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DLY insider Form 3 shows zero common stock ownership

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

DoubleLine Yield Opportunities Fund (DLY) reported an initial insider ownership filing on Form 3. The reporting person disclosed 0 shares of common stock beneficially owned (Direct) as of 10/15/2025.

The filer is listed as an Officer and Other with the title “Chf Intl Clt Bus Ofcr - Adviser.” No derivative securities were reported.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
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1. Name and Address of Reporting Person*
Zaidi Ali

(Last) (First) (Middle)
C/O DOUBLELINE FUNDS
2002 N. TAMPA STREET, SUITE 200

(Street)
TAMPA FL 33602

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/15/2025
3. Issuer Name and Ticker or Trading Symbol
DoubleLine Yield Opportunities Fund [ DLY ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
Chf Intl Clt Bus Ofcr -Adviser
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 0 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Jeremy Smith as Attorney-in-Fact for Ali Zaidi 10/22/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did DoubleLine Yield Opportunities Fund (DLY) file?

A Form 3 initial statement of beneficial ownership for an insider.

How many DLY shares did the reporting person disclose?

The filing reports 0 shares of common stock beneficially owned (Direct).

What is the date of the event in this Form 3 for DLY?

The event date is 10/15/2025.

What is the filer’s relationship to DLY?

The filer is marked as Officer and Other with the title “Chf Intl Clt Bus Ofcr - Adviser.”

Were any derivative securities reported in this Form 3?

No derivative securities were listed in the filing.
DoubleLine Yield Opportunities Fund

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717.41M
48.31M
21.75%
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Asset Management
Financial Services
United States
Tampa