The Form 4 is signed by William Mueller and includes disclosures that the asset manager may be deemed to beneficially own the funds' securities but disclaims direct beneficial ownership beyond pecuniary interest.