Welcome to our dedicated page for Dolphin Entmt SEC filings (Ticker: DLPN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page compiles U.S. Securities and Exchange Commission filings for Dolphin Entertainment, Inc. (NASDAQ:DLPN), offering investors structured access to the company’s official regulatory disclosures. As a Florida-incorporated issuer and smaller reporting company listed on The Nasdaq Capital Market, Dolphin uses SEC reports to describe its business model, governance, financing arrangements, and financial performance.
Among the key documents available are registration statements such as the Form S-1, where Dolphin outlines a committed equity financing agreement with Lincoln Park Capital Fund, LLC. That filing explains the potential issuance of common stock under the purchase agreement, the company’s status as a smaller reporting company, and risk factors and forward-looking statements relevant to prospective investors.
Shareholders can also review proxy materials like the definitive proxy statement on Schedule 14A. This document provides detail on the annual meeting agenda, including the election of directors, ratification of the independent registered public accounting firm, approval of potential share issuances tied to the Lincoln Park agreement for Nasdaq compliance purposes, and an advisory vote on executive compensation. It also discusses voting procedures, share ownership, board committees, and other governance topics.
Dolphin’s current reports on Form 8-K offer insight into material events, such as amendments to promissory notes, the issuance of convertible notes, and the release of quarterly financial results. These filings describe terms of financing transactions, conversion prices, maturities, and the use of exemptions from registration, as well as the timing and nature of earnings announcements.
In addition to these, investors may consult Dolphin’s periodic reports (Forms 10-K and 10-Q, when filed) for audited and interim financial statements, management’s discussion and analysis, and segment information that further explain the company’s operations as a venture studio and marketing consortium.
On Stock Titan, each filing is paired with AI-powered summaries designed to highlight the most important points, such as changes in capital structure, key risk disclosures, or updates on financing arrangements. Real-time integration with the SEC’s EDGAR system helps surface new 8-Ks, 10-Qs, 10-Ks, and proxy statements as they are filed, while Form 4 and other ownership reports can be used to monitor insider-related activity. Together, these tools aim to make Dolphin Entertainment’s regulatory record more accessible and easier to interpret for both new and experienced investors.
Dolphin Entertainment, Inc. insider William O'Dowd IV, the company's Chief Executive Officer and a director, corrected a previously reported stock purchase. The amended Form 4 updates the purchase price for 3,000 shares of common stock bought on 12/15/2025 to a weighted average price of $1.63, instead of the erroneously reported $1.163.
After this transaction, O'Dowd beneficially owns 405,638 shares of common stock directly, plus 56,033 shares held through Dolphin Entertainment, LLC and 62,105 shares held through Dolphin Digital Media Holdings, LLC, both entities wholly owned by him. The price reflects multiple trades between $1.60 and $1.65, and he offers to provide detailed breakdowns upon request.
Dolphin Entertainment, Inc. director and Chief Executive Officer William O'Dowd IV reported buying 3,000 shares of the company’s common stock on 12/15/2025. The transaction used code P at a weighted average price of $1.163 per share, with individual trades executed between $1.60 and $1.65.
After this purchase, O'Dowd directly owns 405,638 Dolphin Entertainment common shares. He also indirectly beneficially owns 54,535 shares through Dolphin Entertainment, LLC and 62,106 shares through Dolphin Digital Media Holdings, LLC, both of which are wholly owned by him.
Dolphin Entertainment (DLPN) reported Q3 2025 results. Revenue rose to $14,796,309 from $12,682,437 a year ago, and the company posted income from operations of $308,296 versus an operating loss last year. After interest and other items, the quarter ended with a net loss of $365,494 compared with a net loss of $8,692,389 a year ago.
For the first nine months, revenue was $41,053,549 versus $39,367,418, with a net loss of $4,108,474 versus $10,643,614 last year. Cash and cash equivalents were $7,832,402 and restricted cash was $925,004 as of September 30, 2025. Net cash used in operating activities was $2,604,183 year-to-date. Total debt increased to $25,400,978 from $22,394,274 at year-end, including higher convertible notes.
The company entered a $15,000,000 common stock purchase agreement with Lincoln Park, subject to an Exchange Cap of 2,346,371 shares and a 4.99% beneficial ownership limit. Shares outstanding were 12,122,422 as of November 10, 2025. Management noted compliance with BankUnited covenants as of September 30, 2025.
Dolphin Entertainment (DLPN) CEO and Director William O’Dowd IV reported an open‑market purchase of 3,100 shares on 11/10/2025 at a weighted average price of $1.586.
Following the transaction, he beneficially owns 396,688 shares directly, plus 54,535 shares indirectly through Dolphin Entertainment, LLC and 62,106 shares indirectly through Dolphin Digital Media Holdings, LLC. The purchase was executed in multiple trades within a price range of $1.55–$1.65.
Dolphin Entertainment (DLPN) reported an insider stock purchase by Chief Executive Officer and Director William O'Dowd IV. On 11/03/2025, he acquired 2,800 shares of common stock at a $1.776 weighted average price, with trades executed between $1.74 and $1.79. Following this transaction, he beneficially owns 393,588 shares directly, plus 54,535 shares indirectly through Dolphin Entertainment, LLC and 62,106 shares indirectly through Dolphin Digital Media Holdings, LLC.
Dolphin Entertainment (DLPN) reported an insider purchase by CEO and Director William O’Dowd IV. On 10/27/2025, he bought 3,000 shares of common stock at a weighted average price of $1.64, with individual trades executed between $1.56 and $1.69.
Following the transaction, he beneficially owns 390,788 shares directly, plus 54,535 shares indirectly through Dolphin Entertainment, LLC and 62,106 shares indirectly through Dolphin Digital Media Holdings, LLC.
Dolphin Entertainment (DLPN) reported an insider purchase by CEO and Director William O'Dowd IV. On 10/20/2025, he bought 3,300 shares of common stock (Transaction Code P) at a weighted average $1.48, with individual trades ranging from $1.43 to $1.51.
Following the transaction, he beneficially owns 387,788 shares direct, plus 54,535 and 62,106 shares held indirectly through affiliated entities.
Dolphin Entertainment (DLPN) CEO and Director William O’Dowd IV reported an open‑market purchase on 10/13/2025. He bought 3,400 shares of common stock at a weighted average price of $1.44, with individual trades executed between $1.40 and $1.48.
Following this transaction, he beneficially owns 384,488 shares directly. He also reports indirect holdings of 54,535 shares through Dolphin Entertainment, LLC and 62,106 shares through Dolphin Digital Media Holdings, LLC, entities wholly owned by him. The transaction was coded P for purchase.
Dolphin Entertainment (DLPN) CEO and director William O'Dowd IV reported an open-market purchase of 3,214 shares of common stock on 10/06/2025 at a weighted average price of $1.55. After this transaction, he beneficially owns 381,088 shares directly, plus 54,535 shares indirectly through Dolphin Entertainment, LLC and 62,106 shares indirectly through Dolphin Digital Media Holdings, LLC.
Dolphin Entertainment, Inc. filed a registration statement describing resale and issuance mechanics tied to a purchase agreement with Lincoln Park Capital Fund, LLC that could provide up to
The company reports convertible instruments that could materially dilute equity, including 2,369,470 shares from conversion of Series C preferred and up to 6,920,697 shares from convertible promissory notes aggregating