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DLY insider filing: Adviser officer files Form 3, 0 owned

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

DoubleLine Yield Opportunities Fund (DLY) reported an insider ownership update via a Form 3. Jonathan Kingery, identified as an Officer (Chief Distribution Officer – Adviser), filed an initial statement showing 0 shares of common stock beneficially owned (Direct) as of the event date 10/15/2025.

The filing was submitted by one reporting person and signed by Jeremy Smith as attorney-in-fact for Jonathan Kingery on 10/21/2025. No derivative securities were listed.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Kingery Jonathan

(Last) (First) (Middle)
C/O DOUBLELINE FUNDS
2002 N. TAMPA STREET, SUITE 200

(Street)
TAMPA FL 33602

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/15/2025
3. Issuer Name and Ticker or Trading Symbol
DoubleLine Yield Opportunities Fund [ DLY ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
Chf. Distr. Officer - Adviser
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 0 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Jeremy Smith as Attorney-in-Fact for Jonathan Kingery 10/21/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did DoubleLine Yield Opportunities Fund (DLY) file?

A Form 3 initial statement of beneficial ownership for an officer of the adviser.

Who is the reporting person in DLY’s Form 3?

Jonathan Kingery, serving as Chief Distribution Officer – Adviser.

How many DLY shares does the reporting person own?

The filing lists 0 shares of common stock beneficially owned (Direct).

What is the Form 3 event date for DLY?

The stated event date is 10/15/2025.

Were any derivative securities reported?

No. The Form 3 shows no derivative securities listed.

Who signed the filing and when?

Signed by Jeremy Smith as attorney-in-fact for Jonathan Kingery on 10/21/2025.
DoubleLine Yield Opportunities Fund

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Asset Management
Financial Services
United States
Tampa