Duluth Holdings SEC Filings

Richard W. Schlecht, listed as SVP, Product Dev. & Sourcing of Duluth Holdings Inc. (DLTH), purchased 1,000 shares of Class B common stock on 09/30/2025 at a price of $1.82 per share under the company’s Employee Stock Purchase Plan. After the transaction he directly owns 306,679 Class B shares and has indirect ownership of 54,660 Class B shares held in UTMA accounts for his children. The Form 4 was signed by a power of attorney on 10/02/2025. The filing identifies the acquisition code and explains the UTMA holdings.

David Homolka, Senior Vice President, Talent, Operations, AP & Safety at Duluth Holdings Inc. (DLTH) purchased 1,000 shares of Class B Common Stock on 09/30/2025 under the company’s Employee Stock Purchase Plan at a price of $1.82 per share. After the transaction he beneficially owned 275,413 shares. The Form 4 was signed by a power of attorney on 10/02/2025. The filing records a routine employee-plan purchase by an officer and does not disclose any derivative transactions or dispositions.

Heena Agrawal, Senior Vice President and CFO of Duluth Holdings Inc. (DLTH), purchased 10,000 shares of Class B common stock on 09/26/2025 at a weighted average price of $3.4989 per share. After the purchase she beneficially owned 248,093 shares. The filing notes the price is a weighted average from multiple trades priced between $3.46 and $3.50, and the Form 4 was signed by a power of attorney on 09/29/2025.

The company reports fiscal 2024 was a 53-week period ending February 2, 2025, and compares 13- and 26-week periods ended August 3, 2025 and July 28, 2024. It discloses a senior secured TRI note maturing October 15, 2038 with a 4.95% interest rate and a TRI note due November 2038 with 3.05% interest and a balloon payment. A revolving senior credit facility provided up to $150.0 million (with sublimits) and referenced BSBY or a base rate plus margins; amendments contemplated reducing the commitment and replacing BSBY with Term SOFR and extending maturity to July 8, 2027. The company consolidates one VIE (TRI) and treated TRI income as excluded from its effective tax rate. It recorded a $3.7 million lease termination penalty paid in quarterly installments through August 2025 and accelerated depreciation of non-transferable fixed assets. The company maintains a valuation allowance on deferred tax assets and reports one operating segment as an omnichannel business.

Duluth Holdings, Inc. furnished a Form 8-K that attaches an earnings press release and an investor presentation as exhibits and states that those exhibits are not incorporated by reference into other filings unless expressly noted. The filing reiterates the company’s previously disclosed risk factors, drawn from its annual report, which cover a broad range of operational, supply-chain, market, regulatory, and information-security risks that could affect results. The document is primarily a docketing disclosure attaching the press release and presentation and reaffirming existing risk disclosures rather than providing new financial metrics or transaction details.