DMO insider Kim Stout files Form 3, no trades

Western Asset Mortgage Opportunity Fund Inc. (DMO) had Kim Stout file a Form 3 as an initial insider ownership report.

Rhea-AI Filing Summary

Western Asset Mortgage Opportunity Fund Inc. (DMO) had Kim Stout file a Form 3 as an initial insider ownership report. Stout is identified as a CCO/Subadviser, not a director, officer, or 10% owner, and the report shows no buy, sell, or derivative transactions.

Key Terms

Form 3, reportingPersons, CCO/Subadviser

3 terms

Form 3 regulatory

"INSIDER FILING DATA (Form 3):"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

reportingPersons regulatory

""reportingPersons": [ { "name": "Stout Kim""

CCO/Subadviser financial

""other": "CCO/Subadviser""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the DMO Form 3 filed by Kim Stout represent?

The Form 3 for Western Asset Mortgage Opportunity Fund Inc. (DMO) is an initial insider ownership report for Kim Stout. It identifies Stout as a CCO/Subadviser associated with the issuer and provides a baseline disclosure of insider status without reporting any transactions.

Did Kim Stout buy or sell any DMO shares in this Form 3?

No transactions are reported for Kim Stout in this Form 3. The transaction summary shows zero buy, sell, acquire, dispose, exercise, gift, tax-withholding, or restructuring events, indicating the document only establishes insider status rather than reporting trading activity.

What is Kim Stout’s relationship to Western Asset Mortgage Opportunity Fund Inc. (DMO)?

Kim Stout is identified as a CCO/Subadviser in relation to Western Asset Mortgage Opportunity Fund Inc. The Form 3 data indicates Stout is not listed as a director, officer, or 10% owner, but is still considered a reporting person under insider disclosure rules.

Are any derivative securities reported for Kim Stout in the DMO Form 3?

No derivative securities are reported for Kim Stout in this Form 3. The derivative summary is empty, and the transaction summary shows zero derivative transactions, emphasizing that the document contains only role and status information without option or warrant positions.

What does the transaction summary show in the DMO Form 3 for Kim Stout?

The transaction summary for Kim Stout shows zero counts for buys, sells, acquisitions, dispositions, exercises, gifts, tax withholdings, and restructurings. Net buy/sell direction is listed as neutral, reinforcing that this is a non-transactional, status-only insider disclosure.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/07/2026 - 02:06 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Stout Kim

(Last) (First) (Middle)

WESTERN ASSET MANAGEMENT COMPANY, LLC

ONE MADISON AVENUE

(Street)

NEW YORK NEW YORK 10010

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
12/01/2025

3. Issuer Name and Ticker or Trading Symbol
Western Asset Mortgage Opportunity Fund Inc. [ DMO ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			CCO/Subadviser

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

No securities are beneficially owned.

	/s/Marc A. De Oliveira by Power of Attorney for Kim Stout	04/07/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)