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Dolphin Entertainment (DLPN) CEO adds 4,450 shares in open-market purchase

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Dolphin Entertainment, Inc. Chief Executive Officer William O'Dowd IV purchased 4,450 shares of common stock in an open-market transaction on July 13, 2026 at a weighted average price of $1.113 per share, with individual trade prices ranging from $1.10 to $1.15.

Following this purchase, he holds 512,990 common shares directly. He also has indirect ownership of 62,106 shares through Dolphin Digital Media Holdings LLC and 54,535 shares through Dolphin Entertainment, LLC, both entities being wholly owned by him.

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Insider O'Dowd William IV
Role Chief Executive Officer
Bought 4,450 shs ($5K)
Type Security Shares Price Value
Purchase Common Stock 4,450 $1.113 $5K
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 512,990 shares (Direct); Common Stock — 54,535 shares (Indirect, By Dolphin Entertainment, LLC)
Footnotes (1)
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.10 to $1.15, inclusive. The reporting person undertakes to provide to Dolphin Entertainment, Inc., any security holder of Dolphin Entertainment, Inc or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote (1) to this Form 4. Dolphin Entertainment, LLC is an entity wholly owned by William O'Dowd IV. Dolphin Digital Media Holdings LLC is an entity wholly owned by William O'Dowd IV.
Shares Purchased 4,450 shares Open-market purchase of common stock on July 13, 2026
Weighted Average Price $1.113 per share Price for the 4,450-share open-market purchase
Trade Price Range $1.10–$1.15 per share Range of individual trade prices for the purchased shares
Direct Holdings After Trade 512,990 shares Common stock directly owned by William O'Dowd IV after the purchase
Indirect Holdings via Dolphin Digital Media Holdings LLC 62,106 shares Common stock held indirectly through a wholly owned LLC
Indirect Holdings via Dolphin Entertainment, LLC 54,535 shares Common stock held indirectly through a wholly owned LLC
open-market purchase financial
"purchased 4,450 shares of common stock in an open-market purchase"
An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.
weighted average price financial
"at a weighted average price of $1.113 per share"
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
indirect ownership financial
"He also has indirect ownership of 62,106 shares"
beneficial ownership financial
"giving him indirect beneficial ownership of those shares"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
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FAQ

What insider transaction did DLPN CEO William O'Dowd IV report?

William O'Dowd IV, CEO of Dolphin Entertainment (DLPN), reported an open-market purchase of 4,450 common shares on July 13, 2026. The transaction was in common stock and increased his directly held position in the company.

At what price did the DLPN CEO buy his 4,450 shares?

The DLPN CEO bought 4,450 shares at a weighted average price of $1.113 per share. According to the disclosure, the shares were purchased in multiple trades at prices between $1.10 and $1.15.

How many Dolphin Entertainment (DLPN) shares does the CEO hold directly after this trade?

After the reported purchase, the CEO directly holds 512,990 shares of Dolphin Entertainment common stock. This figure reflects his direct ownership position following the July 13, 2026 open-market transaction.

What indirect DLPN shareholdings are associated with the CEO?

In addition to direct holdings, the CEO has 62,106 shares held indirectly via Dolphin Digital Media Holdings LLC and 54,535 shares via Dolphin Entertainment, LLC. Both entities are wholly owned by William O'Dowd IV.

Were any Dolphin Entertainment (DLPN) derivative securities involved in this insider report?

No derivative securities were reported in this insider activity. The disclosure shows a single open-market purchase of common stock and two entries describing indirect common stock holdings through wholly owned LLC entities.

What is the nature of the indirect ownership in DLPN reported by the CEO?

The indirect ownership consists of common shares held by Dolphin Entertainment, LLC and Dolphin Digital Media Holdings LLC. Both entities are described as wholly owned by William O'Dowd IV, giving him indirect beneficial ownership of those shares.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
O'Dowd William IV

(Last)(First)(Middle)
C/O DOLPHIN ENTERTAINMENT, INC.
150 ALHAMBRA CIRCLE, SUITE 1200

(Street)
CORAL GABLES FLORIDA 33134

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Dolphin Entertainment, Inc. [ DLPN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/13/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/13/2026P4,450A$1.113(1)512,990D
Common Stock54,535IBy Dolphin Entertainment, LLC(2)
Common Stock62,106IBy Dolphin Digital Media Holdings, LLC(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.10 to $1.15, inclusive. The reporting person undertakes to provide to Dolphin Entertainment, Inc., any security holder of Dolphin Entertainment, Inc or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote (1) to this Form 4.
2. Dolphin Entertainment, LLC is an entity wholly owned by William O'Dowd IV.
3. Dolphin Digital Media Holdings LLC is an entity wholly owned by William O'Dowd IV.
/s/ William O'Dowd IV07/15/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)