DLY insider filing: Adviser officer files Form 3, 0 owned
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
DoubleLine Yield Opportunities Fund (DLY) reported an insider ownership update via a Form 3. Jonathan Kingery, identified as an Officer (Chief Distribution Officer – Adviser), filed an initial statement showing 0 shares of common stock beneficially owned (Direct) as of the event date 10/15/2025.
The filing was submitted by one reporting person and signed by Jeremy Smith as attorney-in-fact for Jonathan Kingery on 10/21/2025. No derivative securities were listed.
Positive
- None.
Negative
- None.
Insider Trade Summary
1 transaction reported
Mixed
1 txn
Insider
Kingery Jonathan
Role
Insider
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 0 shares (Direct)
Footnotes (1)
FAQ
What did DoubleLine Yield Opportunities Fund (DLY) file?
A Form 3 initial statement of beneficial ownership for an officer of the adviser.
Who is the reporting person in DLY’s Form 3?
Jonathan Kingery, serving as Chief Distribution Officer – Adviser.
What is the Form 3 event date for DLY?
The stated event date is 10/15/2025.
Were any derivative securities reported?
No. The Form 3 shows no derivative securities listed.
Who signed the filing and when?
Signed by Jeremy Smith as attorney-in-fact for Jonathan Kingery on 10/21/2025.