Krispy Kreme officer covers taxes with share surrender

Krispy Kreme, Inc. reported that executive Lori M. Suess, Head of People and Culture, surrendered shares of common stock to cover tax withholding tied to vesting restricted stock units.

Rhea-AI Filing Summary

Krispy Kreme, Inc. reported that executive Lori M. Suess, Head of People and Culture, surrendered shares of common stock to cover tax withholding tied to vesting restricted stock units. The transaction involved 8,391 shares at $3.53 per share as a tax-withholding disposition, not an open-market sale.

After this transaction, Suess’s direct holdings total 141,014 shares of common stock. Footnote details indicate this includes 27,805 directly owned shares and 113,209 unvested restricted stock units, showing she retains a substantial equity position following the tax-related share surrender.

Insider Trade Summary

Exercise Price or Tax Liability: 8,391 shares

Exercise Price or Tax Liability 1 txn

Insider Suess Lori M.

Role Head of People and Culture

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock	8,391	$3.53	$30K

Holdings After Transaction: Common Stock — 141,014 shares (Direct)

Footnotes (2)

1. F1. Reported transaction consists of shares surrendered to cover tax withholding for the vesting of restricted stock units ("RSUs").
2. F2. Direct: 27,805; Unvested RSUs: 113,209

Key Figures

Shares surrendered for tax withholding: 8,391 shares Transaction price per share: $3.53/share Total shares after transaction: 141,014 shares +2 more

5 metrics

Shares surrendered for tax withholding 8,391 shares Tax-withholding disposition for RSU vesting at $3.53 per share

Transaction price per share $3.53/share Value used for tax-withholding share surrender

Total shares after transaction 141,014 shares Holdings following tax-withholding disposition

Directly owned shares 27,805 shares Direct holdings per footnote

Unvested RSUs 113,209 units Unvested restricted stock units per footnote F2

Key Terms

restricted stock units ("RSUs"), tax withholding, tax-withholding disposition

3 terms

restricted stock units ("RSUs") financial

"shares surrendered to cover tax withholding for the vesting of restricted stock units ("RSUs")"

Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.

tax withholding financial

"shares surrendered to cover tax withholding for the vesting of restricted stock units"

Tax withholding is the practice of taking a portion of a payment—such as wages, dividends, or sale proceeds—before it reaches the recipient and sending that portion to the tax authority as an advance on the recipient’s eventual tax bill. For investors it matters because withholding reduces immediate cash received and affects after‑tax returns, estimated tax payments, and whether you may owe more or receive a refund when taxes are finally calculated, like having a small automatic savings set aside for your tax bill.

tax-withholding disposition financial

"transaction_action": "tax-withholding disposition""

A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Krispy Kreme (DNUT) report for Lori M. Suess?

Krispy Kreme reported that Lori M. Suess surrendered 8,391 common shares to cover tax withholding on vesting RSUs. This tax-related disposition was reported at $3.53 per share and was not an open-market sale.

Was the Krispy Kreme (DNUT) insider transaction an open-market sale?

No, the filing states the shares were surrendered to cover tax withholding on restricted stock units. This is a tax-withholding disposition, meaning shares were delivered for taxes rather than sold in the open market.

How many Krispy Kreme (DNUT) shares were used for tax withholding?

The insider surrendered 8,391 shares of Krispy Kreme common stock for tax withholding. The filing reports a value of $3.53 per share for this transaction, specifically tied to vesting restricted stock units.

What are Lori M. Suess’s Krispy Kreme (DNUT) holdings after the transaction?

After the transaction, Suess holds 141,014 shares in total. Footnotes clarify this includes 27,805 directly owned shares plus 113,209 unvested restricted stock units, reflecting a continuing, sizable equity interest.

What does the Krispy Kreme (DNUT) Form 4 say about Suess’s RSUs?

The Form 4 footnote notes Suess has 113,209 unvested restricted stock units. The reported share surrender was specifically to cover tax withholding arising from the vesting of RSUs, according to the filing language.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 07/01/2026 - 08:37 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Suess Lori M.

(Last) (First) (Middle)

C/O KRISPY KREME, INC.

2116 HAWKINS ST, SUITE 101

(Street)

CHARLOTTE NORTH CAROLINA 28203

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Krispy Kreme, Inc. [ DNUT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Head of People and Culture

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/01/2026		F		8,391(1)	D	$3.53	141,014(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Reported transaction consists of shares surrendered to cover tax withholding for the vesting of restricted stock units ("RSUs").

2. Direct: 27,805; Unvested RSUs: 113,209

Remarks:

	/s/ Christine McDevitt, Attorney-in-fact	07/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)