STOCK TITAN

Dolphin CEO adds 4,100 shares at $1.15 average

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Dolphin Entertainment, Inc. (DLPN) reported that Chief Executive Officer and director William O'Dowd IV purchased 4,100 shares of Common Stock on August 31, 2026 at a weighted average price of $1.15 per share, with individual trade prices ranging from $1.12 to $1.17, pursuant to a Rule 10b5-1 trading plan. Following this purchase, he directly holds 543,090 shares of Common Stock and has indirect ownership of 54,535 shares through Dolphin Entertainment, LLC and 62,106 shares through Dolphin Digital Media Holdings LLC, each wholly owned by him.

Positive

  • None.

Negative

  • None.
Insider O'Dowd William IV
Role Chief Executive Officer
Bought 4,100 shs ($5K)
Type Security Shares Price Value
Purchase Common Stock F1 4,100 $1.15 $5K
holding Common Stock F2 -- -- --
holding Common Stock F3 -- -- --
Holdings After Transaction: Common Stock — 543,090 shares (Direct); Common Stock — 54,535 shares (Indirect, By Dolphin Entertainment, LLC); Common Stock — 62,106 shares (Indirect, By Dolphin Digital Media Holdings, LLC)
Footnotes (3)
  1. F1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.12 to $1.17, inclusive. The reporting person undertakes to provide to Dolphin Entertainment, Inc., any security holder of Dolphin Entertainment, Inc or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote (1) to this Form 4.
  2. F2. Dolphin Entertainment, LLC is an entity wholly owned by William O'Dowd IV.
  3. F3. Dolphin Digital Media Holdings LLC is an entity wholly owned by William O'Dowd IV.
Shares purchased 4,100 shares of Common Stock Purchase on August 31, 2026 reported on Form 4
Weighted average purchase price $1.15 per share 4,100-share purchase on August 31, 2026
Purchase price range $1.12 to $1.17 per share Range of prices for the 4,100 purchased shares
Direct holdings after transaction 543,090 shares of Common Stock Shares directly owned by William O'Dowd IV after purchase
Indirect holdings via Dolphin Entertainment, LLC 54,535 shares of Common Stock Indirect ownership reported as of August 31, 2026
Indirect holdings via Dolphin Digital Media Holdings LLC 62,106 shares of Common Stock Indirect ownership reported as of August 31, 2026
weighted average price financial
"The price reported in Column 4 is a weighted average price."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
Securities and Exchange Commission regulatory
"or the staff of the Securities and Exchange Commission, upon request, full"
A national government agency that enforces rules for buying, selling and disclosing information about stocks and other investments, acting like a referee and scorekeeper for financial markets. It requires companies to share clear, regular financial and business information and investigates fraud or rule-breaking, which matters to investors because those rules and disclosures help ensure fair prices, reduce hidden risks and make it easier to compare investment choices.

FAQ

What insider transaction did DLPN report for William O'Dowd IV?

William O'Dowd IV purchased 4,100 shares of Dolphin Entertainment, Inc. Common Stock on August 31, 2026 at a weighted average price of $1.15 per share, with trades executed between $1.12 and $1.17 per share.

What are William O'Dowd IV's direct DLPN holdings after this Form 4?

After the reported transaction, William O'Dowd IV directly holds 543,090 shares of Dolphin Entertainment, Inc. Common Stock, as shown in the post-transaction holdings column.

Does William O'Dowd IV have indirect ownership of DLPN shares?

Yes. He indirectly owns 54,535 shares of Common Stock through Dolphin Entertainment, LLC and 62,106 shares through Dolphin Digital Media Holdings LLC, and each of these entities is wholly owned by him.

At what price range were the DLPN shares bought in this insider purchase?

The 4,100 shares were purchased at prices ranging from $1.12 to $1.17 per share, with a weighted average price of $1.15 per share, according to the transaction footnote.

Was the DLPN insider trade executed under a trading plan?

Yes. The filing indicates the transaction was made pursuant to a Rule 10b5-1 trading plan, as reflected by the checked 10b5-1 box for this Form 4.

What role does William O'Dowd IV hold at Dolphin Entertainment, Inc. (DLPN)?

William O'Dowd IV is the Chief Executive Officer, a director, and a ten percent owner of Dolphin Entertainment, Inc., as indicated in the reporting person information.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
O'Dowd William IV

(Last)(First)(Middle)
C/O DOLPHIN ENTERTAINMENT, INC.
150 ALHAMBRA CIRCLE, SUITE 1200

(Street)
CORAL GABLES FLORIDA 33134

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Dolphin Entertainment, Inc. [ DLPN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirectorX10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/31/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/31/2026P4,100A$1.15(1)543,090D
Common Stock54,535IBy Dolphin Entertainment, LLC(2)
Common Stock62,106IBy Dolphin Digital Media Holdings, LLC(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.12 to $1.17, inclusive. The reporting person undertakes to provide to Dolphin Entertainment, Inc., any security holder of Dolphin Entertainment, Inc or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote (1) to this Form 4.
2. Dolphin Entertainment, LLC is an entity wholly owned by William O'Dowd IV.
3. Dolphin Digital Media Holdings LLC is an entity wholly owned by William O'Dowd IV.
/s/ William O'Dowd IV09/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)