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Krispy Kreme (DNUT) director corrects Form 3, shows 1.31M shares via LLC

(Neutral)
(Neutral)
Form Type
3/A

Rhea-AI Filing Summary

Krispy Kreme, Inc. director Bernardo Hees filed an amended Form 3 correcting his reported ownership in the company. The amendment states that as of June 17, 2025, he held 0 shares directly and 1,311,760 shares of common stock indirectly through BHBK LLC. The prior Form 3 had mistakenly split these amounts between direct and indirect holdings. The filing explains that earlier Form 4 reports during this period overstated direct ownership by 617,315 shares and understated indirect ownership by the same amount. All shares are held by BHBK LLC, over which Mr. Hees exercises sole investment power.

Positive

  • None.

Negative

  • None.
Insider Hees Bernardo
Role Director
Type Security Shares Price Value
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 1,311,760 shares (Indirect, Held by BHBK LLC)
Footnotes (2)
  1. F1. On June 18, 2025, the Reporting Person filed a Form 3 (the "Original Report") which incorrectly reported that, as of June 17, 2025, the Reporting Person owned 617,315 shares of the Issuer's common stock directly and 694,445 shares of the Issuer's common stock indirectly through an entity, BHBK LLC. In fact, the Reporting Person held 0 shares of the Issuer's common stock directly and 1,311,760 shares of the Issuer's common stock indirectly through BHBK LLC. As a result of the error in the Original Report, the number of shares of common stock beneficially owned by the Reporting Person as reported on each Form 4 filed by the Reporting Person between the date of the Original Report and the filing of this amendment to the Original Report was (i) overstated by 617,315 with respect to shares owned directly, and (ii) understated by 617,315 shares with respect to shares owned indirectly.
  2. F2. Shares held by BHBK LLC of which Mr. Hees exercises sole investment power.
Indirectly held shares 1,311,760 shares Common stock held indirectly through BHBK LLC as of June 17, 2025
Directly held shares 0 shares Direct ownership of Krispy Kreme common stock as of June 17, 2025
Overstated direct holdings 617,315 shares Amount previously overstated as directly owned in the original Form 3
Understated indirect holdings 617,315 shares Amount previously understated as indirectly owned through BHBK LLC
Holding entry count 1 entry Number of holding entries in this Form 3/A transaction data
Form 3 regulatory
"On June 18, 2025, the Reporting Person filed a Form 3 (the "Original Report") which incorrectly reported..."
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
beneficially owned financial
"the number of shares of common stock beneficially owned by the Reporting Person as reported on each Form 4..."
Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.
indirectly financial
"the Reporting Person owned 617,315 shares... directly and 694,445 shares... indirectly through an entity, BHBK LLC."
sole investment power financial
"Shares held by BHBK LLC of which Mr. Hees exercises sole investment power."

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What did Krispy Kreme (DNUT) director Bernardo Hees correct in this Form 3/A?

He corrected his ownership breakdown between direct and indirect holdings. The amendment shows 0 shares held directly and 1,311,760 shares held indirectly through BHBK LLC as of June 17, 2025, replacing previously misreported amounts.

How many Krispy Kreme (DNUT) shares does Bernardo Hees now report owning indirectly?

Hees now reports indirectly owning 1,311,760 shares of Krispy Kreme common stock. All of these shares are held by BHBK LLC, an entity over which he exercises sole investment power, according to the amended Form 3 footnotes.

Did the Krispy Kreme (DNUT) Form 3/A change Bernardo Hees’s total share count?

The amendment corrects the allocation between direct and indirect ownership, not the overall total. Earlier filings overstated direct holdings by 617,315 shares and understated indirect holdings by the same amount, leaving total beneficial ownership unchanged.

How were Bernardo Hees’s previous Krispy Kreme (DNUT) Form 4 filings affected?

The company notes that each Form 4 filed after the original Form 3 used the incorrect split. Direct ownership was overstated by 617,315 shares and indirect ownership understated by 617,315 shares, so this amendment realigns those prior reported balances.

Who actually holds the Krispy Kreme (DNUT) shares reported by Bernardo Hees?

The shares are held by BHBK LLC. The filing states that BHBK LLC holds 1,311,760 shares of Krispy Kreme common stock and that Mr. Hees exercises sole investment power over these shares through that entity.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Hees Bernardo

(Last)(First)(Middle)
C/O KRISPY KREME, INC.
2116 HAWKINS STREET, SUITE 101

(Street)
CHARLOTTE NORTH CAROLINA 28203

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
06/17/2025
3. Issuer Name and Ticker or Trading Symbol
Krispy Kreme, Inc. [ DNUT ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
06/18/2025
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock1,311,760I(1)Held by BHBK LLC(2)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. On June 18, 2025, the Reporting Person filed a Form 3 (the "Original Report") which incorrectly reported that, as of June 17, 2025, the Reporting Person owned 617,315 shares of the Issuer's common stock directly and 694,445 shares of the Issuer's common stock indirectly through an entity, BHBK LLC. In fact, the Reporting Person held 0 shares of the Issuer's common stock directly and 1,311,760 shares of the Issuer's common stock indirectly through BHBK LLC. As a result of the error in the Original Report, the number of shares of common stock beneficially owned by the Reporting Person as reported on each Form 4 filed by the Reporting Person between the date of the Original Report and the filing of this amendment to the Original Report was (i) overstated by 617,315 with respect to shares owned directly, and (ii) understated by 617,315 shares with respect to shares owned indirectly.
2. Shares held by BHBK LLC of which Mr. Hees exercises sole investment power.
Remarks:
/s/ Christine McDevitt, Attorney-in-fact06/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)