Welcome to our dedicated page for Dolphin Entmt SEC filings (Ticker: DLPN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page compiles U.S. Securities and Exchange Commission filings for Dolphin Entertainment, Inc. (NASDAQ:DLPN), offering investors structured access to the company’s official regulatory disclosures. As a Florida-incorporated issuer and smaller reporting company listed on The Nasdaq Capital Market, Dolphin uses SEC reports to describe its business model, governance, financing arrangements, and financial performance.
Among the key documents available are registration statements such as the Form S-1, where Dolphin outlines a committed equity financing agreement with Lincoln Park Capital Fund, LLC. That filing explains the potential issuance of common stock under the purchase agreement, the company’s status as a smaller reporting company, and risk factors and forward-looking statements relevant to prospective investors.
Shareholders can also review proxy materials like the definitive proxy statement on Schedule 14A. This document provides detail on the annual meeting agenda, including the election of directors, ratification of the independent registered public accounting firm, approval of potential share issuances tied to the Lincoln Park agreement for Nasdaq compliance purposes, and an advisory vote on executive compensation. It also discusses voting procedures, share ownership, board committees, and other governance topics.
Dolphin’s current reports on Form 8-K offer insight into material events, such as amendments to promissory notes, the issuance of convertible notes, and the release of quarterly financial results. These filings describe terms of financing transactions, conversion prices, maturities, and the use of exemptions from registration, as well as the timing and nature of earnings announcements.
In addition to these, investors may consult Dolphin’s periodic reports (Forms 10-K and 10-Q, when filed) for audited and interim financial statements, management’s discussion and analysis, and segment information that further explain the company’s operations as a venture studio and marketing consortium.
On Stock Titan, each filing is paired with AI-powered summaries designed to highlight the most important points, such as changes in capital structure, key risk disclosures, or updates on financing arrangements. Real-time integration with the SEC’s EDGAR system helps surface new 8-Ks, 10-Qs, 10-Ks, and proxy statements as they are filed, while Form 4 and other ownership reports can be used to monitor insider-related activity. Together, these tools aim to make Dolphin Entertainment’s regulatory record more accessible and easier to interpret for both new and experienced investors.
William O'Dowd IV, Dolphin Entertainment CEO and director, purchased 4,400 shares of DLPN common stock on 08/25/2025 at a weighted-average price of $1.126 per share. After the purchases, his direct ownership increased to 358,124 shares. He also reports indirect holdings of 54,535 shares through Dolphin Entertainment, LLC and 62,106 shares through Dolphin Digital Media Holdings, LLC; both entities are described as wholly owned by him. The Form 4 indicates the transaction was made pursuant to a written plan intended to satisfy the Rule 10b5-1 affirmative defense, and the reported purchase prices ranged from $1.07 to $1.16.
Insider purchase reported: Dolphin Entertainment CEO and director William O'Dowd IV acquired 84,745 shares of Dolphin Entertainment, Inc. (DLPN) on 08/21/2025 at $1.18 per share under transaction code P, increasing his reported beneficial holdings. Following the reported purchase, the Form 4 lists 353,724 shares beneficially owned directly. The filing also discloses indirect holdings of 54,535 shares through Dolphin Entertainment, LLC and 62,106 shares through Dolphin Digital Media Holdings, LLC, both entities noted as wholly owned by Mr. O'Dowd IV.
The Form 4 is signed by Mr. O'Dowd IV on 08/25/2025 and contains no derivative transactions or additional amendments. The document provides only the stated purchase, the resulting direct and indirect ownership figures, and entity ownership clarifications.
Insider purchase increases direct stake in Dolphin Entertainment (DLPN) William O'Dowd IV, CEO and Director of Dolphin Entertainment, purchased 4,300 shares of the company's common stock on 08/18/2025 at a weighted average price of $1.145 per share. After the purchase, his direct beneficial ownership is reported as 268,979 shares. He also holds indirect interests through two wholly owned entities: Dolphin Entertainment, LLC (54,535 shares) and Dolphin Digital Media Holdings, LLC (62,106 shares). The filing notes the purchase prices ranged from $1.10 to $1.18 and the reporting person certified intent under Rule 10b5-1(c).
Dolphin Entertainment, Inc. reported condensed consolidated interim financial information showing a business composed of two segments: Entertainment Publicity & Marketing (multiple acquired agencies) and Content Production. The balance sheet includes $21.5 million of goodwill and $9.04 million of intangible assets (net) attributable to the publicity and marketing segment. The company refinanced bank debt into a BankUnited Credit Facility consisting of a $5.8 million term loan, a $750,000 revolving line and a $400,000 commercial card, and a separate $2.0 million BKU loan to fund the Elle acquisition. As of June 30, 2025 the company disclosed material financing activity: aggregate convertible notes and promissory notes outstanding, a March 4th note elected to fair-value accounting ($500,000), and unsecured nonconvertible promissory notes totaling $4.43 million. The company recorded a $835,324 loss on extinguishment of related-party DE LLC debt after exchanging nonconvertible notes for convertible notes. The filing discloses accrued CEO compensation and related-party loans, use of an equity purchase agreement with Lincoln Park (previously up to $25 million and a new 2025 agreement for issuance of up to 15,000,000 shares), and ongoing commitments related to acquisitions and contingent consideration. Controls remediation steps and subsequent convertible note conversions in July 2025 are disclosed in the filing.
Dolphin Entertainment announced it issued a press release reporting its financial results for the three and six months ended June 30, 2025. The earnings release is furnished as Exhibit 99.1 to this Current Report and is incorporated by reference.
The company specifies that the exhibit is furnished, not filed, and therefore is not subject to Section 18 liability or automatically incorporated into registration statements. The 8-K provides notice that financial results are available in the referenced press release but does not include the underlying financial figures within the body of the report provided here.
William O'Dowd IV, who serves as Chief Executive Officer and a director of Dolphin Entertainment (DLPN), purchased 4,400 shares of the company’s common stock on 08/11/2025 at a weighted average price of $1.133 per share (individual trades ranged from $1.07 to $1.16).
Following the purchase the reporting person directly beneficially owned 264,679 shares and also reported indirect beneficial ownership of 54,535 shares through Dolphin Entertainment, LLC and 62,106 shares through Dolphin Digital Media Holdings, LLC, both wholly owned by Mr. O'Dowd. The Form 4 notes the filer will provide per-price purchase details on request.