DLY officer files Form 3 with zero share holdings

DoubleLine Yield Opportunities Fund Vice President Gheorghe Rotar filed an initial Form 3 as an officer of the fund.

Rhea-AI Filing Summary

DoubleLine Yield Opportunities Fund Vice President Gheorghe Rotar filed an initial Form 3 as an officer of the fund. The filing lists Common Stock with total shares beneficially owned following the reported entry of 0 shares held directly as of the stated date.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Rotar Gheorghe

Role Vice President

Type	Security	Shares	Price	Value
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 0 shares (Direct)

Key Figures

Common Stock owned: 0 shares

1 metrics

Common Stock owned 0 shares Total shares beneficially owned following reported entry

Key Terms

Form 3, Common Stock, beneficially owned, Vice President

4 terms

Form 3 regulatory

"INSIDER FILING DATA (Form 3): {"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

Common Stock financial

""security_title": "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

beneficially owned financial

"total_shares_following_transaction": "0.0000""

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

Vice President financial

""officer_title": "Vice President""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Gheorghe Rotar’s Form 3 filing for DoubleLine Yield Opportunities Fund (DLY) show?

The Form 3 shows that Vice President Gheorghe Rotar is an officer of DoubleLine Yield Opportunities Fund and, as of the reported date, reports 0 shares of Common Stock beneficially owned directly, indicating no current ownership position in this class.

Did Gheorghe Rotar buy or sell any DLY shares in this Form 3 filing?

No. The Form 3 is an initial ownership report and does not show any buy or sell transactions. It records a holding entry with total Common Stock beneficially owned following the reported event of 0 shares held directly.

What position does Gheorghe Rotar hold at DoubleLine Yield Opportunities Fund (DLY)?

The filing identifies Gheorghe Rotar as an officer of DoubleLine Yield Opportunities Fund with the title Vice President. This status makes him a reporting person required to file ownership reports such as Form 3 with the SEC.

What class of securities is covered in Gheorghe Rotar’s Form 3 for DLY?

The Form 3 covers Common Stock of DoubleLine Yield Opportunities Fund. For this security class, the filing reports total shares beneficially owned following the reported event of 0 shares held directly by the reporting person.

What does total_shares_following_transaction of 0.0000 mean in the DLY Form 3?

The value 0.0000 for total_shares_following_transaction indicates that Gheorghe Rotar reports beneficial ownership of zero shares of DoubleLine Yield Opportunities Fund Common Stock directly as of the reported date in this initial Form 3 ownership statement.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/31/2026 - 02:54 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Rotar Gheorghe

(Last) (First) (Middle)

C/O DOUBLELINE FUNDS

2002 N. TAMPA STREET, SUITE 200

(Street)

TAMPA FLORIDA 33602

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/31/2026

3. Issuer Name and Ticker or Trading Symbol
DoubleLine Yield Opportunities Fund [ DLY ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Vice President

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	0	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	Jeremy Smith as Attorney-in-Fact for Gheorghe Rotar	03/31/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)