DMO director sells 1,400 shares at $11.07
Western Asset Mortgage Opportunity Fund Inc. director Carol L. Colman reported an open-market sale of the fund’s common stock.
Accepted by SEC EDGAR
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Sentiment and the balance of points
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Form Type
4
Rhea-AI Filing Summary
Western Asset Mortgage Opportunity Fund Inc. director Carol L. Colman reported an open-market sale of the fund’s common stock. On April 13, 2026, Colman sold 1,400 shares of common stock at an average price of $11.07 per share, and reported holding 0 shares directly after the transaction.
Insider Trade Summary
Net Seller: 1,400 shares
Net Sell
1 txn
Insider
COLMAN CAROL L
Role
Director
Sold
1,400 shs ($15K)
Share of Position Sold
100%
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Sale | Common Stock | 1,400 | $11.07 | $15K |
Holdings After Transaction:
Common Stock — 0 shares (Direct)
Holdings Before and After:
Common Stock, 1,400 to 0 shares (Direct)
Key Figures
Shares sold: 1,400 shares
Sale price: $11.07 per share
Post-transaction holdings: 0 shares
3 metrics
Shares sold
1,400 shares
Open-market sale on April 13, 2026
Sale price
$11.07 per share
Average price for the 1,400-share sale
Post-transaction holdings
0 shares
Directly held common stock after sale
Key Terms
open-market sale, Common Stock, Form 4, beneficial ownership
4 terms
open-market sale financial
"transaction_action": "open-market sale""
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
Common Stock financial
""security_title": "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Form 4 regulatory
"INSIDER FILING DATA (Form 4)"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
beneficial ownership financial
"disclaimers of beneficial ownership"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What did Western Asset Mortgage Opportunity Fund (DMO) director Carol L. Colman report in this Form 4?
Director Carol L. Colman reported an open-market sale of Western Asset Mortgage Opportunity Fund Inc. common stock. She sold 1,400 shares on April 13, 2026, at an average price of $11.07 per share and reported no directly held shares afterward.
What are Carol L. Colman’s direct holdings in DMO after this reported transaction?
After the reported sale, Carol L. Colman’s direct holdings in Western Asset Mortgage Opportunity Fund Inc. common stock were listed as 0 shares. The filing shows this complete disposition following the 1,400-share open-market sale on April 13, 2026.
Was the DMO transaction by Carol L. Colman an open-market sale or another type of trade?
The transaction was reported as an open-market sale of Western Asset Mortgage Opportunity Fund Inc. common stock. The Form 4 uses transaction code “S,” which denotes a sale in the open market or a private transaction, at an average price of $11.07 per share.
Does this DMO Form 4 show any derivative or option transactions for Carol L. Colman?
The Form 4 shows no derivative or option transactions for Carol L. Colman. The filing reports only one non-derivative transaction: an open-market sale of 1,400 shares of Western Asset Mortgage Opportunity Fund Inc. common stock on April 13, 2026.
AI-generated analysis. How Rhea-AI works. Not financial advice.
