Dolphin CEO buys 4,100 shares at $1.19
Dolphin Entertainment’s CEO bought 4,100 DLPN shares around $1.19 under a Rule 10b5-1 plan, increasing his reported direct and indirect holdings.
Rhea-AI Filing Summary
Dolphin Entertainment, Inc. (DLPN) reports that Chief Executive Officer and director William O'Dowd IV purchased 4,100 shares of common stock on September 8, 2026 at a weighted average price of $1.19 per share, in open-market transactions pursuant to a Rule 10b5-1 trading plan.
After this purchase, he directly holds 547,190 shares, and also reports indirect ownership of 54,535 shares through Dolphin Entertainment, LLC and 62,106 shares through Dolphin Digital Media Holdings LLC, both wholly owned entities.
Positive
- None.
Negative
- None.
Insider Trade Summary 10b5-1
Net Buyer: 4,100 shares
Net Buy
3 txns
Insider
O'Dowd William IV
Role
Chief Executive Officer
Bought
4,100 shs ($5K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Purchase | Common Stock F1 | 4,100 | $1.19 | $5K |
| holding | Common Stock F2 | -- | -- | -- |
| holding | Common Stock F3 | -- | -- | -- |
Holdings After Transaction:
Common Stock — 547,190 shares (Direct);
Common Stock — 54,535 shares (Indirect, By Dolphin Entertainment, LLC);
Common Stock — 62,106 shares (Indirect, By Dolphin Digital Media Holdings, LLC)
Footnotes (3)
- F1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.17 to $1.20, inclusive. The reporting person undertakes to provide to Dolphin Entertainment, Inc., any security holder of Dolphin Entertainment, Inc or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote (1) to this Form 4.
- F2. Dolphin Entertainment, LLC is an entity wholly owned by William O'Dowd IV.
- F3. Dolphin Digital Media Holdings LLC is an entity wholly owned by William O'Dowd IV.
Key Figures
Shares purchased: 4,100 shares
Weighted average purchase price: $1.19 per share
Price range of purchases: $1.17–$1.20 per share
+3 more
6 metrics
Shares purchased
4,100 shares
Common stock purchased on September 8, 2026
Weighted average purchase price
$1.19 per share
Open-market or private transactions on September 8, 2026
Price range of purchases
$1.17–$1.20 per share
Multiple transactions included in the 4,100-share purchase
Direct holdings after transaction
547,190 shares
Common stock directly owned by William O'Dowd IV after September 8, 2026
Indirect holdings via Dolphin Entertainment, LLC
54,535 shares
Common stock indirectly owned through Dolphin Entertainment, LLC
Indirect holdings via Dolphin Digital Media Holdings LLC
62,106 shares
Common stock indirectly owned through Dolphin Digital Media Holdings LLC
Key Terms
Rule 10b5-1 trading plan, weighted average price, indirect ownership, more-than-ten-percent owner
4 terms
Rule 10b5-1 trading plan regulatory
"transactions were made under a Rule 10b5-1 trading plan"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
weighted average price financial
"The price reported in Column 4 is a weighted average price"
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
indirect ownership financial
"indirectly owned through Dolphin Entertainment, LLC"
more-than-ten-percent owner regulatory
"is_ten_percent_owner: 1 indicating more-than-ten-percent owner"
FAQ
What insider purchase did DLPN report for William O'Dowd IV?
William O'Dowd IV purchased 4,100 DLPN common shares on September 8, 2026. The filing describes this as a purchase in open market or private transactions under a Rule 10b5-1 trading plan.
What indirect DLPN holdings are reported for William O'Dowd IV?
The filing reports 54,535 shares indirectly owned through Dolphin Entertainment, LLC and 62,106 shares indirectly owned through Dolphin Digital Media Holdings LLC, each described as wholly owned by William O'Dowd IV.
Was the DLPN insider transaction made under a Rule 10b5-1 plan?
Yes. The Form 4 indicates that the reported transactions were made under a Rule 10b5-1 trading plan, as reflected by the plan-status affirmation in the filing data.
What is William O'Dowd IV's role at Dolphin Entertainment, Inc. (DLPN)?
William O'Dowd IV is reported as Chief Executive Officer, a director, and a more-than-ten-percent owner of Dolphin Entertainment, Inc.
AI-generated analysis. How Rhea-AI works. Not financial advice.
